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Speaker of the Legislative Assembly v Anasii [2023] WSSC 39 (25 May 2023)

IN THE SUPREME COURT OF SAMOA
Speaker of the Legislative Assembly & Anor v Anasii & Ors [2023] WSSC 39 (25 May 2023)


Case name:
Speaker of the Legislative Assembly & Anor v Anasii & Ors


Citation:


Decision date:
25 May 2023


Parties:
SPEAKER OF THE LEGISLATIVE ASSEMBLY (Applicant); HUMAN RIGHTS PROTECTION PARTY a duly incorporated Political Party (Intending Second Applicant) v TU’U’U ANASI’I, Member of Parliament for the Constituency of Siumu (First Respondent); ALE VENA ALE, Member of Parliament for the Constituency of Faleata IV (Second Respondent); MAU’U SIAOSI PU’EPU’EMAI, Member of Parliament for the Constituency of Va’a o Fonoti (Third Respondent).


Hearing date(s):
5 & 24 May 2023


File number(s):



Jurisdiction:
CIVIL


Place of delivery:
Supreme Court of Samoa, Mulinuu


Judge(s):
Justice Leiataualesa Daryl Michael Clarke


On appeal from:



Order:
- The HRPP application for joinder as the Second Applicant is declined. However, the HRPP will be granted intervener status. For the avoidance of doubt, reference to the HRPP, its leadership or members includes the HRPP government of the day, its leaders or members.
- Accordingly, I make the following orders:
- leave is granted to the HRPP to intervene in these proceedings restricted to responding to any allegations by the Respondents of “ulterior motives”, “bad intentions” and the like ascribed to the HRPP, its leadership or members relevant to these proceedings;
- the HRPP’s intervention is limited to the filing of affidavits and evidence in response to any such allegation of “ulterior motives”, “bad intentions” or the like ascribed to the HRPP, its leadership or members;
- the HRPP may make submissions limited to any allegations against the HRPP, its leadership or members by direction of the Court; and
- any further participation by the HRPP in these proceedings to be by leave of the Court only.
- Costs reserved.


Representation:
V Leilua for Applicant
F S Ainuu Intending Second Applicant
M Lui for First, Second and Third Respondents


Catchwords:
Elected Members of Parliament – resignation from political party – vacated seats - declaratory orders – application for joinder –membership (Parliament).


Words and phrases:
“right to be or remain as MPs” – “joinder as intervener”.


Legislation cited:
Constitution of the Independent State of Samoa, Articles 13; 15; 46(2); 46(3); 47;
Declaratory Judgments 1908 (NZ);
Declaratory Judgments Act 1988;
Electoral Act 2019, ss. 141; 141(2)(a); 141(5); 142; 142(3); 143;
New Zealand High Court Rules, r. 4.56;
Supreme Court (Civil Procedure) Rules 1980, r. 32; 206.


Cases cited:
McClintock v Attorney General of New Zealand [2015] NZHC 1280;
Mercury NZ Ltd v Maori Land Court [2023] NZHC 312;
Newhaven Waldorf Management Ltd v Allen [2015] NZHC 383;
Newhaven Waldorf Management Ltd v Allen [2015] NZCA 204.


Summary of decision:

IN THE SUPREME COURT OF SAMOA
HELD AT MULINUU


BETWEEN


SPEAKER OF THE LEGISLATIVE ASSEMBLY


Applicant


HUMAN RIGHTS PROTECTION PARTY a duly incorporated Political Party.


Intending Second Applicant


A N D


TU’U’U ANASI’I, Member of Parliament for the Constituency of Siumu.


First Respondent


AND


ALE VENA ALE, Member of Parliament for the Constituency of Faleata IV.


Second Respondent


AND


MAU’U SIAOSI PU’EPU’EMAI, Member of Parliament for the Constituency of Va’a o Fonoti.


Third Respondent


Counsel: V Leilua for Applicant

F S Ainuu Intending Second Applicant

M Lui for First, Second and Third Respondents


Hearing Dates: 5th and 24th May 2023

Judgment Date: 25 May 2023


RULING (HRPP APPLICATION FOR JOINDER INTENDING AS SECOND APPLICANT)

BACKGROUND:

  1. Following the April 2021 general elections, each of the Respondents were elected as Members of Parliament (“MP”) in their respective constituencies and were sworn in as Human Rights Protection Party (“HRPP”) MPs. At various times in November 2022, each Respondent resigned from the HRPP.
  2. In response to the resignation of the Respondents from the HRPP, the Applicant issued a Notice of Charge against the First and Second Respondents on the 14th November 2022 and against the Third Respondent on the 28th November 2022 (collectively, “the Respondents”). The charges against the Respondents are brought pursuant to article 46 of the Constitution and sections 141 to 143 of the Electoral Act 2019 (“EA 2019”). The essence of the charges is that as sworn MPs for the HRPP and having resigned from the HRPP, the Respondents have now vacated their seats.
  3. The Respondents have each denied the charges against them. In accordance with article 47 of the Constitution and section 142(3) of the EA 2019, the Applicant has referred each charge to the Supreme Court by Motion seeking declarations on the Respondents rights to be or to remain MPs. The Applicant’s motions are also brought pursuant to the Declaratory Judgments Act 1988.
  4. The Respondents oppose the Applicants’ Motion for Declaratory Orders and challenge the validity of article 46(3) of the Constitution and section 141(2)(a) of the EA 2019 on the grounds that they “are unfair and go against the principles of democracy”.[1] The Respondents further plead that article 46(3) and section 141(2)(a) of the EA 2019 “were proposed and then enacted with ulterior motives and bad intentions to limit the democratic and fundamental rights of Parliamentarians guaranteed by Articles 13 and 15 of the Constitution.”[2] By subsequent motion for leave to amend pleadings, the Respondent’s propose to further allege that article 46(3) and section 141(2)(a) contain a ‘mistake’, though what the ‘mistake’ is alleged is not pleaded.
  5. By Notice of Motion for Leave to be Joined as a Party, the applicant for joinder (“the HRPP”) seeks to be joined as Second Applicants to the Applicants’ motions to determine the Respondents rights to be or remain an MP. The HRPP’s motions fail to identify the legal basis upon which the application is made, whether pursuant to the Supreme Court (Civil Procedure) Rules 1980 (“the Rules”) or pursuant to the Court’s inherent jurisdiction. The grounds advanced by the HRPP for joinder are that:
  6. In his affidavit in support of joinder in proceedings CP12/23, the Secretary of the HRPP Lealailepule Rimoni Aiafi elaborates that joinder of the HRPP is necessary to:
  7. The HRPP through Mr Aiafi frames the basis of the HRPP’s application for joinder to each of the Respondents proceedings differently in each affidavit. However, at its core is to respond to allegations aired against the HRPP concerning the underlying reasons for the Respondents resignations from the HRPP and gleaned from the affidavits of Yonita Tuia-Tauiliili for the Applicant.
  8. At the hearing of the HRPP’s application for joinder, it became apparent that the application for joinder relies on rule 32 of the Rules. Expressing reservations over the scope of rule 32 and its application to these proceedings instituted by motion, counsel were asked to file supplementary submissions and authorities on the jurisdiction of the Court to join parties. By First Supplementary Submission in Support dated 12 May 2023, the HRPP extended its original submissions arguing that if the Court declines the joinder of the HRPP as a party, the Court join the HRPP as an intervener. Neither rule 32 nor joinder as an intervener were expressly pleaded by the HRPP. The Respondents were afforded an opportunity to be heard on rule 32 and joinder as an intervener.
  9. The application for joinder is not opposed by the Applicant who agrees to abide by the Court’s ruling but made brief submissions that the HRPP be joined as a third party. The HRPP’s application for joinder however is opposed by the Respondents. This ruling addresses collectively the Motions for Joinder by the HRPP to the three proceedings against the Respondents (CP11/23; CP12/23; and CP13/23).

The Law:

  1. Article 47 of the Constitution provides that:
  2. Section 142 of the EA relevantly provides as follows:
  3. The vacancy in the Respondents seats in Parliament is said to arise due to article 46(3) of the Constitution and section 141 of the EA 2019. Article 46(2) and (3) of the Constitution provides:
  4. Section 141 of the EA 2019 relevantly provides:
  5. Counsel for the HRPP advances the application for joinder pursuant to rule 32 of the Rules. Rule 32 states:

Discussion:

The Motion for Joinder and Rules 32 and 206

  1. In my respectful view, rule 32 does not apply to this motion for joinder brought by the HRPP. This is because rule 32 deals with joinder to proceedings that “adjudicate upon and settle all the questions involved in the action.”[5] Further, when read in context of rules 31, 33, 34 and 35 of the Rules, it is apparent that these rules apply to the joinder or correction of the names of the parties to proceedings in an “action”. Rule 11 identifies proceedings that are to be commenced by action. Proceedings to be instituted by way of action involve those for the recovery of debt or damages; land or chattels; or seeking orders for specific performance. These proceedings are not an “action” in terms of rule 11. Rule 12 provides that unless otherwise provided for by any Act, “all other civil proceedings shall be commenced by way of motion.” Section 142(3) of the EA 2019 expressly requires the referral by the Speaker of a charge to the Supreme Court to be by way of motion. These proceedings seeking declarations from the Supreme Court as to the right of the Respondents “to be or to remain a Member of Parliament shall be referred to and determined by the Supreme Court”[6] are brought by way of motion. Rule 32 does not in my view apply.
  2. In circumstances where no procedure is provided for under the Rules, rule 206 states:
  3. The application of rule 206 is consistent with the inherent power of the Court to join parties to proceedings. In Ritchie v Earthquake Commission [2017] NZHC 1242 at para 24, Osborne AsJ observed in terms of applications for joinder not captured by the Rules that:
  4. In terms of joinder, rule 206 is consistent with the inherent power of a superior court of record such as this Court to join parties in cases of uncertainty for example. The test in this case in my respectful view is whether the joinder of the HRPP to these proceedings promote the ends of justice.

The Law - Applications for Joinder as a Party and as Intervener

  1. The Applicant’s motion to determine the charges against the Respondents is brought pursuant to article 47 of the Constitution, section 142(3) of the EA 2019 and the Declaratory Judgments Act 1988. In New Zealand, applications for joinder as a party to declaratory judgments proceedings are encompassed in the High Court Rules. This is because the High Court rules refers to “a proceeding” and is not limited to “the action” in the way Samoa’s rule 32 is drafted. Rule 4.56 of the New Zealand High Court Rules provide that:
  2. In Newhaven Waldorf Management Ltd v Allen [2015] NZCA 204, the New Zealand Court of Appeal dealt with the joinder of parties to proceedings brought under the Declaratory Judgments Act 1908 (NZ). In terms of rule 4.56(1)(b), the Court of Appeal stated:
  3. This is not a judicial review proceeding. However, in judicial review proceedings between Mercury NZ Ltd v Maori Land Court [2023] NZHC 312, Mallon J considered an application for a party to be joined as an intervener. Although judicial review proceedings are not directly on point to these proceedings, the considerations highlighted to determine the grant or refusal of joinder as an intervener are relevant. Mallon J stated:
  4. In McClintock v Attorney General of New Zealand [2015] NZHC 1280, Thomas J examined intervention principles stating:
  5. Thomas J in McClintock went on to distil the authorities on joinder as an intervener stating:

Applying the Law – Joinder as a Party

  1. In these proceedings, there is no dispute that the Respondents have each resigned from the HRPP.[8] The resignation by the Respondents trigger article 46(3) of the Constitution and section 141(2)(a) of the EA 2019. Applying the principles that I have set out, I am satisfied that the HRPP’s application for joinder as a party should be declined. The HRPP submits that their joinder to these proceedings would assist the Court in adjudicating questions concerning (a) the circumstances of the Respondents resignation from the HRPP; and (b) responding to allegations against the HRPP underlying the Respondents resignation from the HRPP. The HRPP also submits that their joinder would also enable the Court to effectually and completely adjudicate the matters in dispute in this action (sic).
  2. With respect, I do not agree. First, the circumstances of the Respondents resignation from the HRPP is not relevant to the Applicant’s motion before the Supreme Court. This is because pursuant to article 46(3) of the Constitution and section 141(2)(a) of the EA 2019, ‘resignation’ alone triggers the vacating of a Parliamentary seat. The HRPP and the Respondents all accept that the Respondents have resigned from the HRPP. While the affidavit evidence suggests that the Respondents have aired grievances about the HRPP and its leadership as a basis for resignation, the reasons that an MP resigns from his or her political party has no relevance. Therefore, responding to allegations (which have not been pleaded) against the HRPP concerning the reasons for the Respondents resignation from the HRPP is not relevant in terms of article 46(3) of the Constitution and section 141(2)(a) of the EA 2019.
  3. Second and more importantly in terms of the joinder of parties as person’s whose “presence before the court may be necessary to adjudicate on and settle all questions involved in the proceeding,” the question that was framed by the Privy Council was:
  4. The answer to that question in my respectful view is no. The present proceedings do not entail the determination of any rights or liabilities of the HRPP. These proceedings entail the determination of the rights of the Respondents to remain MPs in accordance with article 47, not that of the HRPP. The Respondents have each resigned as members of the HRPP and it is accepted that they are no longer members of the HRPP. That question of fact is not in dispute. The sole remaining question is one of law as to whether by resigning from the HRPP, have the Respondents vacated their Parliamentary seats in accordance with section 141(2)(a). The duty of bringing that question to this Court in accordance with the EA 2019 is the Applicant.
  5. In the HRPP’s Supplementary Submissions dated 12th May 2023 at paragraph 10(a), the HRPP appears to assert that the HRPP’s interest in its number of seats in Parliament constitutes a “legal right”. This is a political interest and not a legal right. The rights being determined are those of the Respondents to be or remain an MP.
  6. Third, although article 47 does not prescribe who may refer matters to the Supreme Court to determine the right of a person to be or remain an MP, section 142(3) of the EA 2019 expressly gives to the Speaker of Parliament the duty of referring charges to the Supreme Court for determination. Section 141(5) also then stipulates that a person with whom the MP is alleged to have misconducted him or herself with is also entitled to be treated as a party to the motion and to be heard. The statutory schema does not give standing to a party from which an MP has resigned or withdrawn to appear and be heard.
  7. Although the statutory schema does not give standing to a party from which an MP has resigned or withdrawn to appear and be heard, I accept that circumstances may arise where the joinder of parties other than those in the statutory schema may be necessary to adjudicate charges against an MP. In this context, there is no statutory prohibition on the joinder of other parties. The joinder of other parties however must promote the ends of justice. For the reasons I have set out, the joinder of the HRPP as a party to these proceedings will not in my calculation promote the ends of justice.

Joinder as an Intervener

  1. I now turn to the submission by counsel for the HRPP that if not joined as a party, the HRPP be joined as an intervener. Although the jurisdiction to grant leave to a party to intervene is a broad one, it should be exercised with restraint due to the risk that joinder will expand issues, prolong proceedings and increase the costs of litigation. There must also be sound reason for departing from the privity of litigation, in this case in my view, expanding the parties beyond those set out in section 142 of the EA 2019. In terms of joinder as an intervener, the question is whether joinder of the HRPP as an intervener will promote the ends of justice. In determining this question, I am guided by the distillation of the authorities by Thomas J in McClintock.
  2. Applying the distillation of authorities, I am satisfied that the HRPPs legal rights and liabilities will not be directly impacted by these proceedings for the reasons earlier stated. However, given Respondents response to the Applicants motions before the Court and the affidavit material before me, it appears that the Respondents will ascribe to the HRPP government of the day and its leadership the “ulterior motives and bad intentions to limit the fundamental rights of Parliamentarians guaranteed under Articles 13 and 15 of the Constitution.” It is due to the alleged but unspecified “ulterior motives” and “bad intentions” that the Respondents presently challenge the validity of article 46(3) of the Constitution and section 141(2)(a) of the EA 2019. Any such assertion against the HRPP and its leadership is serious and affects its reputational interests. It is also a principle ground of opposition by the Respondents to the charges brought by the Applicant which will have a direct bearing on the determination of these proceedings. The reputational interests of the HRPP together with the direct relevance of information the HRPP can offer in my view constitute exceptional circumstances in these proceedings.
  3. As the Respondents opposition to the Applicant’s motion challenges the validity of article 46(3) of the Constitution and section 141(2)(a) of the EA 2019 on purported “ulterior motives” and “bad intentions” seemingly ascribed to the HRPP and its leadership, only the HRPP and its leadership can properly respond to such an assertion. The assertion goes to the heart of the Respondents defence challenging not only the validity of provisions of the EA 2019 but of the Constitution itself. The HRPP’s presence as an intervener will therefore materially improve the quality of the information before the Court to determine the important questions raised by the Respondents opposition to the charges. Further, I do not see any prejudice to the parties by granting intervener status to the HRPP restricted to responding to allegations of “ulterior motives”, “bad intentions” or the like that may be ascribed to the HRPP, its leaders or members in these proceedings. These are raised by the Respondents and the presence of the HRPP to respond to these directly will assist the Court and likely save court time.
  4. Although the HRPP might potentially rely on the Applicant to respond to the allegations by the Respondents, that would involve the Applicant and Respondent working and communicating closely. This may not be practicable. The most appropriate party to respond to and assist the Court in determining any allegations made by the Respondents against the HRPP, its leaders or members is the HRPP.
  5. These proceedings are novel and its determination will develop Samoa’s laws. Given the allegations that appear levelled against the HRPP and its leadership as a basis to invalidate article 46(3) of the Constitution and section 141(2)(a) of the EA 201, it would also be unjust to determine these without hearing from the HRPP. Accordingly, the HRPP will be granted intervener status. The participation of the HRPP however will be limited to responding to any allegations against the HRPP and necessary to assist the Court to determine the Respondent’s challenge to the validity of article 46 of the Constitution and section 141 of the EA 2019. The participation of the HRPP as an intervener on this basis in my calculation will promote the ends of justice.
  6. If in due course, the Respondent’s better particularize their pleadings and no allegations are made against the HRPP and its leadership as a basis to challenge the validity of article 46(3) of the Constitution and section 141(2)(a) of the EA 2019, the Court may remove the HRPP as an intervener.
  7. In relation to the Applicant’s submission that the HRPP be joined as a Third Party, I note only that third party procedures under rule 43 relate to circumstances where a Defendant to an action claims against a third party not a party to those proceedings. Rule 43 has no application to this application for joinder.

Result:

  1. The HRPP application for joinder as the Second Applicant is declined. However, the HRPP will be granted intervener status. For the avoidance of doubt, reference to the HRPP, its leadership or members includes the HRPP government of the day, its leaders or members.
  2. Accordingly, I make the following orders:
  3. Costs reserved.

JUSTICE CLARKE


[1] Respondents Notice of Opposition to Motion for Declaratory Orders dated 10th March 2023.
[2] Above, n. 1.
[3] Intending Second Applicant’s Notice of Motion for Leave to be joined as a Party dated 13th March 2023 (CP11/23, CP12/23 and CP13/23).
[4] Affidavit in Support of Lealailepule Rimoni Aiafi in Support of the Intending Second Applicant’s Notice of Motion for Leave to be joined as a Party, 17th March 2023 (Misc. 11/23).
[5] Rule 32, Supreme Court (Civil Procedure) Rules 1980.
[6] Constitution, article 47.
[7] See also: Newhaven Waldorf Management Ltd v Allen [2015] NZHC 383.
[8] 1st, 2nd and 3rd Respondents Submissions in Opposition to HRPP Joinder, dated 4th May 2023.


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