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Lauano v Attorney General [2022] WSSC 25 (27 July 2022)
IN THE SUPREME COURT OF SAMOA
Lauano v Attorney General [2022] WSSC 25 (27 July 2022)
Case name: | Lauano v Attorney General |
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Citation: | |
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Decision date: | 27 July 2022 |
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Parties: | SALA TOIAIVAO LAUANO, of Lotopa (Plaintiff) v ATTORNEY GENERAL, sued for an on behalf of the Ministry of Justice and Courts Administration, Government of Samoa (Defendant) |
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Hearing date(s): | 05th July 2022 |
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File number(s): |
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Jurisdiction: | CIVIL |
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Place of delivery: | Supreme Court of Samoa, Mulinuu |
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Judge(s): | Leiataualesa Daryl Clarke |
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On appeal from: |
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Order: | For the foregoing reasons, I have concluded that: (a) These proceedings brought by the Plaintiff against the Defendant are doomed to fail and should therefore be struck out. Accordingly,
the Statement of Claim is struck out in its entirety; and (b) Counsel are to agree as to costs, failing which, counsel are at liberty to file memoranda as to costs within 14 days. |
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Representation: | P. Chang for the Plaintiff F. Sofe & V. Leilua for the Defendant |
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Catchwords: | Strike out motion |
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Words and phrases: | “delay in delivering judgment” – “rights to a fair trial” |
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Legislation cited: | |
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Cases cited: | |
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Summary of decision: |
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IN THE SUPREME COURT OF SAMOA
HELD AT MULINUU
BETWEEN:
SALA TOIAIVAO LAUANO of Lotopa.
Plaintiff
A N D:
ATTORNEY GENERAL, sued for and on behalf of the Ministry of Justice and Courts Administration, Government of Samoa.
Defendant
Counsel: P. Chang for the Plaintiff
F. Sofe and V. Leilua for Defendant
Hearing: 5th July 2022.
Judgment: 27th July 2022
JUDGMENT (MOTION TO STRIKE OUT)
A. INTRODUCTION
- This is a strike out application by the Defendant pursuant to rule 70 of the Supreme Court (Civil Procedure) Rules 1980 and/or the
inherent jurisdiction of the Supreme Court.
B. BACKGROUND
- The Plaintiff pleads that he “was the owner and managing director of Lauano Construction Company Limited” [1] (“LCCL”). In or about June 2004, LCCL commenced legal proceedings against the Corporation of the Presiding Bishopric
of the Church of the Latter Day Saints Church Education System (“LDS”). The Plaintiff pleads that the LCCL claim against
the LDS proceeded to hearing before the Supreme Court on the 2nd December 2005, 17th and 18th January 2006, 16 and 17 July 2008 with closing submissions heard on the 6th February 2012. On 11 September 2019, judgment was delivered “in favour of the plaintiff” (LCCL) in the sum of $172,447.86
by late Chief Justice Sapolu.[2]
- In these proceedings, the Plaintiff complains that he “had to await for the decision to be delivered seven years after the
proceeding was completed before the Court.”[3] During that time, the Plaintiff says he incurred debts “to cover the running operation costs of his business during this seven
years whilst awaiting the decision.”[4] Consequently, the “plaintiff suffered in not having the use of these funds from this matter to carry out operation costs of
his business as well as to service debts incurred already in performing the contract which is the subject of the claim against the
LDS.”[5] The delay in delivering the judgment allegedly caused the Plaintiff to incur costs.[6]
- The Plaintiff sues the Defendant on the basis that Sapolu CJ “was a Judge and/or officer and/or employee of the Government
of Samoa through/or under the Ministry of Justice and Court Administration.”[7] As a result of the delay in the delivery of judgment, the Court breached his right to a fair trial guaranteed by article 9 of the
Constitution. Further, the Plaintiff alleges that the:
- “Defendant owed the plaintiff a duty of care to ensure that judgment and/or proceedings in the claim against LDS is completed
or finalized for the finality of the matter for the plaintiff and by failing to properly observe this duty of care, the defendant
is negligent in the excessive delay in completing the proceeding by delivering judgment within a reasonable time.”[8]
- The Plaintiff alleges that the Defendant is vicariously liable “for the actions” of Sapolu CJ for breach of his right
to a fair trial and negligence. The Plaintiff claims:
- (a) Nominal costs;
- (b) Costs incurred in the proceedings $142,192.01;
- (c) Judgment interest rate of 7% for the period of 7 years waiting delivery of judgment $101,500.11;
- (d) General damages of $85, 096.81;
- (e) Compulsory/aggravated damages of $70,000.00;
- (f) Exemplary/punitive damages of $70,000.00; and
- (g) Costs.
C. THE BASIS OF THE DEFENDANTS STRIKE OUT MOTION
- By Strike Out Motion dated 14 December 2020, the Defendant applies to strike out the Plaintiff’s claim on the grounds that,
in summary:
- (a) The Defendant is not vicariously liable for the actions of the former Chief Justice on the basis that:
- (i) the former Chief Justice was not an officer or employee of the Defendant;
- (ii) the Defendant is part of the executive branch of government and the former Chief Justice was “employed” under the
Judicial Branch of Government;
- (iii) As the former Chief Justice was neither an officer or employee of the Defendant, the Defendant cannot be liable for his decisions;
- (iv) section 6(3) of the Government Proceedings Act 1974 expressly prohibits the bringing of proceedings against Government in respect of anything done or omitted to be done by a person
while discharging responsibilities of a judicial nature.
- (b) The Plaintiff has no standing to bring these proceedings. The successful Plaintiff in the proceedings between LCCL and the LDS
was LCCL. The Plaintiff was not a party to those proceedings. He cannot bring these proceedings in his personal capacity.
- (c) The failure by the Plaintiff to properly plead his case; and
- (d) The Plaintiff’s claim discloses no reasonable cause of action.
- When this matter proceeded to hearing, the Defendant advanced a further ground that the Plaintiff had failed to comply with the notice
requirements of section 21 of the Limitation Act 1975. This ground was abandoned by the Defendant by Memorandum to the Court dated 6th July 2022.
D. THE LAW – STRIKE OUT
- The principles governing the exercise of the Court’s jurisdiction to strike out are well settled. There are two sources of
the Supreme Court’s jurisdiction to strike out proceedings. These are rule 70 of the Supreme Court (Civil Procedure) Rules
1980 and the inherent jurisdiction of the Court on the basis that these proceedings are frivolous, vexatious and an abuse of the
court process.
- In Woodroffe v Mataia [2017] WSCA 5 (31 March 2017), the Court of Appeal stated in terms of rule 70:
- “Section 70 of the Supreme Court (Civil Procedure) Rules, 1980, provides:
- “No cause of action- Where by any proceedings no cause of action is disclosed the Judge may, on the application of the defendant order the proceedings
to be struck out.”
- This jurisdiction, however, is to be sparingly exercised. A claim may be struck out as disclosing no cause of action only where it
is plain and obvious that it is so clearly untenable that it cannot possibly succeed: see Sapolu CJ in Enosa v Samoa Observer Ltd.”
- Where strike out proceedings are brought in the Supreme Court’s inherent jurisdiction, Sapolu CJ in Enosa v Samoa Observer Company Ltd [2005] WSSC 6 (29 April 2005) stated:
- “In Bullen, Leake and Jacobs Pleadings and Precedents 12th edn at p145, it is there stated that a pleading or an action is frivolous when it is without substance, groundless, fanciful, wasting
the Court’s time or not capable of reasoned argument. A pleading or an action is said to be vexatious when it is lacking in
bona fides, hopeless, without foundation, cannot possibly succeed or oppressive.
- In relation to abuse of process in the context of an action for defamation, I refer to the English case of Goldsmith v Sperrings Ltd [1977] 2 A11 ER 566 where the plaintiff brought an action for defamation consisting of libel against the defendants who sought an order to dismiss or
stay the action on the ground that it was frivolous, vexatious and/or an abuse of the process of the Court. In the Court of Appeal,
all three Judges agreed on the relevant legal principles to be applied but they differed on the application of those principles to
the facts. Lord Denning MR who was in the minority on that point, said at p.574:
- “In a civilised society, legal process is the machinery for keeping order and doing justice. It can be used properly or it
can be abused. It is used properly when it is invoked for the vindication of men’s rights or the enforcement of just claims.
It is abuse when it is diverted from its true course so as to serve extortion or oppression; or to exert pressure so as to achieve
an improper end. When it is so abused, it is a tort, a wrong known to the law. The Judges can and will intervene to stop it. They
will stay the legal process, if they can, before any harm is done. If they cannot stop it in time, and harm is done, they will give
damages against the wrongdoer.”
- The facts pleaded are to be taken as capable of proof and if the claim “can be saved by amendment of the pleadings, or parties,
this may be permitted since a litigant’s right of access to the court is not to be lightly denied. Only when a claim is doomed
to fail should an order striking it out be made.”[9]
E. DISCUSSION
Locus Standi
- I will first deal with the Defendant’s ground for strike out that the Plaintiff has no standing to bring these proceedings
in his personal capacity. Sapolu CJ entered judgment against the LDS in favour of LCCL. The Plaintiff was not a party to those proceedings.
The Plaintiff pleads that he “was the owner and managing director” of LCCL. In her written submissions at paragraph 14,
counsel for the Plaintiff further elaborates that:
- “[t]he company no longer exists anymore due to the financial loss suffered by the Company and our client who is named as the
plaintiff was the owner and sole shareholder of the Company. Our client is the one who bore all the costs, debts and loss arising
out of this delay. However, an amendment can be made to the statement of claim with leave of the Honourable Court to include the
company as a party.”
- The Plaintiff claims that as a result of the delay in judgment, he incurred debt “to cover the running operation costs of his
business during this seven years whilst awaiting the decision.”[10]
- I am satisfied that the Plaintiff has no standing to bring these proceedings in his personal capacity. If the Plaintiff had incurred
personal costs to finance the continued operations of LCCL, that was a matter between the Plaintiff and LCCL. That he may have incurred
those costs does not give the Plaintiff standing to bring this claim arising from the alleged breach of purported rights arising
from a judgment in which he was not a party. Section 8(2) of the Companies Act 2001 recognizes a basic tenet of company law that a company possesses separate legal personality to its shareholders:
- “(2) A company incorporated under this Act is a legal entity in its own right separate from its shareholders, and continues
in existence until it is removed from the Samoa register.”
- To cure the problem with standing, the Plaintiff submits that an amendment to the Statement of Claim can be made to include LCCL
as a party to these proceedings. If the Statement of Claim can be saved by an amendment, this may be permitted “since a litigant’s
right of access to the court is not to be lightly denied.”[11]
- The Plaintiff’s Statement of Claim pleads that he “was the owner and managing director of Lauano Construction Company
Limited.”[12] The Plaintiff pleads that LCCL “no longer exists”.[13] As an incorporated body that “no longer exists”, LCCL must have been removed from the Samoa Companies Register. As such,
it cannot now be joined as a party to these proceedings. LCCL does not legally exist to be joined.
- In response to questions from the Court on standing and despite submissions referred to in paragraph 15 above, Plaintiff’s
counsel from the bar table submitted that based on instructions that morning, LCCL may never have existed as a company and that the
Plaintiff had operated the business as a sole trader. In effect, the gist was that the earlier proceedings in which judgment was
delivered was brought in the name of LCCL in error instead of the Plaintiff personally. Counsel submitted that the Plaintiff’s
standing could be cured by an amendment to the Plaintiff’s pleadings to reflect this.
- Given that the claim for damages in these proceedings relate to alleged delays in delivering judgment in proceedings between LCCL
and the LDS, this submission does not assist the Plaintiff. The judgment was in favour of “Lauano Construction Company, a duly
incorporated company having its registered office at Lotopa.” In this context, “[s]ubject to appeal and to being amended
or set aside, a judgment is conclusive as between the parties and their privies, and is conclusive evidence against all the world
of its existence, date and legal consequences.”[14]
- For the Plaintiff, this raises a number of hurdles. First, the judgment is conclusive, including as between the parties to those
proceedings and their privies. To now claim that the judgment obtained by LCCL was in error does not assist the Plaintiff to establish
standing to sue in his personal capacity for damages in these proceedings.
- Second, there are no proceedings to amend the judgment. Although the Court has a power to amend its own judgment, that power is also
limited.[15]
- Third, if the judgment were to be set aside, there would be no basis upon which the Plaintiff could sue for delay as there would
be no judgment to complain of.
- Fourth, the submission was made from the bar table on the hearing of the Defendant’s strike out motion in the absence of any
supporting evidence.
Negligence, the Government Proceedings Act 1974 and Vicarious Liability
- The Plaintiff alleges that the Defendant owed him “a duty of care to ensure that judgment and/or proceedings in the claim against
the LDS is completed or finalized for the finality” and that by the Defendant failing to observe this duty, was negligent in
the excessive delay in completing the proceeding by delivering the judgment within a reasonable time.”[16] The Plaintiff submits that his cause of action against government based in negligence is an “accepted cause of action against
the Government.” Accordingly, it should not be struck out.
- In support of this submission, the Court is referred to Hill v Hamilton Wentworth [2007] 3 SCR 129 and Hansell v Attorney General [2018] WSSC 74 (4 May 2018). These authorities relate to allegations of negligence against Police. They have no relevance to the present proceedings
because there is no question under Samoan law that claims against government for negligence can be instituted. Tortious claims against
Government are expressly provided for by section 6(1) of the Government Proceedings Act 1974 (“GPA 1974”) which provides:
- “6. Liability of the Government in tort – (1) Subject to this Act and any other Act, the Government is subject to all those liabilities in tort to which, if it were a private person
of full age and capacity, it would be subject:
- (a) in respect of torts committed by its servants or agents; and
- (b) in respect of a breach of those duties which a person owes to his or her servants or agents at common law by reason of being
their employer; and
- (c) in respect of a breach of the duties attaching at common law to the ownership, occupation, possession, or control of property:
PROVIDED THAT no proceedings lie against the Government by virtue of paragraph (a) in respect of an act or omission of a servant or agent of the
Government unless the act or omission would apart from this Act have given rise to a cause of action in tort against that servant
or agent or his or her estate”
- Tortious claims against “Government” however have limitations. These expressly exclude liability for the acts and/or
omissions of Judges and judicial officers. “Government Department” or “Department” is defined under the GPA
1974 to mean “the Public Trustee and every other Department or instrument of the Executive Government of Samoa”.[17] Schedule 1 of the Ministerial and Departmental Arrangements Act 2003 sets out Government Ministries which are departments of the Government.[18] Government Department includes the Ministry of Justice and Courts Administration. Judicial officers however are not an officer of
the Government nor part of a department of Government, which includes the Ministry of Justice and Courts Administration. This is
because an “officer” in relation to the Government is defined as “includes a servant of the Government, and includes
a Minister of the Government; but does not include ... any Judge, District Court Judge, Faamasino Fesoasoani, or other judicial officer.” (emphasis added)
- In these proceedings, the Plaintiff’s claim is brought against the “Ministry of Justice and Court Administration (sic),
Government of Samoa”. As Judges and judicial officers are not officers of the Government nor are they part of a department
of Government for the purposes of the GPA 1974, the “Government” (which includes the Ministry of Justice and Courts Administration)
cannot be held liable for alleged tortious acts or omissions of Judges and judicial officers.[19]
- Further, section 6(3) of the GPA 1974 also expressly exempts Government from tortious liability for anything done or omitted to be
done by judicial officers in the discharge of their judicial functions. Section 6(3) provides:
- “(3) No proceedings lie against the Government by virtue of this section in respect of anything done or omitted to be done by a person
while discharging or purporting to discharge responsibilities of a judicial nature vested in the person, or responsibilities which
the person has in connection with the execution of judicial process.”
- In hearing and delivering judgment in Lauano Construction Company v Corporation of the Presiding Bishopric of the Church of the Latter
Day Saints Church Education System, Sapolu CJ was discharging “responsibilities of a judicial nature” vested in him.
As such, the Plaintiff’s claim in negligence against the Defendant on behalf of Sapolu CJ is also expressly barred by section
6(3) of the GPA 1974.
- Further, any general claim in negligence against Sapolu CJ arising from the proceedings between LCCL and LDS would also fail on the
basis of judicial immunity.[20] As the Court of Appeal stated in relation to the scope of judicial immunity in Woodroffe v Fisher [2017] WSCA 9 (15 September 2017) at paragraph 25:
- “We do not accept Mrs Woodroffe’s submission that the immunity may be lost on account of ill-will, bad faith or any like
epithet. To the contrary even a judge actuated by malice or hatred is immune provided he or she is undertaking a judicial function.
In short, the immunity is absolute in relation to judges of the Superior Courts, save for some limited exceptions of no present relevance.”
- In Sapolu v Saaga, the Court of Appeal stated that “[w]e conclude that if a District Court judge acts within his or her subject matter jurisdiction
the immunity applies. Allegations of bad faith or gross negligence are irrelevant.” This applies equally to claims of negligence
against Judges of the Supreme Court.
- The Plaintiff’s cause of action grounded in negligence is doomed to fail.
Breach of Constitution Article 9(1)
- The Plaintiff claims that due to the delay by Sapolu CJ in delivering his judgment, his article 9(1) rights guaranteed by the Constitution
were breached. Article 9(1) of the Constitution relevantly provides:
- “9. Right to a fair trial - (1) In the determination of his civil rights and obligations...every person is entitled to a fair and public hearing within a reasonable
time by an independent and impartial tribunal established under the law...”
- In National Pacific Insurance Ltd v Vaivaimuli Corporation Ltd [2020] WSCA 3, the Court of Appeal ruled that a judgment delivered by Sapolu CJ 22 years after the hearing was unsafe for a number of reasons,
including due to the delay. As a result, the judgment was set aside by the Court of Appeal and consequently, the Plaintiff could
not bring its claim against NPI to a finality.[21] The Court of Appeal relevantly stated that:
- “...it is certainly at least arguable that the right to a hearing within a reasonable time includes a right to have a judgment
pronounced within a reasonable time of trial. As to whether a breach of a constitutional right can give rise to a damages claim by
someone adversely affected, we draw attention to this Court’s decision in Punitia v Tutuila where general and vindicatory damages were awarded for breach of the right of movement and residence in Article 13(1)(d) of the Constitution.
Some general principles were summarised at para [85] of that judgment.
- In the absence of any representation for the Government in this appeal, we should not be taken to be indicating a view on whether
it may have any liability for a breach of Article 9(1) in the present circumstances.”
- Relying on National Pacific Insurance Ltd v Vaivaimuli Corporation Ltd, the Plaintiff through counsel submits that there “is clearly a cause of action arising from the delay in judgment and any
further arguments in relation to the cause of action is to be discussed in the substantive hearing.”[22] This is to overstate the judgment. The judgment provides that liability to pay compensation for the delay in rendering judgments
is arguable. The Court of Appeal did not recognize that where there is established delay in the rendering of a judgment by a Court, Government
will be liable to pay compensation under article 9(1) of the Constitution.
- The key difficulty for the Plaintiff here is that he has no standing to bring an article 9(1) claim in terms of any alleged harm
suffered due to any alleged delay by Sapolu CJ in delivering his judgment in the LCCL and LDS proceedings. Whilst it is arguable
that “the right to a hearing within a reasonable time includes a right to have a judgment pronounced within a reasonable time”
and consequently, the alleged delay by Sapolu CJ might constitute a breach of article 9(1) of the Constitution, the Plaintiff was
not a party to those proceedings. The LCCL v LDS proceedings did not entail the determination of his civil rights and obligations,
but those of LCCL. The Plaintiff’s claim for the alleged breach of his article 9(1) rights by the Defendant has no prospects
of success.
Failure to Plead Sufficient and Specific Facts
- I do not need to address this specific aspect of the Defendant’s submissions in support of its strike out motion except only
to repeat that if the claim can be saved by amendment, an amendment may be permitted to cure any deficiency in the pleadings. For
the reasons that I have set out earlier, the Plaintiff’s proceedings cannot be saved.
F. RESULT
- For the foregoing reasons, I have concluded that:
- (a) These proceedings brought by the Plaintiff against the Defendant are doomed to fail and should therefore be struck out. Accordingly,
the Statement of Claim is struck out in its entirety; and
- (b) Counsel are to agree as to costs, failing which, counsel are at liberty to file memoranda as to costs within 14 days.
JUSTICE CLARKE
[1] Paragraph 1, Statement of Claim (SoC).
[2] Paragraph 6, SoC.
[3] Paragraph 7, SoC.
[4] Paragraph 8, SoC.
[5] Paragraph 9, SoC.
[6] Paragraph 10, SoC.
[7] Paragraph 11, SoC.
[8] Paragraph 14, SoC.
[9] Woodroffe v Fisher [2017] WSCA 9 (15 September 2017).
[10] Paragraph 8, SoC.
[11] Woodroffe v Fisher, above n.9.
[12] Paragraph 1, SoC.
[13] Plaintiff’s Submissions Opposing Strike Out, 03 July 2022 at paragraph 14.
[14] 26 Halsbury’s Laws of England, 4th ed, para 550.
[15] See: rule 125, Supreme Court (Civil Procedure) Rules 1980.
[16] Paragraph 14, SoC.
[17] Section 2, Government Proceedings Act 1974. The Constitution also expressly differentiates the Executive arm of government (Part IV) from the Judicial Arm of government (Part
VI).
[18] Section 4(2), Ministerial and Departmental Arrangements Act 2003.
[19] See also: Land and Titles Court v Kalevini [2017] WSCA 8, para 26.
[20] See generally the principles of judicial immunity discussed in: Tafililupetiamalie v Attorney General [2015] WSSC 62 (30 June 2015); Woodroffe v Fisher [2017] WSCA 9 (15 September 2017); Sapolu v Saaga [2018] WSCA 9 (25 October 2018).
[21] National Pacific Insurance Ltd v Vaivaimuli Corporation Ltd [2020] WSCA 3 at para 27.
[22] Plaintiff’s Submissions Opposing Strikeout, 3rd July 2022 at p.3.
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