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Supreme Court of Papua New Guinea |
PAPUA NEW GUINEA
[IN THE SUPREME COURT OF JUSTICE]
SCA 102 OF 2016
BETWEEN:
PAPUA NEW GUINEA LAW SOCIETY
Appellant
AND:
DAVID RICKEY COOPER
Respondent
Waigani: Injia CJ, David and Collier JJ
2017: 24th April, 5th May
LAWYERS ACT- Application for Unrestricted Practicing Certificate (UPC) made 3 years after Restricted Practicing Certificate (RPC) expired - Application made before Council of the Law Society - Whether application is for "renewal" or a fresh application - Relevant considerations for new applications vis-a-vis renewal application- Meaning of "renewal application"- Lawyers Act 1986, ss 39, 40, 41, 44 (1), (2) & (3)
SUPREME COURT- Inherent powers - To determine appeal on an important point of law considered and determined by the trial judge, but not expressly challenged in the grounds of appeal- Point underlies the errors set out in the grounds of appeal - Parties given opportunity to argue point in the appeal - Appeal allowed on that point of law - Constitution, s 155 (4).
Cases cited:
Papua New Guinea Cases
Amaiu v Papua New Guinea Law Society [2014] N5882
Bonggere v Papua New Guinea Law Society [2003] N2361
Dirua v Papua New Guinea Law Society [1996] N1467
Kakaraya v National Parliament [2004] SC756
Karingu v Papua New Guinea Law Society (SCA 69 of 1996, 30 October 1997
Karingu v Papua New Guinea Law Society [1999] PNGLR 83
Karingu, Enforcement of Rights Pursuant Constitution S57 [1988-89] PNGLR 276
Lomai v PNG Law Society [1998] N1854
PNG Power Ltd v Gura [2014] SC1402
Pruaitch v Manek [2010] SC1052
Papua New Guinea Law Society v Saga [2006] N3095
Ralai v Yama [2008] SC1029
Overseas Cases
Christian Youth Camps v Cobaw Community Health Services Ltd [2014] VSCA 75; (2014) 308 ALR 615
Crampton v R [2000] HCA 60; (2000) 206 CLR 161
Finance Facilities Pty Ltd v Federal Commissioner of Taxation [1971] HCA 12; (1971) 127 CLR 106
Hearn v Street [2008] HCA 36; (2008) 235 CLR 125
House v The King [1936] 55 CLR 499
Julius v. Lord Bishop of Oxford (1880) 5 App Cas 214
Roberts v Bass [2002] HCA 57; (2002) 212 CLR 1
Ward v. Williams [1955] HCA 4; (1955) 92 CLR 496
Counsel
I Molloy, for the Appellant
David Ricky Cooper, with B Frizzel, for the respondent
JUDGEMENT
5th May, 2017
Background evidence and facts
39. PRACTISING CERTIFICATES.
(1) The Council may, on behalf of the Society, in accordance with the provisions of this Act, issue to a lawyer who has signed the Roll a practising certificate which shall be–
(a) an unrestricted practising certificate; or
(b) a restricted practising certificate.
(2) A practising certificate issued under Subsection (1)(a) or (b)–
(a) shall be in the form prescribed in the Rules; and
(b) shall be issued for a period not exceeding one year; and
(c) shall expire on 31 December in the year in which it was issued.
(3) An unrestricted practising certificate issued under Subsection (1)(a) entitles the holder to practise as a lawyer in any manner allowed under this Act.
(4) A restricted practising certificate issued under Subsection (1)(b) entitles the holder to practise as a lawyer, but not–
(a) on his own account; or
(b) in partnership with another lawyer; or
(c) hold moneys in trust for another person who is a client.
40. RESTRICTED PRACTISING CERTIFICATE.
A lawyer who–
(a) has signed the Roll; and
(b) is a citizen or resident of Papua New Guinea,
may be issued with a restricted practising certificate.
41.UNRESTRICTED PRACTISING CERTIFICATE.
(1) A lawyer may be issued with an unrestricted practising certificate if–
(a) he–
(i) is the holder of, or is entitled to hold, a restricted practising certificate; and
(ii) has been employed exclusively as a lawyer for–
(A) not less than two years from the date of his admission to practise; or
(B) not less than two years in the five years preceding the date of his application for an unrestricted practising certificate,
by a lawyer, who during the period of employment was the holder of an unrestricted practising certificate; or
(b) he–
(i) has practised exclusively as a lawyer within a class of lawyers prescribed in the Rules for the purpose for a period of not less than two years in the period of five years immediately prior to his application for an unrestricted practising certificate; and
(ii) satisfies the Society that he has obtained experience in the practice of law at least equivalent to that gained by an applicant under Subparagraph (a)(ii); or
(c) he–
(i) has been admitted to practise law for a period of not less than three years following his admission to practise in such countries as are prescribed by the Rules; and
(ii) has practised with a restricted practising certificate in Papua New Guinea for a period of not less than three months immediately prior to his application for an unrestricted practising certificate; or
(d) he satisfies the Society that he has obtained experience in the practise of law, which, in the opinion of the Society, is at least equivalent to that gained by an applicant under Subparagraph (a)(ii); or
(e) he has been carrying on practice exclusively as a barrister in a country prescribed by the Rules of Court for a period of not less than five years preceding his application for an unrestricted practising certificate.
(2) For the purposes of Subsection (1)(e), “barrister” means a person who is a member of the bar in a country prescribed by the Rules of Court.
(3) Sections 39(2) and 42(2)(b) apply to an unrestricted practising certificate under Subsection (1)(e).
Papua New Guinea Law Society Practising Certificate Rules 1990
FORM PCA1
Rule, Sec. 2(1)(a).
APPLICATION FOR RESTRICTED PRACTISING CERTIFICATE FOR 2014
TO: The Secretary
PNG Law Society
P. O. Box 2004
PORT MORESBY, National Capital District
Dr M r Mrs Ms
NAME: | | | | | | | | | ........................................................................................................ |
(Surname) (Other Names)
Address: Business ............................................ Phone: ................................
............................................. Fax: .................................
............................................. E-mail .................................
Home .............................................. Phone: .................................
..............................................
...............................................
Place of PNG Date of
Admission: .......................................................... Admission: .............................................
Other Countries Date of
where Admitted:.................................................... Admission: ............................................
Employed by .........................................................................................law firm
Employed by the State. Indicate department/organisation ........................................
Employed by .....................................................................Provincial Government
Other (indicate nature and employer’s name) ................................................................
..........................................................................................................
DATED this day of 20_________
*(Delete as appropriate) ...................................................
(Signed)
Papua New Guinea Law Society Practising Certificate Rules 1990
FORM PCA3
Rule, Sec.2(2).
STATEMENT IN WRITING ON OATH AS TO CITIZENSHIP OR RESIDENCE BY
APPLICANT FOR A RESTRICTED PRACTISING CERTIFICATE
I, .......................................................................... of .....................................................................
being an applicant for a restricted practising certificate make oath and say as follows:
*1. I am a citizen of Papua New Guinea.
OR
*2. I declare that I intend to reside in Papua New Guinea for a period of not less than 12 months from the date of my application for a restricted practising certificate.
SWORN at ..........................................
this ______________ day of ________________________ 20 _____
Before me,
..................................................... .......................................
A Commissioner for Oaths
Signature of Applicant
*(Delete 1 or 2 above as appropriate).
Papua New Guinea Law Society Practising Certificate Rules 1990
FORM PCA 2
Rule, Sec. 2(1)(b).
APPLICATION FOR UNRESTRICTED PRACTISING CERTIFICATE FOR 2014
TO: The Secretary
PNG Law Society
P. O. Box 2004
PORT MORESBY, National Capital District
Dr Mr Mrs Ms
NAME: | | | | | | | | | ............................................................................................................. |
(Surname) (Other Names)
Address: Business .............................................Phone:.....................................
..................................................... Fax: ..........................
.................................................... e-mail: ........................
Home ..................................................... Phone: ........................
.....................................................
Place of PNG Date of
Admission: ................................................................ Admission:..................
Other Countries Date of
where Admitted: ....................................................... Admission: .................................
(a) I am the holder of, or I am entitled to hold, a restricted practising certificate and I have been employed exclusively as a lawyer for not less than 2 years from the date of my admission to practise by a lawyer who, during the period of employment was the holder of an unrestricted practising certificate: or
(b) I am the holder of, or I am entitled to hold, a restricted practising certificate and I have been employed exclusively as a lawyer for not less than 2 years in the 5 years preceding the date of this application by a lawyer who, during the period of employment, was the holder of an unrestricted practising certificate: or
(c) I have practised exclusively as a lawyer within a class of lawyers prescribed in the Rules for a period of not less than 2 years in the period of 5 years immediately prior to this application and I claim to have obtained experience in the practice of law at least equivalent to that gained by an applicant under Paragraph (a) or (b): or
(d) I claim to have obtained experience in the practice of the law which is at least equivalent to that gained by an applicant under Paragraph (a) or (b): or
(e) I have been admitted to practise law for a period of not less than three years following my admission to practise in a country prescribed by the Rules and I have practised with a restricted practising certificate in Papua New Guinea for a period of not less than three months immediately prior to this application; or
(f) I have been carrying on practice exclusively as a barrister in a country prescribed by the Rules of Court for a period of not less than five years preceding this application;
Sole Practitioner
Partner
Employed by ....................................................................................law firm
Employed by State. Indicate department/organisation .......................................
Employed by ................................................................Provincial Government
Other (Indicate nature)
............................................................................ ......................................
.............................................. ............................. .......................................
.........................................................................................................
DATED this ___________ day of ______________________ 20 _______
.............................................
(Signature)
(NOTE): A lawyer who practised on his own account or in partnership as at 01st July,1988 and who currently holds an unrestricted practising certificate should apply under Paragraph (c).
A lawyer employed by the State, a Provincial Government or a Statutory Body who is applying for an unrestricted practising certificate for the first time should apply under Paragraph (c).
I have been carrying on practice exclusively as a barrister in a country prescribed by the Rules of Court for a period of not less than five years preceding this application.
2013 unrestricted practising certificate application
I wish to inform you that your application for an Unrestricted Practicing Certificate for 2013 was considered by the Council at a meeting on 30th August 2013.
The Council has requested that you provide evidence of your residency in Papua New Guinea in the years 2008 to 2011 inclusive.
In the meantime your application has been deferred.
In response to your letter of 3 September 2013 I advise that between 2008 and 2011 I did not undertake any legal work in Papua New Guinea, and, consequently, did not reside there in that period.
The reason for that is that my wife was diagnosed with cancer in 2008 and I stayed in Australia to care for her until her death last October.
It is only because of her death that I am now able to take briefs offered to me by practitioners in Papua New Guinea.
Would you please issue my practicing certificate as a matter of urgency as I have been requested to act in a number of matters.
At a meeting of the Law Society’s Council on 2nd October 2013, your letter of 12th September was considered.
The Council has requested please that you provide details of your practice in Australia for the last 5 years. The Council also has asked for an explanation from you as to why in 2008 to 2011 in your applications for Restricted Practicing Certificates you stated that you intended to reside in Papua New Guinea for a period of not less than 12 months from the date of your application for a Restricted Practicing Certificate.
My practice in Australia for the last five years was the same as it has been every year since I took silk in 1998.
As to your second enquiry – I entered into an agreement with O’Briens Lawyers to be employed by that firm as a consultant. Mr O’Brien then prepared, and as I understand it, submitted on behalf of his firm, a request for the practicing certificate which was required to give effect to that agreement. Notwithstanding these matters, I did not work in Papua New Guinea between 2008-2011 and I have explained why.
Please issue my practicing certificate without delay.
Thank you for your response of 30th October 2013.
The reason that the Council requested that you provide details of your practice in the last 5 years, is that your UPC application is founded on the basis that you have practiced exclusively as a barrister in Australia in the 5 years preceding your application.
This appears to be inconsistent with our records of your practice, which show that between 2008 and 2010, you were apparently resident in PNG. This is what has been stated, not in a document signed by Mr O’Brien, but in documents signed by you.
We look forward to receiving your clarification, in due course.
2014 unrestricted practising certificate application
On 21 November the enclosed letter was written to you, and faxed to you on 22 November 2013. It was also posted.
As your application for an Unrestricted Practicing Certificate for 2014 will be going before the Council shortly, could you please let me now (sic) if you responded to our letter of 21 November 2013, and if so, could you fax us a copy please.
Your application for a UPC was considered by the Council at a meeting today, and further consideration of it has been deferred.
The Council has made a correction to a letter written to you on 21st November 2013. In the 3rd paragraph of that letter the date 2010 should read 2011, so the corrected sentence now reads “this appears to be inconsistent with our records of your practice, which show that between 2008 and 2011, you were apparently resident in PNG.
You are again invited to respond to the letter of 21st November 2013 if you have not already done so. If you have done so, please provide us with a copy.
This is to advise you that your application for an Unrestricted Practicing Certificate for 2014 has been considered by the Council. Your application was deferred as the Council still requires a response please to our letter of 21st November 2013, as well as our letter of 15th January 2014.
We attach copies of these letters, for your ease of reference.
We didn’t appear to have received a reply to our letter of 26th February 2014, a copy of which is enclosed.
We would like to invite you again to reply to that letter.
I refer to our telephone conversation today. Would you be kind enough to seek from the Council a time which is mutually convenient to all parties so that I might discuss with them (or their delegate) my application for an unrestricted practicing certificate.
I would appreciate your urgent assistance given the time which has elapsed since I first made my application.
Thank you for your letter of 25 March 2014 to which were enclosed copies of two emails addressed to the Law Society, dated 22 November 2013, and one email addressed to the Law Society on 15 January 2014.
We regret to advise that we have no record of receiving these 3 emails. This may be because we have been experiencing problems with our internet system for some time now, and it is only now that the system has been rectified.
In your email of 22 November 2013, you asked for copies of documents referred to in the following statement in our letter of 21 November 2013. “This appears to be inconsistent with our records of your practice....This is what has been stated...in documents signed by you.”
The documents you requested are enclosed. A list is provided as an attachment to this letter.
When applying for Restricted Practicing Certificates for the years 2008, 2009, 2010 and 2011, you signed a declaration on page 2 of the application form (Form PCA 3) for each of those years that you intended to reside in Papua New Guinea for a period of not less than 12 months from the date of your application for a Restricted Practicing Certificate.” Copies of the application for those 4 years are enclosed.
In these declarations signed by you that the Council has asked for clarification, as in your application for an Unrestricted Practicing Certificate for 2014, (and also for 2013), (copies enclosed) you declared in paragraph (f) of the application that you had been carrying on practise exclusively as a barrister in a country prescribed by the Rules of the Court for a period of not less than five years preceding this application.
Taking the statement in paragraph (f) in the 2014 application (and also in the application for 2013), and matching that with the declarations in your Restricted Practicing Certificate applications for 2008 – 2011, there is an inconsistency. On the one hand it is stated in your UPC applications for 2013 & 2014 that for the last 5 years (2009-2013), you practised exclusively as a barrister in a country prescribed by the Rules, yet for 3 of those years (2009-2011) you declared in your applications for RPCs your intention to reside in Papua New Guinea for not less than 12 months.
It is this inconsistency that the Council is querying. Until it is clarified the Council is not satisfied your application complies with paragraphs 2(f) of the UPC application for 2014.
List of documents attached:
- Applications for Restricted Practising Certificates for 2008, 2009, 2010 and 2011 and Certificates issued.
- Applications for Unrestricted Practising Certificates for 2013 & 2014.
Your request was put to the Council at a meeting on 28th March 2014.
It was the decision of the Council that your request would be considered at a later date.
Further to your letter addressed Mr David Cooper QC 31.03.2014 the writer would like to clarify matters raised as following –
in 2005 Steven O’Brien offered Mr Cooper the position as a consultant to his firm. This retainer required work to be done exclusively for his firm and involved both Court appearances and advices. The retainer was capable of being performed partly in Papua New Guinea and partly in Australia because of the internet;
Mr O’Brien spoke to Mr Mellor about the paper work necessary to give effect to the retainer and received, and acted upon, the advice of Mr Mellor. Enclosed is an email of 16 June 2005 which confirms this (*1)
in 2005, 2006 unrestricted practising certificates were issued by the Law Society in respect of the applications submitted which were to the same effect as subsequent applications. Annexed are copies of the 2005 and 2006 certificates (*2 & *3)
when the application was to be made in 2007 Mr Cooper requested advice from Mr Goodwin Poole about whether he completed the paperwork correctly. Annexed hereto is a copy of an email dated 5 February 2007 and the enclosure (*4)
he submitted an application in the form advised and in 2007 an unrestricted certificate was issued. Annexed is a copy (*5)
the 2008 application was completed by Mr Cooper in its entirety and gives a “home” address in Australia. He did not represent he was living in Papua New Guinea. He completed and signed the PCA3 which should be read with the “Business” and “Home” addressed in the PCA1. There is apparently no form which can be completed to recognise a professional consultancy. Notwithstanding the express disclosure of a “Business” address in Australia, a restricted practising certificate was issued.
the applications for 2009 and 2010 practicing certificates were completed by Mr Cooper in blank with the remainder to be added O’Briens in Port Moresby.
again in the 2011 application Mr Cooper did not provide any home address with the form completed by O’Briens;
the applications for 2013 and 2014 were completed by Mr Cooper
between June 2005 and June 2008 Mr Cooper acted as a consultant to O’Briens discharging that retainer both in PNG and in Australia
the subsequent applications were made after Mrs Cooper was diagnosed with a terminal illness and submitted by him on the basis that Mrs Cooper recovered and O’Briens gave him instructions which she could undertake in PNG given the circumstances; and which applications were filed either by his secretary on the instructions from O’Brien or by one of O’Briens employees;
Mr Cooper did not tell Steven O’Brien of his wife’s illness or its severity or of his unavailability during her illness and O’Briens requested Mr Cooper to complete the applications for 2008 and 2011 in ignorance of the personal circumstances of Mr Cooper;
had O’Briens known of Mr Cooper’s circumstances those applications would not have been lodged.
It is obvious from a perusal of the history of his matter there has been confusion on both sides. Mr Cooper has submitted what he believed was the required documentation on each occasion after the matter was raised with Mr Mellor, and in respect of that documentation the Law Society has issued both restricted and unrestricted certificates. It appears there has been confusion and misunderstanding on both sides because of poor communication by all parties
Mr Cooper has not done any work for O’Briens since 2008. Their relationship effectively finished at that time because of his wife’s illness.
Recently Mr Cooper has been asked to receive, and wishes to receive instructions in matters which require him to have an unrestricted practicing certificate.
He apologizes unreservedly for any problems which have arisen in the past because he did not communicate personally with the Law Society and undertakes to act directly and appropriately with the Law Society hereafter.
We trust the foregoing clarifies the concerns raised by the council and request a response within 7 days.
We refer to your letter of 27th August 2014 which we received on 28th August 2014 and which was considered by the Council at a meeting 18th September 2014.
The matters mentioned in your letter, do not address the issues raised in our letter of 31st March 2014 to Mr Cooper, regarding his RPC applications from 2008-2011. For example, you have said in your letter that Mr Cooper “did not represent he was living in Papua New Guinea”. In fact, Mr Cooper signed a number of consecutive statutory declarations attesting to the fact that he intended to live in Papua New Guinea for consecutive periods of 12 months.
Consequently, the Council resolved that a satisfactory explanation of those matters has not yet been provided. Until Mr Cooper provides a satisfactory explanation, the Council is unable to be satisfied that Mr Cooper has practiced exclusively as a barrister in Australia in the relevant years as stated in the UPC application.
2015 unrestricted practising certificate application
I wish to advise that you application for an Unrestricted Practising Certificate for 2015 dated 17 February 2015 and received on 23 February 2015 was considered by the Council of the Law Society at a meeting on 2015.
Your UPC application for 2015 is founded on the basis that you have practised exclusively as a barrister in Australia in the 5 years preceding your application.
This appears to be inconsistent with our records of your practise which shows that in 2010 and 2011 you were apparently resident in Papua New Guinea.
As a result, the Council cannot be satisfied that you have practised exclusively as a barrister in Australia in the relevant years stated in your Unrestricted Practising Certificate application.
The Council calls on you to provide a satisfactory explanation to the matters referred to above which relate to your conduct and your practice as a lawyer.
We refer to previous correspondence and your letter to Mr Cooper 10.03.2015.
Our letter to PNGLS 27.08.2014 and the affidavits deposed by our client and the writer in the withdrawn proceedings OS 831 of 2014 – D R Cooper and Papua New Guinea Law Society explain the consultancy arrangement with O’Briens and the reasons why our client never took up residence in PNG, relevantly in 2010 and 2011. In addition our client has deposed to practicing exclusively as a barrister in Australia for well in excess of the five year period. It is understood PNGLS had this material prior to 05.03.2015.
It would be appreciated if we could appear when this matter may be considered by PNGLS to clarify any of the foregoing facts and circumstances.
In light of the history of this matter we request PNGLS indicate within fourteen days whether this letter and matters to which it refers satisfy the enquiry made in the PNGLS correspondence.
Your letter of 29 April 2015 was considered by the Council at a meeting on 7 May 2015. Mr Bill Frizzell was not available to attend the meeting but the Council resolved that his attendance was not required, as clarification by him was not needed on any of the issues.
The Council considered the part of your letter in which you say that the applicant has already explained the “reasons why our client never took up residence in PNG...” If his non-residence is accepted, he therefore needs to explain why he swore on oath that he intended to reside in PNG for a period of at least a year from the date of each of his applications for Restricted Practicing Certificates in 2008, 2009, 2010 and 2011.
The Council assumes that the explanation to which you are referring is contained in the letter from the applicant dated 12 September 2013. In that letter, the applicant said that he had not resided in PNG from 2008-2011 and that the reason for this was that his wife had been diagnosed with cancer in 2008 and so he stayed in Queensland to care for her until her death in October 2012. While that is an explanation for the fact that he did not reside in PNG from 2008-2011, it is not an explanation for why he nevertheless continued to sign statutory declarations in 2009, 2010 and 2011 stating on oath that he intended to reside in PNG for at least the next 12 months. This is inconsistent with his explanation that apparently after signing his statutory declaration in 2009, he changed his mind and decided not to reside in PNG and instead to remain in Queensland to care for his wife.
If the applicant changed his mind in 2008 and decided not to reside in PNG, why did he swear on oath in 2009, 2010 and 2011 that he intended to reside in PNG? If he wanted to retain his option of being able to work in PNG but not live here, all he had to do was to apply for an Unrestricted Practicing Certificate in accordance with the usual practice of overseas barristers.
The Council has repeatedly called on the applicant to give a satisfactory explanation of this matter as it clearly relates to his conduct and practise as a lawyer.
The Council concluded that the letter of 29 April 2015 did not provide any new material and so the position remained the same as at the meeting of 5 March 2015 that the applicant had been called on to provide a satisfactory explanation of his conduct on the issues raised by his statutory declarations and that no satisfactory explanation had been received.
Please inform the Law Society if your letter of 29 April 2015 is the applicant’s final response so that the Council can make a decision.
2016 unrestricted practising certificate
We refer to previous correspondence and enclose application for 2016 unrestricted practising certificate for Mr Cooper dated 14.12.2015, statutory declaration and details of his insurance for 2016.
Kindly inform of any other requirements.
Receipt is acknowledged of your letter 91300038 B/WJF: 303 of 15 December 2016 and of an application from David Cooper QC for an Unrestricted Practising Certificate for 2016.
Mr Cooper’s application along with others which have come in before the Christmas/New Year period, will be considered by the Council, hopefully at a meeting next week.
In relation to Mr Cooper’s application for 2015, we do not appear to have received a response to our letter of 11 May 2015, a copy of which is enclosed.
We refer to our letter of 11 January 2016 and confirm that Mr Cooper’s application for a UPC in 2016 was considered by the Council at its meeting on 22 January 2016.
Mr Cooper has applied for a UPC on the basis that he has “been carrying on practice exclusively as a barrister in a country prescribed by the Rules of Court for a period of not less than 5 years preceding this application”.
Our records show that in the 5 years preceding this application, namely, in 2011, Mr Cooper swore on oath in a statutory declaration that he intended to reside in PNG for the following 12 months, and was issued a Restricted Practising Certificate. Because Mr Cooper is not a citizen, unless he was resident in PNG, he was not entitled to hold a Restricted Practicing Certificate.
As Mr Cooper had sworn that he intended to reside in PNG in 2011, the Council could not now be satisfied that he had practised exclusively as a barrister in Australia for at least 5 years preceding his application.
This was the issue which the Council previously raised with Mr Cooper in 2014 and 2015. The Council’s letter for 11 May 2015 was the last occasion on which the Council requested the applicant to give a satisfactory explanation of this matter relating to his conduct and practice as a lawyer and it remains unanswered at the date of the current application.
For these reasons, the Council refused the application.
Proceedings in the National Court
Applications for practicing certificates are matters – sorry, are made to the council who may grant or refuse the application, sections 44 (1) and (2). Under section 44 (3), “The council shall renew a practicing certificate unless the applicant : (a) has failed to comply with the Act; or (b) having been called upon by the council or the Lawyers Statutory Committee has failed to give a satisfactory explanation of any matter relating to his conduct or practice as a lawyer.”
Although not stated in the letter, it is properly inferred from the contents of the letter and confirmed by counsel for the Law Society that the decision of the council was based on section 44 (3)(b) of the Act. Applications for practicing certificates are made to the council who may grant or refuse the application sections 44 (1) and (2)...
As I noted earlier, the council did not make any final decision in relation to Mr Cooper’s UPC applications for the years 2013 to 2015 because council took the view that the applicant had not properly answered the council’s query regarding the apparent inconsistency between the statutory declarations wherein he stated that he intended to reside in Papua New Guinea for the next 12 months and his statement in the recent UPC applications that he had been practising exclusively as a barrister for a period of not less than 5 years in a prescribed country, that is, Australia. It is for the same reason that the UPC application for 2016 was refused.
The issues to answer in this application turn on the construction of section 43 (1) of the Act and in particular the meaning to be accorded to the words “renew” and “a satisfactory explanation” found in section – sorry, that should be construction of section 44 (3)(b) and in particular the meanings to be accorded to the words “renew” and “a satisfactory explanation”.
In my view, the word “renew” includes replace so that section not only applies where a RPC holder is applying for a RPC again or a UPC but also applies where a UPC holder is applying for a UPC again or a RPC instead. Even if I am wrong in my interpretation and the word “renew” applies to obtaining a new certificate of the same type as the previous certificate then I consider that the matters in section 44 (3) are equally relevant in deciding whether or not to grant a certificate of a different type to the previous certificate.
Section 44 (3) provides grounds upon which the application for a new certificate shall be refused. Firstly, where the applicant has not complied with the Act, and secondly, where a query of the Law Society or the Lawyers Statutory Committee regarding the applicant’s conduct and practice as a lawyer remains not satisfactorily answered. The grounds allow the council some supervision of the practice and conduct of lawyers so that the society does not permit lawyers to practice if they have not complied with the legislation including the relevant regulations and rules that govern the legal profession in this country where there are questions regarding the conduct and practice – regarding conduct and practice.
In addition to the second matter, additionally, there exists the Lawyers Statutory Committee established by the Act to deal with the discipline of lawyers so that proper high standards of conduct and practice are maintained. That means that any issue or complaints regarding the lawyers’ conduct and practice are properly investigated and determined by the committee. Therefore, it is my opinion that the explanation to be provided under section 44 (3) must be adequate. That does not mean that the council must necessarily accept or be happy with the explanation. It only requires that the applicant has sufficiently explained the query. If the council considers that the explanation gives rise to a possible breach of the Professional Conduct Rules or a breach of the laws, it may refer the matter to the Lawyers Statutory Committee to deal with.
Having considered all the affidavit material and submissions, I am of the opinion that Mr Cooper gave a satisfactory explanation in relation to the apparent inconsistency raised by council. He explained how and why he applied for the RPCs. He clarified why he did not practice in Papua New Guinea despite those statutory declarations in support of the application for RPC. He affirmed that during the relevant years he practised exclusively as a barrister in Brisbane...
From submissions and by inference from the correspondence by the Law Society to Mr Cooper, it appears the council believes Mr Cooper made a false declaration. If the Law Society believes that Mr Cooper did make false statements in his statutory declarations then that is not a matter for my determination in this application. That is a serious allegation against a senior lawyer and such an allegation should be properly determined in a separate proceeding in accordance with the principles of natural justice.
The council may wish to refer the matter to the Lawyers Statutory Committee, for example. Before concluding, I am somewhat surprised that O’Briens Lawyers did not provide any direct evidence in relation – in this application and I wonder if the council has questioned that firm regarding the same issue. I say no more.
For the purposes of this application, I find that the council erred in deciding that Mr Cooper failed to provide a satisfactory explanation. Accordingly, I quash the decision of the defendant made 26 January 2016 refusing the plaintiff’s application for an Unrestricted Practising Certificate for 2016 and I order that the defendant issue that certificate to the plaintiff. Costs in relation to this application are ordered in favour of the plaintiff.
Notice of Appeal
notwithstanding that section 44 (3)(b) of the Act provides the appellant with the discretion to not issue a practicing certificate where, having been called upon by the appellant to answer a query relating to his conduct or practice as a lawyer, the respondent did not provide an explanation that the appellant considered to be satisfactory
Submissions of the parties
Consideration
Was section 44 (3)(b) Lawyers Act relevant?
The Council shall renew a practising certificate issued under Section 39 on its expiry in accordance with this section on application by the holder of the certificate in the form prescribed and upon payment of any fee unless the holder, at the time of application or the date of expiry of the practising certificate —
Implications of error
REVIEW OF COUNCIL’S DECISION.
(1) An applicant, who is refused an application for a practising certificate, may apply to the Court for–
(a) a review of the decision by the Council to refuse his application; and
(b) an order directing the Society to issue to him a practising certificate on such terms as the Court thinks fit pending the review by the Court.
(2) The Court, on an application under Subsection (1), shall review the application to the Society for a practising certificate and may–
(a) uphold the decision of the Society to refuse the application; or
(b) order that the application be granted.
(3) The National Court may, pending a review under Subsection (1)(a), grant an order under Subsection (1)(b).
(4) The Society shall comply with and give effect to an order under–
(a) Subsection (2)(b); or
(b) Subsection (3).
70. The proper interpretation of the word “may” in legislation depends on its context. As a general proposition, “may” in its natural meaning is permissive or enabling, and it lies on those who assert that there is an obligation to exercise a power conferred to show, as a matter of construction of the legislation as a whole, that this is so: Julius v. Lord Bishop of Oxford (1880) 5 App Cas 214, Ward v. Williams [1955] HCA 4; (1955) 92 CLR 496, Finance Facilities Pty Ltd v Federal Commissioner of Taxation [1971] HCA 12; (1971) 127 CLR 106 at [22]. Further, the use of the word “may” in legislation generally contemplates that the exercise of the power conferred is accompanied by a discretion on the part of the wielder: PNG Power Ltd v Gura [2014] SC1402 at [30], Ralai v Yama [2008] SC1029 at [11], Kakaraya v National Parliament [2004] SC756.
71. In Dirua v Papua New Guinea Law Society [1996] N1467 Sevua J held that section 45 (2) is couched in language appropriate to the vesting of a discretionary power in the National Court. We agree. The inclusion of the word “may” is strongly supportive of this conclusion in these circumstances. Given the discretionary nature of his Honour’s judgment, the proper approach of this Court in hearing this appeal is clear – as the Supreme Court observed in Pruaitch v Manek [2010] SC1052:
And the following passage from the decision of the High Court of Australia in House v The King [1936] 55 CLR 499 at pp 504–520 was cited with approval in Alina Sarah Bean v Ian Maxwell Bean (supra) by Kapi, J (as he then was) at pp.317-318:
"The manner in which an appeal against an exercise of discretion should be determined is governed by established principles. It is not enough that the judges composing the appellate court consider that, if they had been in the position of the primary judge, they would have taken a different course. It must appear that some error has been made in exercising the discretion. If the judge acts upon a wrong principle, if he allows extraneous or irrelevant matters to guide or affect him, if he mistakes the facts, if he does not take into account some material consideration, then his determination should be reviewed and the appellate court may exercise its own discretion in substitution for his if it has the materials for doing so. It may not appear how the primary judge has reached the result embodied in his order, but, if upon the facts it is unreasonable or plainly unjust, the appellate court may infer that in some way there has been a failure properly to exercise the discretion which the law reposes in the court of first instance. In such a case, although the nature of the error may not be discoverable, the exercise of the discretion is reviewed on the ground that a substantial wrong has in fact occurred.
72. Second, and critically, the Supreme Court in Karingu v Papua New Guinea Law Society (SCA 69 of 1996, 30 October 1997) interpreted section 45 (2) Lawyers Act as follows :
We are satisfied that pursuant to s 45 (2) the Court ‘shall review the application to the Society....’ which in our view amounts to a reconsideration of the application. The Orders that the Court may make are also supportive of our view that the review envisaged is in fact a reconsideration of the application. The Orders that the Court may make are to:
(a) uphold the decision of the Society to refuse the application; or
(b) order that the application be granted.
(referred to by Kapi DCJ in Karingu v Papua New Guinea Law Society [1999] PNGLR 83 and Kandakasi J in Bongere v Papua New Guinea Law Society [2003] N2361).
73. The comments of the Supreme Court in Karingu are clearly referable to the role of the National Court in its reconsideration of decisions of the Council of the Law Society pursuant to section 45 Lawyers Act. In our view, in conducting a review under section 45 (2) Lawyers Act, the Court must properly identify not only the decision of the Council to refuse to grant the application for a relevant practising certificate, but the proper basis on which the Council made that decision.
74. Third, section 44 (1) requires the Secretary of the Law Society to submit applications for practising certificates to the Council of the Law Society, which in turn “may grant or refuse an application”. Specifically in relation to the issue of unrestricted practising certificates, section 41 (1) provides that a lawyer “may” be issued with such a certificate if he or she satisfies the criteria prescribed by that section. Both sections are drafted in such terms that the Law Society “may” act, although the primary power appears vested in the Council by section 44 (1) Lawyers Act.
75. The discretion of the Law Society to grant or refuse applications for practising certificates must be viewed through the prism of its statutory regulatory role in relation to the legal profession (see for example Papua New Guinea Law Society v Saga [2006] N3095, Karingu, Enforcement of Rights Pursuant Constitution S57 [1988-89] PNGLR 276). In particular, section 7 Lawyers Act describes the functions of the Law Society as:
(a) to promote the interest of the public and the interest of lawyers in relation to legal matters and generally to promote and uphold justice and the rule of law; and
(b) to promote and encourage proper conduct by lawyers; and
(c) to suppress illegal, dishonourable and improper and unprofessional practices and conduct by lawyers; and
(d) to preserve and maintain the integrity and status of lawyers; and
(e) to promote opportunities for the acquisition and diffusion of knowledge of the law; and
(f) to assist in the promotion, development and reform of the law and generally to advance and develop the underlying law and jurisprudence; and
(g) to provide a means for the amicable settlement of professional differences between lawyers; and
(h) such other functions as are conferred by this Act or any other law.
76. The National Court has held that the exercise of the power vested in the Council of the Law Society by section 44 (1) must be based on proper considerations, and not for example for preconceived, biased or prejudiced reasons: Sevua J in Lomai v PNG Law Society [1998] N1854 (cf Kariko J in Amaiu v Papua New Guinea Law Society [2014] N5882). However in light of the important role played by the Law Society in ensuring the highest standards of conduct of lawyers in Papua New Guinea, its discretion to refuse a practising certificate must be broad, and considered in light of its statutory functions.
Conclusion
77. Having regard to these issues, it is clear that his Honour’s review of the decision of the Law Society concerning its refusal of Mr Cooper’s application for a practising certificate was attended by an error more fundamental than those claimed by the Law Society in its notice of appeal. In his reasons for decision, the primary Judge was influenced by irrelevant considerations. Specifically, his Honour erred when he considered himself confined in his review of the Law Society’s decision by the operation of section 44 (3)(b) Lawyers Act, and the question whether Mr Cooper had provided the Law Society with a “satisfactory explanation” in answer to its questions concerning inconsistency in his application documentation over several years.
78. Extensive submissions were made by the parties concerning the meaning of “satisfactory explanation” in section 44 (3)(b) Lawyers Act, and much was made in submissions to this Court concerning the content of correspondence either supporting or rebutting the “satisfactoriness” of Mr Cooper’s communications to the Law Society. We have set out in detail many of these communications. However the discretionary power of the Law Society to refuse Mr Cooper’s application was much broader than his Honour recognised. Indeed, in applying section 44 (3)(b), his Honour approached the decision of the Law Society from the perspective of a “renewal” of a practising certificate under section 44 (3) – that is, the circumstance where the Law Society was obliged to issue a practising certificate unless the factual circumstances set out in section 44 (3)(b) existed.
79. This approach was incorrect. Mr Cooper’s application in 2016 was a fresh application for an unrestricted practising certificate, and in its consideration of his application the Law Society was entitled to have regard to broader factors referable to its functions and powers as well as standards of practice in Papua New Guinea. Those factors include the matters considered by the Council in this case with regard to the matters deposed to by Mr Cooper in his statutory declarations for previous years.
80. We have allowed the appeal on an important point of law (whether the application for practicing certificate was a renewal application) that is not expressly raised in the grounds of appeal in the notice of appeal, but one underlies the errors set out in the notice of appeal. The point was addressed by the trial judge as a threshold issue and we raised the point at the commencement of arguments. Both parties argued the point before us.
81. This Court's authority to consider and determine an appeal on a point of law that is not directly raised in the grounds of appeal in the notice of appeal is derived from the inherent power given to this Court by Section 155 (4) of the Constitution provides as follows:
Both the Supreme Court and the National Court have an inherent power to make, in such circumstances as seem to them proper, orders in the nature of prerogative writs and such other orders as are necessary to do justice in the circumstances of a particular case.
82. While the Court is generally sparing in its application of section 155 (4), the general words at the end of the subsection permitting the Court to make “such other orders as are necessary to do justice in the circumstances of a particular case” confer a broad discretion.
83. In Crampton v R [2000] HCA 60; (2000) 206 CLR 161, Kirby J in the High Court of Australia said with respect to appeals heard in that Court:
118. ... Whilst a case is still properly before the judiciary, the jurisdiction to prevent miscarriages of justice and fundamental errors of law should remain untrammelled by unduly protective procedural conceptions.
119. I know of no final court, with functions akin to this Court, which denies itself the right to permit enlargement of the issues before it where justice requires and convenience suggests that course. Generally speaking, the rigidities of procedural rules, that were a feature of the nineteenth century jurisprudence of the common law, were replaced in the twentieth century by a greater flexibility and by judicial impatience with rigidities that would prevent the ultimate attainment of justice according to law. So it is here.
84. Similarly in Roberts v Bass [2002] HCA 57; (2002) 212 CLR 1 Kirby J said:
143. Like the courts of South Australia, this Court is not in a position to accept an incorrect understanding of the law. It cannot accept an agreement of the parties that does not reflect the binding law of qualified privilege, moulded to the Constitution where it applies. The Constitution cannot be ignored as a result of mistakes or misunderstandings of the parties or judges in earlier proceedings. Subject to law, parties can agree between themselves as they like. But if they invoke the courts of this country they cannot expect the courts to go along unquestioningly with their erroneous understandings of the law.
85. More recently in the same Court Kirby J said in Hearn v Street [2008] HCA 36; (2008) 235 CLR 125:
29. Notwithstanding opinions to the contrary, this Court has held that it may enlarge the issues on appeal, in exceptional circumstances, beyond the controversies decided earlier. Normally, however, it is for the parties to define the ambit of their dispute. This is conventionally done by the pleadings, and by the manner in which the hearing is conducted. In respect of an appeal, the grounds of appeal contained in the notice of appeal, unless varied or departed from by agreement or conduct, define the issues for decision.
30. This Court has repeatedly said that it will not provide advisory opinions; nor will it decide theoretical questions or points no longer in real controversy. What, then, is to happen where, in an appeal, it appears to a judge of this Court that the parties have ignored an important constitutional impediment that appears to arise; have overlooked an important legal argument; have agreed to confine their submissions in an artificial, needless or erroneous way; or have made assumptions about the state of the governing law that the judge is disinclined to accept?
31. Sometimes, where a constitutional difficulty presents, the judge, giving due notice, may decline to accept a shared assumption of the parties, out of a recognition of the special duty of the Justices of this Court to uphold the Constitution, whatever the parties choose to argue in a particular case. Sometimes, where to consider such issues would inflict a procedural unfairness on a party, the judge may swallow any doubts and proceed to deal with the issues in the way in which the parties present them. Sometimes the judge will do so for the practical reason that, in the absence of submissions and effective assistance from the parties, it would be dangerous or even impossible for the judge, unaided, to embark upon a consideration of a question that is of apparent concern.
86. In Christian Youth Camps v Cobaw Community Health Services Ltd [2014] VSCA 75; (2014) 308 ALR 615 Maxwell P said:
148. Although this issue was not raised by the applicants in the grounds of appeal, and only addressed by them after the question had been raised by the court, I consider that the court has no alternative but to correct the error.
...
324. It is, of course, unusual for a court of its own motion to raise a question of law not raised by the parties, all the more so to proceed to decide the question over the opposition of a party which stands to benefit from a finding of error. But, for similar reasons to those given earlier in relation to the question of law concerning the “person” who committed the act of discrimination, I consider that this is an issue which the court should decide.
325. It is not an academic or hypothetical question. On the contrary, it was the subject of a ruling by the tribunal. It is, moreover, fundamental to the operation of the religious freedom exemptions. Finally — and decisively, in my view — it is both appropriate and necessary to correct what seems to me to be a clear error in the tribunal’s construction of the EO Act. As Redlich JA pointed out in the course of argument, to fail to do so would be to run the risk of perpetuating the error.
87. It is of concern to us that the matter is determinable on the basis we have identified rather than by reference to the grounds in the notice of appeal. However, like Courts at the highest level in other jurisdictions, it is an important aspect of the supervisory role of the Supreme Court in this country to avoid perpetuating errors in the law. To that extent while it is for the parties to define the ambit of their dispute, it is not appropriate for the Court to determine an appeal on an incorrect basis, irrespective of the pleadings before it.
88. In doing so however, there is a risk of possible injustice to the parties who have prepared their appeal on the basis of the pleadings. We are fortified in our approach in this case however by noting that:
89. To that extent we are satisfied that the parties were afforded an opportunity to be heard on the issue of renewal (or otherwise) in this appeal.
90. It follows that the appeal should be allowed for reasons going to fundamental error of law from which the errors set out in the grounds of appeal in the notice of appeal arise. The primary judgment should be set aside and the matter be remitted to the National Court for reconsideration pursuant to section 45 Lawyers Act, according to law.
91. The Law Society has sought its costs, both in the National Court proceedings and in this appeal. We note, however, that despite the actual decision of the Law Society in relation to Mr Cooper’s 2016 application making no reference to section 44 (3)(b) Lawyers Act, in the National Court the counsel for the Law Society relied on section 44 (3)(b) as the basis of that decision. We note further that the primary Judge accepted as correct this contention advanced by the Law Society, rejecting submissions to the contrary put by Mr Cooper’s counsel. The case was conducted on a similar basis on appeal.
92. In the circumstances, we consider that the fair approach is that the parties bear their own costs of both the National Court proceedings and this appeal.
93. Finally, we also consider it to be in the interests of justice that Mr Cooper retains his current practising certificate pending the outcome of the remitted National Court proceedings. We note that the Law Society issued Mr Cooper a practising certificate for the 2016 and 2017 legal years solely because of orders of the primary Judge in the National Court proceedings. If the National Court considers upholds the 2016 decision of the Law Society, it is open to the Court to order that Mr Cooper’s 2017 practising certificate be cancelled. Until the decision of the Law Society is reviewed according to law however we consider it fair to maintain the status quo.
Orders
94. The Court orders that:
_______________________________________________________________
Ashurst Lawyers: Lawyers for the Appellant
Warner Shand Lawyers: Lawyer for the Respondent
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