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Court of Appeal of Samoa |
IN THE COURT OF APPEAL OF SAMOA
HELD AT MULINUU
BETWEEN:
C.A. 04/10
MAPU FARAO, male of Mulifanua
Appellant
AND:
POLICE
Respondent
Coram: Honourable Justice Baragwanath
Honourable Justice Slicer
Honourable Justice Fisher
Counsel: L Tamati for the appellant
P Chang and G Patu for the respondent
Hearing: 20 September, 2010
Judgment: 24 September, 2010
JUDGMENT OF THE COURT
GROUNDS OF APPEAL
Unreasonable Verdict
"I did not take notice of him walking, we continued talking and after about 10mins the 1st car from the Apia direction lit up the road and where the person was standing and the power had just come on also so I clearly saw this person and then I told the other guys I would have thought the person who went passed would have been way inland by now but the person is standing at the Taimalelagi house on the inland side, I saw the person lift up the gun on the fence, I saw it when the lights came on and he was facing Taimalelagi's house then discharged the gun, unload and then reloaded, discharged it again and after the second time I felt scared, the guys were also scared and told me we should go hide and then jump into the sea and hid there while I sat still even though I was scared I want to know who this person was, the guys then hid at the sea while I sat and looked, and it was when the person turned and faced me that I then saw it was Farao, he then ran eastward."
"Because I felt scared I then asked the guys to come into the house and sit there and not to stand up in case we were affected by this trouble, I was certain of the person (gentleman) but it was difficult for me to relate it to police that night. My statement now is the truth and honest as I have now been sworn on the Bible but it was difficult for me to tell the name of the person that night when I was brought because the village is in dispute with Taimalelagi after a Court case over land, the high chief of the village also said in one of the meetings I was at that if anyone is seen talking, or go into Taimalelagi's property they will be punished by the village and if unable to come up with a fine then they will be banished. Because I was so scared from being banished from the village is the reason why I have just related today I honestly saw Farao doing it as I have now sworn on God's Word so I'm no longer scared of the village and whatever decision they make about me, as I am afraid of God."
"DC so you're saying just now that he was wearing a ie lavalava this person who was shooting, is that correct?
Wit lea lava o le ie sa fai. (yes wearing lavalava).
DC how long was this ie lavalava, where did it come to, to his legs?
Wit the wrap around its length was further down from the length around the rain coat, a little bit longer than the rain coat, and the reason why my vision was now clear of the wrap around was after the 5 bangs rang out, then ran towards me and face directly to me and I recognize what he was wearing and face and I clearly saw him because I know I will be suspected because if Tupuivao had died I would have been sitting from that dock, that's why I focused on this person so I can clearly capture his face and what I saw was that this is an incident that had occurred. That's why these guys were hiding that we came together when 2 shots bang, when these 2 shots ran out I knew then that this was a dispute, that's why I felt scared and feared what had happened but I still had to focus and keep an eye on him because if I didn't I would be in jail.
DC so you saw this man's ie lavalava and you would have seen what he was wearing on top, is that correct?
Wit very clear, he was wearing a white shirt inside."
"At that time in the evening, the usual after daily chores, evening devotions, there was a power failure and we were resting in my house lying down not going anywhere until about 9 or 10 because of our village curfew I had to work policing and patrolling our village where the others were posted/stood but it is my job to walk around the village. I was walking towards Taimalelagi's house not knowing what had happened as I had not heard anything about what happened. I arrived at the second guard house and not far from two other houses at the 3 corners and one other on the side of Taimalelagi's house and that was where I sat down. After 10pm nobody was about because nobody should be out at that time and then I stopped this kid by the name of Reupena walking to the seaward side and backward, up and down. I went and asked him what was happening and then he told me what had happened. We walked around by the light of a torch and Reupena was telling me where the person went to, where he stood and where he jumped into the sea. I told him to shine the torch into the sea and then I noticed a rubbish bag floating on the sea and I reached down and picked it up and put it in the house. After that I told Reupena to go home as it was curfew time. I was surprised the next morning."
"I saw the orange tarpaulin in the sea"(T62) and "we went to where it was I reached for it lifting it up. I did not go into the sea as it was high tide at the time."
Identification
"Whatever the defence and however the case is conducted, where evidence as to identification represents any significant part of the guilty of an offence, the judge must warn the jury as to the dangers of convicting on such evidence where its reliability is disputed. The terms of the warning need not follow any particular formula, but it must be cogent and effective."
"The adequacy of a warning in an identification case must be evaluated in the context of the evidence in the case. But its adequacy is evaluated by reference to the identification evidence and not the other evidence in the case. The adequacy of the warning has to be evaluated by reference to the nature of the relationship between the witness and the opportunity to observe the person subsequently identified, the length of time between the incident and identification and the nature and circumstances of the first identification – not by reference to other evidence which implicates the accused."
Right of Silence
"No person accused of any offence shall be compelled to be a witness against himself."
"Thus it appears that at the core of the right to silence is the freedom of a 'suspect' to make a choice of whether to make a statement or not to make a statement to the authorities. This right to silence is also intertwined with the right to counsel and the right against self-incrimination. The right against self-incrimination is of course enshrined in Article 9(5) of our Constitution as a fundamental tenet of the right to a fair trial. It must follow that the silence of a suspect or accused confronted by the Police must not be interpreted in any way to mean an admission of guilt on his part. Silence is not an admission of guilt in this context and must not be given any evidentiary value. To say silence infers guilt would be a violation of the right to silence."
"As New Zealand case law stands, there are three relevant principles. First, in general a suspect has a right to silence under interrogation by police or other law enforcement officers, whether before or after caution. This is elementary. Secondly, while a Judge may properly comment upon the fact that an explanation has been given for the first time at a trial, such observations have to be made with care and fairness to the accused in all the circumstances of the case: R v Ryan [1973] 2 NZLR 611, 615. Thirdly, while occasionally the accused's silence when confronted with an allegation may amount to evidence of acceptance of it by him, this is exceptional – and especially so when the allegation has been made by or in the presence of a police officer on other investigating authority: R v Duffy [1979] 2 NZLR 432.
"The Privy Council and English authorities which have influenced the evolution of those principles in New Zealand need not be cited again here, but it is noteworthy that the dividing line between what is fair comment and what is not has been recognised to be a fine one: see 11 Halsbury's Laws of England (4th ed) para 299; Archbold's Pleading, Evidence and Practice in Criminal Cases (41st ed, 1982) <<>> 4-430. In some cases, both England and in New Zealand, it has been said that there is a clear distinction between drawing an inference of guilt from silence and taking prior silence into account as diminishing the weight of any explanation given by the accused for the first time in evidence at the trial. In R v Gilbert (1977) 66 Cr App R 237, 244, Viscount Dilhorne, delivering the judgment of a Court of Appeal of which Lord Scarman was also a member, saw no clear dividing line, as in each situation the jury are being invited to draw an inference adverse to the accused on account of his exercise of the right to silence. We respectfully agree that the distinction is often too fine to be of practical value in a jury trial. When the accused has made no prior statement, comment on the belatedness of explanation advanced for the first time at the trial will usually not be fair unless his right to silence is also clearly explained and the jury are warned not to draw an inference of guilt from silence."
"Adverse comment – (1) Where the defendant refrains from giving evidence as a witness, no comment adverse to the defendant shall be made thereon."
"When we arrived in front of Taimalelagi and Tupuivao's house the car stopped and was surprised with what Tupuivao said to me. My children are present in Court I hid from them what Tupuivao said to me "You should be skinned with a machete". The officer heard it and held me back, but I have no quarrel with these people we used to do things together, and today is the first time my children have heard me say what Tupuivao said to me because I love my children and likewise Tupuivao and Taimalelagi nothing is wrong in terms of our relationship with them. The reason don't stand together is because of our village law.
Dc so what was that tulafono o le matou nuu (village law), what was that?
Def Taimalelagi and Tupuivao is banned from our village, they do not participate in our village affairs, this is why if we talked to Taimalelagi and Tupuivao we would be punished by the village, no matai should go to the house of someone banned from the village but our relationship with Tupuivao and Taimalelagi is not in a bad state. But this is the reason why I do not go to them because of the village tapu.
Dc u heard what Taimalelagi said during his evidence, he said that church services u would say that whoever won the court case would die along those lines, what have u got to say about that?
Def no such meeting was held by the church or the village, I did not hear of such a meeting or those words said, no such words were said.
HH what Taimalelagi said was there was a time u said these words, the day our village affairs will be corrected is when someone will die.
Def your hon. God knows I never said these words about these people, Taimalelagi and Tupuivao and I have a close relationship, Taimalelagi also took me to NZ and he and his children looked after me when I was there, we have no quarrel the only dispute is in relation to Taimalelagi being banned from the village."
44. It was that evidence which led to the impugned cross examination:
"Pros nice words you said Mapu where you say Tupuivao said to you "you should be skinned with a machete", is that the truth?
Def yes.
Pros why didn't you tell police during the investigation?
Def I had no time to talk to a police officer regarding that I kept it with me what Tupuivao said I also did not wish to take it to the law.
Pros you were taken by police and u did not wish to make a statement.
Def I was taken but did not want to.
Pros but you now decided to make a statement in evidence here?
Def yes.
Pros why did you not tell police that earlier?
Def I did not wish to lay a complaint on that day this was said to me, but I thought that this is the only opportunity to say this out of a clean heart coz I don't want to take to the law these harsh words said to me, I will take it in."
45. The questions were directed at the appellant's claim that Tupuivao, the complainant, had threatened him, a matter not put to the complainant or police officers in cross examination. That was a new and affirmative defence proposition which the prosecutor was entitled to challenge. He did so by asking why the appellant had not made that allegation to police. There was no impropriety in that course.
46. In Petty v R (1991) 173 CLR 95, the High Court of Australia considered whether the right to silence extended to an adherence to a false claim that another had committed a crime, a matter raised for the first time at trial, thereby depriving the prosecution of the opportunity to investigate the matter properly. In his reasons for judgment, Dawson J stated at 119:
"Of course, the doctrine of recent possession allows an explanation to be given at trial, but, as in any other case, it may be disbelieved because it is given then for the first time, notwithstanding that the failure to give it earlier was in the exercise of the right to silence.
It is important to recognize that, when an accused who has refused to answer questions subsequently gives exculpatory evidence, it is not the right to silence which is in issue but the truth or falsity of the evidence. It is the evaluation of that evidence that the refusal to answer questions previously may be a relevant circumstance."
47. Dawson J cited the English case of R v Ryan (1964) 50 Cr App R 144, one of similar import and the decision of the New Zealand Court of Appeal in Reg. v Foster [1955] NZPoliceLawRp 21; [1955] NZLR 1194 which permitted comment on the fact that a defence is raised for the first time by evidence given at trial. His Honour returned to the question of permitted inference and reasoning process stating at 120:
"But it is wrong to say that no inference adverse to the accused can be drawn on account of his exercise of the right to silence, if to conclude that what an accused says at trial is less likely to be true because he did not say it previously amounts to drawing such an adverse inference. That is a reasoning process which is permissible consistently with the existence of the right to silence. It has never been suggested, so far I am aware, that a jury cannot reject the evidence of an accused because it is given for the first time at trial. That can only be done by taking into account previous silence on the part of the accused."
48. The majority, Mason CJ, Deane Toohey and McHugh reached the conclusions at 102 that:
"Since the suggestion was first made in the cross examination of Crawley, it was open to the Crown to elicit in the course of re-examination that such a suggestion had never been put to him in cross-examination at the committal proceedings."
and at 103, that the comments of this trial Judge which were accompanied by a warning of inferential guilt were to be understood;
"...as referring not to more silence but to what was in effect, a persistence in the withdrawn allegation."
49. The learned author of Cross on Evidence (6 Aus D) states at 33770 that:
"...if the accused is not silent, and instead makes false allegations against another, that can be taken into account by the jury in determining whether the defence eventually advanced is spurious."
50. So there was nothing untoward in the foregoing line of questioning.
51. But following that exchange prosecuting counsel embarked on further confusing and improper questioning in the following terms:
"Pros why didn't you tell police that all these allegations against you are wrong?
Def what regarding what?
Pros why didn't you tell the police?
Def regarding what?
Pros was it you that committed the crime?
Def you want me to lie to the police that I did it?
Pros do you lie to the police?
Def I don't lie to the police I speak the truth to the police officers.
Pros but u just said you do not lie to police that you did it.
Def my understanding of your qs is that I am going to lie to the police?
Pros so what you said is true?
Def no, I speak the truth.
HH counsel asked you why you did not tell police that you did not do it?
Def I thought it was my right, I would make a statement before your honour, but if I am wrong then my knowledge is limited, what I thought was it was my right, I would only make a statement to my lawyer and before your honour.
Pros Mapu, thank u for yr evidence
Your honour I have no further questions."
52. Counsel was entitled to ask;
"was it you that committed the crime?"
a matter distinct from the previous answer.
53. Read in context he was also entitled to ask question "why didn't you tell this to the police?" The question related to his claim given at trial that it was an orange tarpaulin not a yellow raincoat which Reupena had seen and he retrieved. The question was justifiable as challenging a new affirmative proposition advanced at trial.
54. But the prosecutor's questions next questions "do you lie to the police?", "you just said you do not lie to police that you did it" would, as the Chief Justice's clarificatory question made plain, have suggested to the assessors "counsel asked you why you did not tell police that you did not do it?" While put in a confusing manner, the suggestion infringed the appellant's right to silence.
55. Prosecuting counsel compounded the error in his closing speech to the assessors. He told the assessors:
"Now you also had just heard the accused give evid. The accused said he was at home, around 9 – 10pm he then met with Reupena at some point in that same night. And they went around and eventually got an orange tarpaulin. Now why did he not tell this to police? He says all of Reupena's evid is a lie. But he also says that he was with his daughter at home. Why did he not bring or other family members who can vouch for him? The answer is simple he had no such evidence before now. Whereas Reupena had made a statement to the police right after the incident."
Counsel was not entitled to comment on the failure of the appellant to volunteer his version of events to police. In doing so, he offended the common law requirement stated in cases such as Coombs and Ngatai (supra) and Randall v R [2002] UKPC 19; [2002] 1 WLR 2237. In the absence of further argument we do not find it necessary to determine whether the statement was in breach of the Constitution Article 9 since the common law covers the point. The errors by prosecuting counsel were not corrected by the trial Judge either at the time that they occurred or later in the summing up.
The Proviso
56. The Criminal Procedure Act 1972, section 164N(3) provides:
"The Court of Appeal may, even though it is of the opinion that the point raised in the appeal might be decided in favour of the appellant, dismiss the appeal if it considers that no substantial miscarriage of justice has actually occurred."
57. The prosecution case was compelling. Analysis of the evidence undertaken in relation to Ground 1 of the Notice of Appeal shows that there was direct evidence it was the appellant who fired the shots. Given that the weapon was discharged at a window from a short distance soon after the light had just come back on making the victim visible, the assessors were entitled to conclude that the actions of the offender were intended to kill another. The appellant denied any presence at the scene at the time of the shooting, a claim at odds with the evidence of a person well known to him who claimed to recognize the appellant as he came from the scene.
58. The test for the application of the proviso is whether notwithstanding the error, the jury would inevitably have come to the conclusion that the accused person was guilty (Anderson v R [1972] AC 100; R v Pink [1970] 3 All ER 897; R v Matenga [2009] NZSC 18, [2009] 3 NZLR 145 (SC)). An appellate court may dismiss an appeal in a case of murder, notwithstanding that a matter decided in an appellant's favour even though the summing up may be subject to criticism (R v McKewen (No.2) 1974 1 NZLR 626) but must do so with caution (R v Edwards [1975] 1 NZLR 402).
59. Two errors require consideration. One is the absence of an identification warning. The other concerns the right of silence.
Absence of Identification Warning
60. Both witnesses lived in the same village and the person identified was well known to each. Viliamu had known the appellant for over thirteen years and Reupena had accompanied him for a reasonable period of time. Viliamu said that he had been able to readily identify the man because he had paid special attention to the figure at close range and had the benefit of a street light and headlights of a motor vehicle in making his identification.
61. Had there been any real possibility of the presence of another person there would be a miscarriage of justice requiring retrial. But we are satisfied that that possibility was excluded. There was a single person in a position to fire the shots and the appellant was clearly identified as that person. Given that the two witnesses knew the appellant well, that one had conversed with him and the other had a good opportunity to recognize the appellant, the omission did not amount to a miscarriage of justice.
Infringement of the Right of Silence
62. In this case the appellant answered an inappropriate question correctly, stating that he was exercising his right to silence, a matter repeated by the learned trial Judge. Counsel for the appellant made his closing address and was well able to respond to the impugned remarks of the prosecutor. The assessors were told that it was not the defendant's obligation prove anything. Counsel did not seek to have the trial Judge provide judicial re-enforcement to the right of silence and sought no redirection.
63. That would not have helped the prosecution had there been any reasonable alternative to the appellant's being the shooter. But there was not.
Conclusion as to Proviso
64. In other circumstances either error would have given rise to miscarriage and have required a retrial. Their combination has given us cause for careful reflection. But in the absence of any realistic alternative to the appellant's being the offender we are satisfied that had the errors been corrected there must inevitably have been a conviction.
65. We add the suggestion that it become a practice for Judges to ask or remind counsel that they have a right and duty to raise in the absence of assessors any error or omission in the summing up.
66. The appeal is dismissed in accordance with the Act, section 164N.
Honourable Justice Baragwanath
Honourable Justice Slicer
Honourable Justice Fisher
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