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YAU010 v Republic of Nauru [2017] NRSC 42; Appeal Case 64 of 2015 (31 May 2017)
IN THE SUPREME COURT OF NAURU
AT YAREN
APPEAL NO. 64/2015
Being an appeal against a decision of the Nauru Refugee Status Review Tribunal brought pursuant to s 43 of the Refugees Convention Act 2012
BETWEEN
YAU010 APPELLANT
AND
THE REPUBLIC OF NAURU RESPONDENT
Before: Khan, J
Date of hearing: 22 July 2016
Date of judgement: 31 May 2017
Case may be cited as: YAU010 v The Republic
CATCHWORDS:
Whether the Tribunal failed to consider and properly engage with the appellant’s evidence and explanations for developments
in his evidence- whether the Tribunal’s decisions was unreasonable- whether there was an apprehension of bias.
Appeal dismissed as the appellant was inviting the court to engage in merit of the Tribunal’s decision which is the role of
tribunal- no apprehension of bias.
APPEARANCES:
Counsel for the Appellant: A Khron
Counsel for second respondent: A Mitchelmore
JUDGMENT
INTRODUCTION
- The appellant filed an appeal against the decision of the Refugee Status Review Tribunal (the Tribunal) pursuant to the provisions
of s 43 of the Refugees Convention Act 2012 (the Act) which states:
(1) A person who, by a decision of the Tribunal, is not recognised as a refugee may appeal to the Supreme Court against the decision
on a point of law.
- The Tribunal delivered its decision on 22 May 2015 affirming the decision of the Secretary that the appellant is not recognised as
a refugee and is not owed complementary protection under the Act.
EXTENSION OF TIME
- At the time of the Tribunal’s decision, s 43(3) of the Act provided that a Notice of Appeal against the decision of the Tribunal
had to be filed within 28 days after the appellant received the written statement of the Tribunal’s decision. At that time,
there was no provision in the Act (or otherwise) for an extension of the 28-day period.
- On 14 August 2015, the Act was amended by the Refugee Conventions (Amendment) Act 2014 which provided for a period of 42 days in s 43 of the Act for the filing of the appeal and also provided that the Court may extend
the period in s 43(3) of the Act if, inter alia, it is satisfied that it is necessary in the interest of administration of justice
to make that order (new s 43(5)).
- On 17 June 2015, the Registrar purported to extend the time for filing of a Notice of Appeal by the appellant to 31 August 2015.
Pursuant to the judgment of this Court in Kun v Secretary for Justice and Border Control[1] that order was not validly made.
- On 25 September 2015, the Registrar made an order pursuant to s 43(5) of the Act extending the time for the filing of a Notice of
Appeal by the appellant to 31 October 2015.
- A Notice of Appeal was filed before the valid order extending time was made, and the Notice of Appeal should be taken to have been
filed on the date on which the time was extended, namely, 25 September 2015. The appellant’s appeal is competent from that
time.
AMENDED NOTICE OF APPEAL
- The appellant filed an amended Notice of Appeal on 6 July 2016 which was further amended on 22 July 2016.
BACKGROUND
- The appellant was born in Illam District, in Nepal in 1986. He is married with one child. His wife and child are still in Nepal.
His parents and his two siblings also live in Nepal.
- His religion is Hindu.
- He received 10 years of education in Amchok, which ended in 2003.
- He was employed in the family farm from 2003 to 2006, as a shop assistant in the town of Birtamod from September 2006 to May 2007.
He was employed as a security guard in New Delhi, India from August 2008 to November 2012, and as a plumber in Kathmandu from January
2013 to September 2013.
- He travelled by plane from Nepal to Bangkok on a genuine passport in September 2013. In November 2013, he travelled by boat to Indonesia
and entered Indonesia illegally. On 24 November 2013, he departed Indonesia by boat and arrived in Christmas Island on 5 December
2013. He was transferred to Nauru on 13 December 2013.
- The appellant claimed to fear persecution and serious harm by:
- Death or serious violence at the hands of Maoists because of political opinion (opposition to the Maoists) and membership of a particular
social group (young men targeted for forceful recruitment by the Maoists);
- Death or serious violence at the hands of government forces because of political opinion (suspected or imputed support for the Maoists)
and membership of a particular social group (young men targeted for forceful recruitment by the Maoists); and
- Persecution by Maoists because of religion (Hinduism) in the form of denial of religious freedom
APPLICATION TO THE SECRETARY
- On 8 January 2014, the appellant attended a Transfer Interview.
- On 4 March 2014, the appellant applied to the Secretary for the Department of Justice and Border Control (the Secretary) for Refugee
Status Determination (RSD) for recognition as a refugee and for complementary protection under the Act.
- On 31 October 2014, the Secretary handed down his determination that the appellant was not recognised as a refugee and was not owed
a complementary protection under the Act.
APPLICATION TO THE TRIBUNAL
- On 10 November 2014, the appellant made an application to the Tribunal for review of the Secretary’s decision pursuant to the
provisions of s 31 of the Act which provides:
1) A person may apply to the Tribunal for merits review of any of the following:
- a determination that the person is not recognised as a refugee;
- a decision to decline to make a determination on the person’s application for recognition as a refugee;
- a decision to cancel a person’s recognition as a refugee (unless the cancellation was at the request of the person).
- A determination that the person is not owed complementary protection.
- On 16 March 2015, the appellant’s lawyers, Craddock Murray Neumann, made written submissions to the Tribunal.
- On 27 March 2015, the appellant appeared before the Tribunal at a hearing to give evidence and present arguments. He was assisted
by an interpreter in Nepali and English language. The appellant’s legal representative also attended the hearing.
- The Tribunal handed down its decision on 22 May 2015 affirming the decision of the Secretary that the appellant is not recognised
as a refugee and was not owed complementary protection under the Act.
THIS APPEAL
- The appellant filed grounds of appeal which are as follows:
- Ground 1 – failure to consider relevant consideration – failure properly to consider and engage with the appellant’s
evidence and explanation for development in his evidence.
1(a) – The claim government forces questioned him by “sticking their guns in his mouth” or “pointing their
guns at him”.
1(b) – The explanations of the appellant for development in his evidence.
- Ground 2 – failure to have regard to information.
2(b) – the claim that government forces questioned him by “sticking their guns in his mouth” or “pointing
their guns at him”.
2(b) – the explanations of the appellant for development in his evidence.
- Ground 3 – error of law – failure to interpret or apply the law.
- Ground 4 – error of law – unreasonable.
- Ground 5 – reasonable apprehension of bias.
SUBMISSIONS
- Both counsel have filed very comprehensive written submissions in this matter and have also made oral submissions at the hearing.
The submissions were of great assistance to me and I am grateful to both counsel.
CONSIDERATION
Ground 1 – failure to consider relevant consideration
- The appellant submits that the Tribunal must have regard to relevant consideration and it must have regard to a material question
of fact; a necessary and relevant consideration; and integer of the claim: SZSZW v Minister for Immigration and Border Protection[2]. In doing so it must engage consciously with the claims, questions and material before it. Perry J stated in SZSZW v Minister for Immigration and Border Protection[3] “...the requirement to consider a claim or integers of a claim made by an applicant requires the application of an active intellectual
process.”
(a) The claim that government forces questioned him by “sticking their guns in his mouth” or “pointing their guns at
him”
- It is the appellant’s contention that he claimed in his Statement dated 9 November 2014 that he was questioned at gunpoint by
the government forces or had their guns put in his mouth. They wanted to know where the Maoists were, and whether he was one of
them. The appellant submits that the Tribunal failed to consider and to determine this claim. If the Tribunal had done so and accepted
that this occurred, then it would have been a necessary part of the Tribunal’s further consideration of the propensity of violence
in Nepal, whether on the part of the government forces or generally.
- In relation to this ground, the respondent submits that the appellant or his representative did not raise this claim previously at
any stage of the RSD determination process. Nonetheless, the Tribunal identified this as a new claim and considered it at [31] of
its decision, where it noted the appellant’s evidence that the army ‘are said to have questioned him at times as to whether
he had any connection to the Maoists’ and found that the appellant did not claim to have suffered any ‘actual harm’
during these visits. The respondent further submits that it is well established that the factual conclusions may be implicit in
the reasons of an administrative decision maker and relies on A v Minister for Immigration and Multicultural Affairs[4].
- The respondent further submits that the appellant wanted the Tribunal to have found that being questioned at gunpoint does constitute
actual ‘harm’ and invites this Court to reach the same conclusion; and in doing so invites this Court to engage in merits
review of the Tribunal’s decision, which is not the role of this Court under s 43 of the Act. The respondent submits that
the Tribunal ultimately rejected the appellant’s claim because it was not satisfied that there was any reason to believe that
he would be at risk of harm on return to Nepal simply because he is from Amchok village and gave reasons, that is, he did not express
any problem when he returned to Nepal in 2012 and lived in Kathmandu; and civil war ended eight years ago and the Maoists were now
in a coalition government nationally.
- The respondent concedes that the Tribunal did not specifically refer to the appellant’s evidence that the army questioned him
at gunpoint but the Tribunal was not required to set out the appellant’s evidence word by word. And further, the Tribunal’s
failure to do so permits the inference that it failed to consider a claim that is expressly identified and rejected. The respondent
relies on Applicant WAEE v Minister for Immigration and Multicultural Affairs:[5]
The inference that the Tribunal had failed to consider an issue may be drawn from its failure to expressly deal with that issue
in its reasons. But that is an inference not too readily to be drawn where the reasons are otherwise comprehensive and the issue
has at least been identified at some point. It may be that it is unnecessary to make a finding on this particular matter because
it is subsumed in findings of greater generality or because there is a factual premise upon which a contention rests which has been
rejected.
(b) The explanations of the appellant for development in his evidence
- The appellant submits that it is apparent from the Tribunal’s decision that it would not accept his explanation of development
over time in detail of his evidence, but regarded this as a basis for doubting, and then completely rejecting his claims. The appellant
accepts that the Tribunal considered that the role of the Maoist leader ‘has been progressively expanded with the telling’
([20] of the decision) but submits at [22] of the decision that it found the failure to mention earlier than his statement of 9 November
2014 of having attended a Maoist meeting ‘cast doubt on his credibility of the claim’; it [23] – [26] found the
appellant’s failure to mention earlier than 9 November 2014 that he joined the Maoist party was implausible and found that
‘the claim was no more than an invention’.
- The appellant submits that the Tribunal was obliged to not merely recite the appellant’s claim and evidence but was obliged
to properly and generally be engaged with all of the appellant’s evidence in respect of his claim, which included his reasonable
and plausible explanation for the earlier omissions in his evidence.
- The appellant further submits that the Tribunal failed to consider with a degree of conscious engagement required, the evidence and
the material before it, and thus failed to carry out its specific task to review the Secretary’s decision. A failure to do
so is a failure to have regard to the relevant considerations as considered in SZSZW v Minister for Immigration and Border Protection, and an error in law.
- The respondent in response submits as follows at [32], [33], [34] and [35] of its submissions:
[32] The Tribunal found that they were aware of ‘good reasons to doubt the truth’ of the appellant’s claim about
his experiences in Nepal. The reasons it gave for finding are summarised at [15] above. Ultimately, the Tribunal did not believe
that the appellant would not have raised several significant matters in relation to his claim, fear of persecution in Nepal earlier
in the RSD process, had they in fact occurred. This was a finding with respect to the appellant’s credibility, which is ‘the
function of the primary decision-maker par excellence’[6] as His Honour Justice McHugh of the High Court of Australia held in Durairajasingham:
If the primary decision-maker has stated that he or she does not believe a particular witness, no detailed reasons need to be given
as to why that particular witness was not believed. The Tribunal must give reasons for its decision, not the sub-set of the reasons
why it accepted or rejected the individual piece of evidence.
- In this case, the Tribunal did provide detailed reasons for its findings that the appellant lacked credibility. Essentially, those
reasons were the appellant’s failure to raise significant or ‘fundamental’ matters earlier in the RSD process;
his evidence on those matters developed progressively with each opportunity afforded to him. The Tribunal referred in its reasons
to the various explanations the appellant advanced for this phenomenon, but rejected each of them.
- The appellant now contends that the Tribunal failed to take the fact that:
... the development of the appellant’s evidence was fundamentally the organic development, in a consistent way, of the same
account, though told in greater detail.’
- This contention is no more than a further explanation of the progressive development of the appellant’s evidence over time.
Whether or not the Court finds this further explanation persuasive, it cannot, in an appeal on a point of law, demonstrate legal
error in the Tribunal’s decision, nor does it constitute the consideration or information that the Tribunal was required, but
failed, to consider.
- I accept the respondent’s submissions, so this ground of appeal is dismissed.
Ground 2 – failure to have regard to information
- There is an overlap between Ground 1 and 2 and I have dealt with most of the issues raised in Ground 2 which are:
- The claim that government forces questioned him by ‘sticking their guns in his mouth’ or ‘pointing their guns at
him’; and
- The explanations of the appellant for the developments in his evidence.
- The issues raised in Grounds (a) and (b) are the same as in Ground 1 and having dealt with those issues it is unnecessary for me to
consider them again.
- The appellant also raised that the Tribunal was required by its task under the Act to have regard to all the material and information
under s 22, 31, 35, 36, 37, 39 and 40 of the Act.
- Section 37 of the Act was repealed on 23 December 2016 by s 24 of the Refugees Convention (Derivative and Status and Other Measures) Amendment Act 2016 (the Amending Act). Since s 37 of the Act has been repealed, I cannot deal with this ground under s 37 as the Amending Act now provides
that the Tribunal must deal with the issues of natural justice under the common law of Nauru. In DWN066 v The Republic of Nauru[7] I made a finding that s 37 was repealed on 10 October 2016 and the comments in DWN066 apply to this case as well.
- For the reasons set above, ground 2 is also dismissed.
Ground 3 – error of law – failure correctly to interpret and apply the law
- The appellant submits as follows at [59], [62] and [63] of his submissions:
[59] The determination of the claim by the Tribunal requires the consideration and determination of questions which may involve, and
are required by law to take account of, an element of doubt. To be recognised as a refugee means to be accepted as having a well-founded
fear of persecution. A well-founded fear of persecution has been considered in many jurisdictions, with different formulations essentially
expressing the same concept, in which, intrinsically, there is an element of some doubt. In Australia, a well-founded fear of persecution
is made out if there is a real chance of persecution in the reasonable foreseeable future. (Chan Yee Kim v Minister for Immigration & Ethic Affairs [1989] HCA 62; (1989) 169 CLR 379 (9 December 1989)). It is submitted analogously that a real risk or a real possibility of harm if the appellant is returned in breach
to his country is sufficient to breach Nauru’s international obligations, and it is sufficient for a claim of complementary
protection to be made out under the Act. Certainty of harm, even likelihood of harm, is not required.
[62] While the Tribunal is not required to accept as true all evidence put before it, nevertheless it has an obligation to allow in
cases of doubt that there may be a real chance – even a small chance – that what is said is true and therefore the appellant
has a real chance of persecution, and therefore a well-founded fear of persecution.
[63] The Tribunal did not allow as required by law for the real chance that even doubtful testimony may be true, and in this way erred
in law in interpreting or applying the law.
- The respondent in response submits at [37], [38] and [39] or its submissions as follows:
[37] The passage in Hathaway cited by the appellant reflects on the leading authority as what is ‘the threshold of concern required
to substantiate a claim to refugee status.’ The cases cited (from the United States, United Kingdom, Canada and Australia)
support the proposition that an applicant for refugee status need not demonstrate that the persecution he fears will materialise
‘beyond reasonable doubt’, nor even ‘on the balance of probabilities’. Rather, the appellant must demonstrate
that there is (for example) a ‘reasonable possibility’, ‘real and substantial danger’ or a ‘real chance’
of persecution or that the risk or chance is not ‘remote’, ‘fanciful’ or ‘insubstantial’. As
Hathaway notes, ‘This relatively low threshold of risk reflects both the inherent uncertainties of refugee status assessment
and the grave risk of error’.
[38] However, the allowance for doubt in the ‘threshold of concern’ with respect to whether a fear of persecution is well-founded
is a separate and distinct concept from that apparently contended by the appellant, namely, that an appellant’s evidence ought
to be accepted notwithstanding doubts about the credibility of that evidence. No authority is cited in support of the latter proposition.
[39] For the reasons set out in [32] above, the assessment of a review of the applicant’s credibility is a matter for the Tribunal.
Neither international law, nor any other law, requires the Tribunal to make a particular test in making that assessment in this
case. The Tribunal’s assessment of the appellant’s credibility may be a matter with which the appellant disagrees, but
the Tribunal gave cogent reasons for making it and the appellant has not identified any error with respect to it.
- I accept the respondent’s submissions and this ground of appeal is dismissed.
Ground 4 – unreasonableness
- The appellant submits at [64] and [65] of his submissions:
[64] The question of satisfaction of the Tribunal as a matter of fact is in general a matter for the Tribunal provided it proceeds
reasonably and on the basis of some evidence.
[65] Unreasonableness, however, in proceeding without evidence for a finding, or in the sense of Wednesbury unreasonableness, indicates a failure by the Tribunal to discharge its statutory task, and therefore error of law.
- The respondent submits that the appellant has not identified:
- The findings that the Tribunal made for which there was no probative evidence; or
- In what respect(s) the Tribunal acted in a manner that was inconsistent with a reasonable Tribunal.
- The respondent further submitted that Ground 4 cannot succeed and should be struck out pursuant to Civil Procedure Rules 1972.
- I agree that the respondent has not identified as to how the Tribunal’s decision was unreasonable and therefore this ground
is dismissed.
Ground 5 – reasonable apprehension of bias
- The appellant submits at [68], [69], [70] and [71] of his submissions:
[68] The Tribunal fell into jurisdictional error in that there was a reasonable apprehension that the Tribunal was biased in the sense
of not having a mind open to the applicant’s claims.
[69] It is not submitted that the Tribunal member was in fact biased, but only that the reasons that the Tribunal raised a reasonable
apprehension that the Tribunal was not open to persuasion on at least some aspects of the matter before it.
[70] In Re Refugee Review Tribunal; Ex parte H [2001] HCA 28; (2001) 179 ALR 425; (2001) 75 ALJR 982 (24 May 2001), in a unanimous judgment by Gleeson CJ, Gaudron and Gummow JJ, the High Court of Australia said:
[27] The test for apprehended bias in relation to curial proceeding is whether a fair-minded lay observer might reasonably apprehend
that the Judge might not bring an impartial mind to the resolution of the questions to be decided. That formulation owes much to
the fact that the Court proceedings are held in public. There is some incongruity in formulating a test in terms of “a fair-minded
lay observer” when, as in the case the Tribunal proceedings are held in private.
[28] Perhaps it would be better, in the case of administrative proceedings held in private, to formulate the test for apprehended
bias by reference to a hypothetical fair-minded lay person who is properly informed as to the nature of the proceedings, matters
in issue and the conduct which is said to give rise to an apprehension of bias. Whether or not that be the appropriate formulation,
there is, in our view, no reason to depart from the objective test of possibility, as distinct from probability, as to what will
be done or what might have been done. To do otherwise, or to risk confusion of apprehended bias with actual bias by requiring substantially
the same proof.
[29] Though the test in administrative proceedings, as in curial proceedings, is in our view, one of objective possibility, the non-curial
nature of the body or Tribunal in question and the different corrector of proceedings must, as already indicated, be taken into account.
[71] The applicant submits that the matter set out in support of other grounds of the application show that as so many doubtful questions
were resolved against the applicant, including questions which the Tribunal regarded as ‘good reasons to doubt the truth of
his claims’ (Decision [19]), rather than prove that his claims were almost certainly untrue, there is a reasonable apprehension
that the Tribunal was not open to the appellant’s evidence and claims, and that in this sense a fair-minded lay observer might
reasonably apprehend that the Tribunal might not bring an impartial mind to the review before it.
- The respondent in its submissions at [42]. [43], [44], 45], [46], [47] and [48] states:
[44] The first submission may involve a typographical error, as it appears to involve a contention that the Tribunal should have found
that the appellant’s claims were almost certainly untrue. To the extent that the appellant contends that the sheer number
of doubts that the Tribunal expressed in his reasons about his evidence, or number of issues on which it made adverse findings, it
cannot found an allegation of apprehended bias.
[45] The second submission wilfully mischaracterised one reason ‘of several’ that the Tribunal gave for its rejection
of the appellant’s evidence. There is no evidence that the Tribunal proceeded on the basis contended by the appellant, in the
Tribunal’s written statement or elsewhere.
[46] The first submission contends that the Tribunal’s reason for rejecting the appellant’s evidence on a particular issue
– which on its face appears sound and rational – itself suggests that the mind of the Tribunal was not open to the appellant’s
claim.
[47] Other than these submissions, the allegation of apprehended bias is not supported by any evidence at all. In Ex parte H, for example, the High Court extracted large parts of transcripts of the Tribunal hearing where the Tribunal had described the review
of the applicant’s evidence as ‘laughable’, ‘absolutely laughable’, and ‘nonsense’. The
High Court went on to hold that a properly informed lay person ... might infer from the constant interruptions of the male prosecutor’s
evidence and the constant challenges to his truthfulness and to the plausibility to his account of events, that there was nothing
he can say or so to change the Tribunal’s preconceived view that he has fabricated his account of events upon which he based
his application for a protection visa.
[48] In the present case, the appellant does not point to a single exchange in the transcript of the Tribunal hearing that supports
the allegations of apprehended bias. Insofar as he relies on the Tribunal’s reasons for that status, it is important to bear
in mind that the reasons for decision ‘reflect conclusions reached at the end of the decision-making process, and as the decision
is against the party complaining, the expression of adverse finding on credit and fact are an indivertible part of the expression
of reasons’. Accordingly, ‘the mere fact of an adverse finding at the end of the matter give rise to no influence as
to the state of mind of the decision maker before and whilst a matter was under consideration, nor of pre-judgement of the issues
that fell for decision’: SCAA v Minister for Multicultural and Indigenous Affairs[8].
- This ground has no basis and is dismissed.
CONCLUSION
- Under s 44(1) of the Act, I make an order affirming the decision of the Tribunal.
DATED this 31 day of May 2017
Mohammed Shafiullah Khan
Judge
[1] [2015] NRSC 18 (unreported, Khan J, 10 December 2015).
[2] [2015] FCA 562 (5 June 2015).
[3] Ibid at [17].
[4] [1999] FCA 116; (1999) 53 ALD 545, 556 [47], 557 [54] (per French, Merkel and Finkelstein JJ).
[5] (2003) 75 ALD 630, 641 [47] (per Tracey and Foster JJ).
[6] Re: Minister for Immigration and Multicultural Affairs; ex parte Durairajasingham [2000] HCA 1; (2000) 58 ALD 609, 627 [67] (“Durairajasingham”).
[7] [2017] NRSC 23 (DWN066).
[8] [2002] FCA 668.
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