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DWN113 v Republic [2016] NRSC 28; Case 16 of 2015 (9 November 2016)
IN THE SUPREME COURT OF NAURU
AT YAREN
[APPELLATE DIVISION]
Case No. 16 of 2015
IN THE MATTER OF an appeal against a
decision of the Refugee Status Review
Tribunal TFN 14025,brought pursuant to
s43of the Refugees Convention Act 2012
BETWEEN
DWN113
Appellant
and
THE REPUBLIC
Respondent
Before: Crulci J
Appellant: A. Krohn
Respondent: S.A. Walker
Dates of Hearing: 12, 13April 2016
Date of Judgment: 9 November 2016
CATCHWORDS
APPEAL- Refugees – Refugee Status Review Tribunal – Internal relocation – Appellant’s personal circumstances and
previous actions are relevant considerations– Refugees Convention Act 2012
JUDGMENT
- This is an appeal from a decision of the Refugee Status Review Tribunal (‘the Tribunal’) given on the 28 December 2014
affirming a decision of the Secretary for the Department of Justice and Border Control (‘the Secretary’) made on the
18 July 2014that the appellant is not recognised as a refugee as defined under the 1951 Convention relating to the Status of Refugees
(‘the Convention’) and is not a person to whom Nauru owes complimentary protection under the Refugees Convention Act 2012 (‘the Act’).
- The appellantappeals on two grounds - firstly in relation to the Tribunal’s findings, as a basis for refusing to recognise him
as a refugee, that the appellant could safely and reasonably relocate within Pakistan. The second ground relates to whether the appellant
is owed complementary protection in relation to Nauru’s international obligations.
The Tribunal under the Act
The Tribunal is a creature of statute and the Act relevantly sets out the establishment, constitution, powers, merits review and procedures.
- Section 22 Way of Operating
The Tribunal:
(a) is not bound by technicalities, legal forms or rules of evidence; and
(b) must act according to the principles of natural justice and the substantial merits of the case.
- Section 31 Application for merits review by Tribunal
(1) A person may apply to the tribunal for merits review of any of the following:
(a) a determination that the person is not recognised as a refugee;
(b) a decision to decline to make a determination on the person’s application for recognition as a refugee;
(c) a decision to cancel a person’s recognition as a refugee (unless the cancellation was made at the request of the person)
...
- Section 36 Tribunal may seek information
- In conducting a review, the Tribunal may:
- (a) invite, either orally (including by telephone) or in writing, a person to provide information; and
- (b) obtain, by any other means, information that it considers relevant.
- Section 34 Decision of Tribunal on application for merits
...
(4) The Tribunal must give the applicant for review and the Secretary a written statement that:
(a) sets out the decision of the Tribunal on the review; and
(b) sets out the reasons for the decision; and
(c) sets out the findings on any material questions of fact; and
(d) refers to the evidence or other material on which the findings of fact were based.
Background
- The appellant was born and lived in Malakguklrihman Qalai Jamrud, in Kyber Agency, Federally Administered Tribal Areas in Pakistan.
Heis a married man with two young children, he is a Sunni Muslim of Pashtun ethnicity, and identifies as being a member of the Afridi
tribe.
- In July 2013 the appellant left Pakistan and travelling through Indonesia boarded a boatfor Australia seeking asylum. The appellant
was detained by the Australian authorities for approximately a month on Christmas Island after which he was moved to Nauru on 7 September
2013.
- The appellant is well educated,with a Bachelor of Arts degree and subsequently working as a teacher until returning to university
for postgraduate study. In addition to working as a teacher he also worked in his father’s businesses those being a small furniture
factory and a clothing warehouse.
- The appellant’s claims for asylum before the Secretary for Justice and Refugee Status Review Tribunal (‘the Tribunal’)
are based on contacts with the Taliban. The appellant’s cousin was killed by the Taliban after refusing to join them and he
has brothers residing in three overseas countries having sought asylum as a result of interactions with the Taliban.
- The appellant beleived that he came to the attention of the Taliban as he has a cousin who is a long-time member of the Taliban. He
was contacted by telephone instructing him that he join the Taliban or show support financially, and waswarned of the consequences
of non-compliance. Having later voiced his refusal to join or assist, the appellant was involved in an incident where he was followed
in the market and being fearful for his safety he reported the matter to the local police who escorted him home, noting that they
could not protect him.
- The appellant sought safety by relocating to Rawalpindi but later returned home having been contacted in Rawalpindi by the Taliban
who indicated that they knew where he was and could locate and kill him anywhere. Not long after returning home the outside of his
house was fired upon, killing one of his dogs, and a telephone call was received to the effect that he was lucky on that occasion
not to have been killed. He sent his wife and young children away to live with her family and made arrangements to leave Pakistan
and seek asylum.
- The Tribunal accepted that[1]:
- the appellant’s cousin was killed by the Taliban in 2011;
- another of the appellant’s relatives was killed in 2008;
- some of the appellant’s brothers may have left Pakistan because of problems with the Taliban;
- one of the appellant’s brothers was kidnapped upon returning from the United Kingdom and released upon payment of a ransom;
- a cousin of the appellant is a senior member of the Taliban and a likely source of information about the appellant and his family
to the Taliban;
- the appellant was approached by the Taliban either to join them or to provide finance for them ‘on pain of punishment potentially
including death if he refused’;
- the appellant was threatened again a week later and some 10 days later again pursued in the market by Taliban militants;
- as a result he fled to Rawalpindi and there received another threatening phone call that the Taliban could find and kill him anywhere;
- upon the appellant returning home his house was sprayed with gunfire and a phone call made by the Taliban to the appellant warned
him that he would be killed.
- In light of the above findings the Tribunal stated that it found on balance:
“... the threat of harm facing the applicant is a real one, and accepts that some Taliban militants in the Jamrud areas where
the applicant resided maintain an adverse interest in him. The Tribunal is satisfied that if the applicant returns to Peshawar there
is a real possibility that he will once again encounter those Taliban members who have threatened him in the past, in which eventuality
he will suffer persecution at their hands for the Convention reasons of his imputed political opinion and religion.
Conclusion about risk of Convention persecution in the applicant’s home area
Having carefully considered the applicant’s Convention claims, including cumulatively, the Tribunal is satisfied that he has
a well-founded fear of being persecuted for Convention reasons in the event he returns to his home areas in Pakistan.” [2]
- The Tribunal then considered at some length whether relocation within Pakistan was open to the appellant at a location that he could
access ‘practically, safely and legally’[3]? Whether relocation would be reasonable in that the appellant ‘could, if relocated, lead a relatively normal life without undue
hardship in all the circumstances?’[4]
- Based on the written and oral submissions before it the Tribunal made the following determination in relation to the question of the
appellant being able to be relocated within Pakistan away from his home area of Malakguklrihman Qalai Jamrud, in Kyber Agency:
- (a) Tribunal does not accept that the appellant fits the at risk higher profile of those who have betrayed militant organisations,
rather he is someone who has simply refused the Taliban overtures;
- (b) the Tribunal does not accept that the Taliban operatives would go to the effort of tracking down the appellant in other parts
of Pakistan such as Punjab;
- (c) even if the Taliban were to try to locate the appellant the Tribunal concluded that there was no reasonable possibility of the
appellant being located;
- (d) the Tribunal rejected the proposition put by the appellant that Pashtuns generally are treated in a way that is,for a Convention
reason,discriminatory, or degrading to enliven Nauru’s protection obligations;
- (e) the Tribunal considered the appellants’ personal attributes of being well-educated, experienced in different professions
and fluent in Urdu, English and Pashto, concluding that ‘there would therefore appear to be no financial obstacle to relocation
nor any basis for his claim that it would be difficult for him to integrate’[5].
- In relation to what could reasonablybeexpected of the appellant in terms of his behaviour and conduct the Tribunal indicated:
“...[it] did not expect the applicant to live in hiding in order to avoid the threat of persecution, it equally considers it
to be a not unreasonable curtailment of his fundamental freedoms to expect the applicant and his immediate family to refrain from
telling the extended family where he has relocated to in order to prevent this information from coming to the attention of the Taliban.”[6]
- The Tribunal concluded that as the appellant could relocate within Pakistan and could ‘lead a relatively normal life without
facing undue hardship in all the circumstances’[7] that he is not a refugee for Convention reasons. Furthermore having determined that the treatment to Pashtuns does not amount to
degrading treatment, Nauru does not owe the appellant complementary protection.
Issues raised on appeal
- The first groundrelates to Tribunal’s findings thatthe appellant could safely and reasonably relocate within Pakistan and therefore
is not recognised as a refugee. It was submitted on appeal that the Tribunal finding that theappellant could safely live outside
ofhis home area, views the harm to him as localised. This finding overlooks, it is submitted, the probability of future harm to appellant
arising from his beliefs and willingness to speak out. The appellant contends that is a real possibility that the appellant will
oppose Taliban outside FATA and thereby be seriously harmed. As he has a well-founded fear of persecution within his home area, this
well-founded fear extends to his whole country of nationality and internal relocationis not a safe option; therefore he isarefugee
for a Convention reason.
- The appellant’s previous response to the Taliban’s attempt at recruitment should have raised an apprehension by the Tribunal
that the appellant would be likely toreact the same way when he was faced with similar situationselsewhere;similarly it was submitted
that he has a risk profile that places him in Taliban’s sights as an employed person, earning money wherever he may be in Pakistan.
Furthermore,the appellant’s counsel submitted that the Tribunal failed to contend with the question of relocation with family(and
only looked at relocation of the appellant as a single man). The Tribunals statement that the appellant and his wife’s family
could essentially be ‘discrete’ in not disclosing their new address in Pakistan coupled with the Taliban’snetworks
of informers throughout Pakistanmilitates against successful relocation.
- In relation to ground two, the appellant argued that the Tribunal did not grapple with Nauru’s complementary obligations under
international law;failed to consider how degrading treatment can form serious discrimination;nor did the Tribunal consider whether
there was an infringement of Nauru’s international agreements.
- The respondent resiststhe appellant’s claims firstlyby asserting that they are criticisms of the Tribunals failureto consider
or have regard to items of evidence and this does not amount to an error or law. If however this Court were to find that the issues
raised by the appellant regarding internal protection were legally relevant then the respondent submits that the appellant gave no
evidence of a past ‘protest’ in relation to the Taliban. As no future intention to do so[8]was raised before the Tribunal, there was consequently not a failure on behalf of the Tribunal to respond.Moreover the appellant did
not raise before the tribunal difficulties of relocating with his family.
- The respondent accepts that there are circumstances where a misinterpretation or misapplication of the relevant law may amount to
an error of law under the Act, but submits that in this matter it is an attempt to have this Court encroach upon the area of fact-finding,
and that this is not permitted. This case is to be distinguished from S395[9], as requiring the appellant to ‘refrain from telling the extended family’ the relocation destination is not an infringement of one of the grounds protected by the Convention.
- In relation to ground two the respondent submits that the Tribunal’s consideration of whether the appellant was owed complimentary
protection continued on from its factual findings in relation to recognition as a refugee and did in fact consider the international
obligations against the facts found; the Tribunal was under no obligation to enumerate each international obligation in turn.
Considerations
- In determining whether the appellant is to be recognised as a refugee or not, the Tribunal considered the inclusion clause Article
1(A)(2) of the Convention whereby the term “refugee” shall apply to any person who:
- ‘...owing to a well founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social
group or political opinion, is outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail
himself of the protection of that country...”
- The question of whether there is somewhere else in the country of citizenship that an applicant can safely and reasonably live, only
arises once an applicant has been determined to have a ‘well-founded fear’ where they live, for Convention reasons. The
second step then is to consider whether an applellant is able to be protected from the risk of persecution for the Convention reason
in another part of the country of citizenship.
- This has been variously referred toas an internal flight, internal relocation orinternal protection alternative and the criteria for
determining whether this is an avenue open to the appellant has been the subject of much academic and extra-judicial debate[10].
- Hathaway and Foster in The Law of Refugee Status, adopted the terminology ‘protection’ in the Convention and proposedfour questions for consideration in determining whether
another location within the country of nationality offers a real alternative available to an applicant:
(a) is the proposed site of internal protection in fact accessible to the applicant? (ie practically, safely, and legally accessible)
(b) does it provide an antidote to the well-founded fear of being persecuted identified in the applicant’s place of origin?
(c) is the quality of the internal protection available such that the applicant would not face a new risk of being persecuted or of
being effectively forced back to her place of origin?
(d) is the home country able to provide affirmative state protection in line with international standards to the applicant in the
proposed place of internal protection? [11]
This Court finds much merit in their proposed assessment method.
- The fourth question posited above accords with the observationsmade in Yogathas[12]by Lord Bingham:
”The appellant's second contention relates to what has been called, not very happily, "internal flight". I agree with Lord Hope
and Lord Scott that "internal relocation" is a better expression because it focuses attention on the real question, which is whether
a person liable to persecution in one part of the country would be adequately protected by the state if relocated in another part
to which he would in practice be returned.”
- Kirby J in Wu Shan Liang[13] laid out the principles for consideration when conducting reviews of decisions of like tribunals, highlighting the dangers of ‘combing
though the words of the decision maker with a fine appellate tooth-comb’ and the dangers of ‘turn(ing) a case of judicial
review into, effectively, a reconsideration of the merits’.
- While the principles to be applied on appeal of matters from tribunals have a commonality, cases in relation to the determination
of recognising refugee status have a discrete element as noted by Lord Bridge of Harwich in Bugdaycay:[14]
“I approach the question raised by the challenge to the Secretary of State's decision on the basis of the law stated earlier
in this opinion, viz that the resolution of any issue of fact and the exercise of any discretion in relation to an application for
asylum as a refugee lie exclusively within the jurisdiction of the Secretary of State subject only to the court's power of review.
The limitations on the scope of that power are well known and need not be restated here. Within those limitations the court must,
I think, be entitled to subject an administrative decision to the more rigorous examination, to ensure that it is in no way flawed,
according to the gravity of the issue which the decision determines. The most fundamental of all human rights is the individual's
right to life and when an administrative decision under challenge is said to be one which may put the applicant's life at risk, the
basis of the decision must surely call for the most anxious scrutiny.”
- This appeal falls to be considered under section 43(1) of the Act ‘against that decision on a point of law.’ An error
of law may ariseif the Tribunal fails to comply with the requirements of the Act. Or an error of law may arise in how the Tribunal
determined a question of fact, by for example misinterpreting the applicable law; showing bias; failing to take account of relevant
matters; or demonstrating unreasonableness in its determinations. In determining whether the appellant could safely and reasonably
move to live in another part of Pakistan, the Tribunal was required to take into account the appellant’scircumstances as a
whole.
- It was accepted by the Tribunal that the appellant’s previous defiance of the Taliban placed him within Article 1(A)(2) of
a well-founded fear of persecution for a Convention reason. The appellant stated: “The reasons I gave them was that I feared for my life if I helped them and told them they were cruel and unjust to harm people and
forcefully recruit people. I said I wanted peace and could not help them because they were against humanity”[15]. As a result of this refusal the appellant had been pursued and the Taliban subsequently threatened him that he would not be safe
anywhere in Pakistan, and they could kill him wherever he went.[16]
- The appellant raised concerns relating to his family’s welfare stating that he went into hiding and “could not even see my wife as I feared she would be harmed by the Taliban”[17] and clarified this by “Prior to my departure from Pakistan, I was afraid to spend too much time with my wife and children because I feared that the Taliban
would follow and target me, and that they might get caught up in the Taliban’s attack on me. By staying away from my family,
I minimised the risk to them”.[18]
- As noted by the High Court of Australia in Guo:
“In many, if not most cases, determining what is likely to occur in the future will require findings as to what has occurred
in the past because what has occurred in the past is likely to be the most reliable guide as to what will happen in the future.
It is therefore ordinarily an integral part of the process of making a determination concerning the chance of something occurring
in the future that conclusions are formed concerning past events.”[19]
- The appellant has demonstrated a willingness to speak out and refuse the Taliban in the past. He has lived separately from his family
in Pakistan to ensure their safety. It is no antidote to the well-fear of persecution for the Tribunal to suggest that “While the Tribunal does not expect the applicant to live in hiding in order to avoid the threat of persecution, it equally considers
it to be a not unreasonable curtailment of his fundamental freedoms to expect the applicant and his immediate family to refrain from
telling the extended family where he has relocated to in order to prevent this information from coming to the attention of the Taliban.”[20]
- In effect the Tribunal is saying that it is reasonable for the appellant’s safety to be based on the discretion of his and his
wife’s family or friendsnot to discuss their location within Pakistan (and by extension the restrain his young children from
disclosing where their home area is), so as to keep their location hidden from the Taliban in his home area; or in the alternative
that it is reasonable for the appellant to live in Pakistan estranged from his wife and children so as to minimise any collateral
harm that may come to them as a result of being with the appellant. Both of these scenarios envisage that the appellant will modify
his past behaviour and react differently if approached in the new location by the Taliban.
- The respondent submitted that the appellant did not raise with the Tribunal concerns about relocation with his family. It is the view
of this Court, having considered Htun[21], that it cannot be said that the appellant abandoned his claim as to concerns regarding his family’s safety and ability to
relocate because the Tribunal did not question him about it;these concerns were in the submissions placed before the Tribunal.
- In determining whether the question of possible relocation/ internal flight/ internal protectionthe Tribunal was required to take
into account the appellant’s circumstances as a whole. The appellant’s previous defiance of the Taliban and his personal
family circumstances are both relevant considerations in decidingwhether the appellant could live elsewhere in Pakistan and be free
from persecution for a Convention reason.
- It is the opinion of this Court that the tribunal failed to adequately explore these material and relevant considerations, and in
failing to do so, erred in its determination that the appellant ‘could, if relocated, lead a relatively normal life without
undue hardship in all the circumstances’.[22]For the reasons above, ground one of the appeal succeeds, and the appealis allowed. Having made a determination in relation to ground
one it is not necessary to go on and consider the matter of Nauru’s complementary obligations under international law and /
or whether there was an infringement of Nauru’s international agreements.
- The Court wishes to convey its gratitude to Mr.Anthony Khron and Mr.Stephen Walker,and those instructing them, for their comprehensive
and careful submissions which considerably assisted in the disposition of the matter.
Order
(1) The Court extends the time for the appellant to file a notice of appeal pursuant to section 43(5) of the Refugees Convention Act 2012
(2) The appeal is allowed.
(3) The decision of the Tribunal dated the 28 December 2014 is quashed.
(4) The matter be remitted to the Refugee Status Review Tribunal for reconsideration according to law.
-------------------------------------------
Judge J. E. Crulci
Dated: 9 November 2016
[1]Refugee Status Review Tribunal 28 December 2014 [52-55]
[2]Ibid [56, 57]
[3]ibid [58]
[4]Ibid [74]
[5]Ibid [62] 963],[76]
[6]Ibid [62]
[7]Ibid [77]
[8]Respondent’s written submissions, 2 March 2016 [85]
[9]Applicant S395 v Minister for Immigration and Multicultural Affairs (2003) 216 CLR 473
[10] International Journal of Refugee Law, various articles; The Refugee in International Law, G.S. Goodwin-Gill and J. McAdam, 3rd Edition at 123; The Law of Refugee Status, J.C Hathaway and M. Foster, 2nd Edition, at 332; The Meaning of “Protection” within the refugee definition, Hugo Storey,Refugee Survey Quarterly, Aug 2016
[11]The Law of Refugee Status, J.C Hathaway and M. Foster, 2nd Edition, at 342
[12]R(Yogathas) v Secretary for State for the Home Department[2002] UKHL 36; , [2003] 1 AC 920 (UKHL, Oct. 17, 2002),at 926 [6]
[13]MIEA v Wu Shan Liang (1996) 185 CLR 259, at 291
[14]R v Secretary of State for the Home Department, Ex p Bugdaycay [1986] UKHL 3; [1987] AC 514 at 531F
[15] Appellant’s statement to the Secretary for Justice in support of his application to be recognised as a refugee, 11 December
2013 [16]
[16] Ibid [24]
[17]Ibid [27]
[18]Appellant’s further statement to the Secretary for Justice in support of his application to be recognised as a refugee, 5 August
2014 [25]
[19]Minister for Immigration and Ethnic Affairs v Guo Wei Rong [1997] HCA 22 (13 June 1997), at 575
[20]Ibid [62]
[21]Htun v Minister for Immigration and Multicultural Affairs (2001) 199 ALR 244
[22]Paragraph 17 above
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