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Court of Appeal of Fiji |
IN THE COURT OF APPEAL, FIJI ISLANDS
ON APPEAL FROM THE HIGH COURT OF FIJI
CRIMINAL APPEAL NO.AAU0019 OF 2007
BETWEEN:
RAJENDRA SAMY
Appellant
AND:
THE STATE
Respondent
Coram: Hon. Justice William Marshall, Justice of Appeal
Hon. Justice Sriskandarajah, Justice of Appeal
Hon. Justice Nimal Wikramanayake, Justice of Appeal
Counsel: Appellant in Person
Ms S. Puamau for the Respondent
Date of Hearing: Thursday, 3rd November 2011
Date of Judgment: Monday, 30th January 2012
JUDGMENT
William Marshall, JA
"It is for the Court to see that the necessary means are adopted to convey the evidence to his intelligence, notwithstanding that, either through ignorance or timidity, or disregard of his own interests, he makes no application to the Court. The reason is that the trial of a person for a criminal offence is not a contest of private interests in which the rights of parties can be waived at pleasure. The prosecution of criminals and the administration of the criminal law are matters which concern the State. Every citizen has an interest in seeing that persons are not convicted of crimes and do not forfeit life or liberty except when tried under the safeguards so carefully provided by the law".
The Relevant Facts
The Underlying Causes of the Events of 7th June 2006
"As we grew up we saw that she only liked my younger sister Angela Devi and not the rest of us.
We started to hate our own mother Ram Kuar because of the daily abuses we took from her. She made me and my brothers feel worthless.
My mother had an affair that we all grew to know and (she) made me marry the man she had an affair with. After I got married my mother would tell my husband lies and my husband would hit me while my brother Rajend watched.
After we came to America she would tell us life was bad, would always call my husband and tell him to call her to America. After she came to America and lived with us she started to feed my husband with lies and he started hitting me again.
One day after a big fight I asked my mother to leave and she did cursing us. My brother Rajend told our mother to leave me alone or he will see to it. My mother told him you try me. With that said she got mad at Rajend because he was taking my side and said that she would go to Fiji and take away Rajend's home and destroy his family. Then she went to Fiji and raised hell from my father's funeral until Rajend took some actions. Sometimes it seems like my brother Rajend had no other choice to do what he did so we can all live in peace".
"I can recall on Sunday (4/6/06) I went to Rakesh's house at about 9am to build the double wall in Rakesh's mother's house which I am building myself and Rakesh were doing the job (building the double wall). Between 11am to 11.30 am Rajen came in the taxi which he is driving that time we were still building the double wall. After 10 minutes time Rajen came to the place where we were building the house. At that time Rajen's mother was also present there. Rajend came and took out $50.00 note from the front pocket and was giving [it] to [his] mother. He said 'Ama' [which means mother] I am giving you $50.00. His mother then said that I want $100.00 not $50.00 Rajen then said that he can only give $50.00 his mother then said she wants $100.00 then the heated argument arose. Then his mother said if you can't pay $100.00 then look for another house. She said to look for a house where you can pay $50.00 Rajen said to her mother that when his father was still alive that this land will be under both son's. Then Rajen's mother said that the land is under her name and whom ever she wishes to give it to I will give. Then Rajen said that you have made the Will under Rakesh's name. Their mother said it is her property and whom she want to give she will give it. The heated argument kept on going then I went to the toilet I then heard no noise".
Given this objective account two things were clear to Rajendra Samy. Firstly that the home he had built and which was needed for himself, his wife and his two children was being immediately and permanently wrested from his possession. Secondly that he was moved to such anger and depression that he considered a violent solution.
The Evidence of the Incident on 7th June 2006 as Disclosed
"I did in the above in self defence after trying to reconcile with my mother on her conditions. Her demands were exorbitant. An argument developed there after I was sitting on the kitchen table. She was cutting garlic. She striked me with the kitchen knife on my right pointer finger. I jumped back. The chopper was on the kitchen table. Seeing her proceed towards me I picked the chopper and striked at her. My brothers' son Amit Raj Sami striked me with a piece of timber on the right hand side of the chest. I turned around and having the chopper in my hand I striked him. A scuffle broke out and my sisters' son Ashneel joined in. In the meantime Amit ran away. Ashneel managed to grab the chopper on the driveway in front of my steps and ran away. I had no intention of killing anyone. Eventhough my effort to reconcile went in vain. I was so furious that I went inside my house, closed the front door and tried to hang myself inside the sitting room. After tying the rope on the rafter I came back into my senses that I haven't taken life, I cut the rope again, went to the back door where Police Officers were calling me".
"I struck (my mother) three or four times".
The Appellant Rajendra Samy also further denied any intention to kill his mother.
"If I had the intention to kill her I could have taken the axe from the car and gone and killed her".
"Q. 157: Do you want to say anything else?
At the end of the interrogation on the 8th of June 2006 the police decided to charge him with attempted murder of his mother and two charges of grievous bodily harm with intent, one in respect of his nephew Amit and one in respect of his nephew Ashneel Chand. In response to the charges he said:
"I would like to say that on 07/06/06, my intention was not to kill but reconciliation. Such circumstances developed that a heated argument erupted and my mother strike me first with the kitchen knife and in self-defence and spur of the moment I picked up the chopper on the table and strike her. During the incident Amit strike me with a piece of timber from behind, so I turned and strike him. A scuffle erupted with Ashneel joining and in the process, they got hurt."
"Son on 4th June, on a Sunday "Master" came to me with one $50 and said he cannot pay $100. I did not take that $50 and he asked me what I will do when he does not give me $100-00 a month. I told him to go and find somewhere to stay. He then went away.
On 07/06/06 at about 10 a.m., I was at home and grandson was also at home. My son Master came home with his taxi at about 10 a.m. and came to me on my porch and said to me that he will come back and want to talk to me. He said he will go and drop the wife to doctor in the taxi. He took his wife away in the taxi. I then told my grandson [to go] and have his shower and also told him that his uncle, my son Master will come back and wants to talk to me.
Amit then woke up and had his food and few minutes later, that was about 10.30 a.m. to 11.00 a.m. Master came back in his taxi. He came and went to his flat and then changed his clothes and came to our side. When he came to my flat, he told my grandson Amit to go to the shop to buy Fiji Times. My grandson went away and Master told me to make some RASAM a soup with spices and tamerin and water. He said to me that he is sick and he has body pain and wants to drink his soup. I started making the soup in the kitchen and he again came inside my flat and went out to his flat.
Just after a few minutes to my surprise I saw Master back into my flat with a chopper knife in his hand. He held the knife in his right hand. I then asked him as to what he will do with the knife. He just said I will chop you. Then he striked the knife at me with his right hand. I was standing in the kitchen. I quickly held his hand with my left hand. He kept on striking on my face and neck and head area. He then held me by my hair and again striked the knife on my face and head. I kept on yelling for help calling Amit and Ashneel names. He then pushed me down and I fell face down. He again striked at me on my head. I was bleeding and shocked.
Then I suddenly put my face up and noticed that he was striking Amit with the same knife outside on the porch, just at the front door. I then manage to stand up and opened the back door grill locked and ran out of the house yelling for help. I also received cut on my right hand little and ring finger."
"... He told me to go to the shop to buy the Fiji Times. My uncle (Rajen) gave me the money and told grandmother to make the Rasam (it is a kind of food prepared [with] termarin). After that I wore my singlet and started to go to the shop. Then I went to my neighbour's place namely Rita. I went inside the sitting room and was standing there for a while. I heard a sound from my house that somebody is making an unusual sound. Then I ran outside to my house. As soon as I went inside the house I saw Rajen hitting my grandmother with something. That time I was not clear whether Rajen was using his fist or a chopper. That time my grandmother was in the kitchen laying downwards and making unusual sound saying Aa Aa. When I went inside the kitchen at the same time I turn around to pick something to save my grandmother. As soon as I turn around my uncle (Rajen) hit me with a chopper on my neck. Then the blood started coming. That time I was black out. Then I open my eyes and saw him again trying to hit me with the same chopper then I got hold of the chopper and threw it straight outside and the chopper landed on the porch. He then got hold of my leg and started to pull and again he got hold of the chopper and hit on my forehead. Again he hit on my neck, then I put my left hand on my neck to save myself but my three (3) fingers were chopped and started bleeding. I would like to say about the time I got hold of the chopper and threw it outside. That time I yelled out saying Ashneel, Ashneel who is my cousin. I only heard Ashneel saying "Mama" (means uncle) What are you doing? "That time I was laying down and at the same time I stood up ran toward the main road. Then I went at the junction of my lane and main Nadawa road to look for transport to take me to hospital."
"As I sat down to study I heard someone calling my name. I could make out that my cousin Amit was calling me so I lowered the volume of my radio. Then again I heard the sound someone was calling Ashneel, Ashneel, Ashneel. Then I lowered the volume and left out and rushed to the house of Amit as what was happening. Then I entered the compound and whilst reaching the steps of the porch of the house I saw Rajend was hitting Amit with the chopper. Since Rajend was facing Amit's house and his back was facing me, I then got hold of him from the back. When I held Rajend from the back, then he tried to free himself and as a result we both fell down in my grandmother's room which is under construction. We then faced each other whilst I was still holding his hand in which he was holding the chopper. He then plead to me to join hands and promise him and not to tell what he did to anyone. Whilst I was trying to hold his other hand, he turned around and strike the chopper on my head at once. I kept on holding him. Then on the same time he again strike me on the head for the several time. I was blacked out but I was still holding him. In about 14 seconds later I regain conscious and he tried to push me on the barb wire i.e. the fence of my compound. I kept on holding him and dragged him to the driveway. Then he tripped and I fell down on the ground. Then when he realised that he has struck me and said that he didn't mean to hit me, but he believed that I was Amit as his intention was to hit Amit. Then I asked him why you hit Amit. Then he picked up a stone and hit me on my head. Whilst I was on the ground that he lifted me up and told me that he is willing to take me to the hospital. I told him that I will not go to the hospital but you give me the chopper. Then I snatched the chopper from him and Rajend ran into his house. Then I went to the Sunrise Taxi Base with the chopper."
"I can very well recall and remember that on the 7th day of June 2006 I did not go to work since I was not feeling well, so I decided to take a day off. I know that one lady whose name is not familiar to me stays about 20 meters from my house. I know since one month ago she has returned from overseas but until today I have not spoken to her. I can recall on the 4th day of June, 2006 i.e. last Sunday about 2.00pm whilst I was at home I heard the old lady and her son were talking in loud voice and quarrelling regarding some money. I could not get the whole story but I believe the house belong to the old lady and she was asking for some money from the son. I also don't know the son's name. In about ½ hours time they stop fighting. On the 7th day of June, 2006 at about 11.30 a.m. I was sitting in my lounge wanting to see a movie suddenly I heard the noise from the old lady saying 'bachaoo', 'bachaoo', Ashneel bachaoo' bachaoo. Then when I look through the window I saw the old lady going very fast towards the main road. I also saw she was bleeding. There was some blood also seen on her clothes. As she arrived on Drivi Road then a maroon car came and she sat down and left. Then again, I heard the banging on the floor as someone is fighting. Then in five minutes time everything was quiet."
"I do not go to anyone's house so I do not know my neighbours properly. I can recall on Sunday 4/6/06 at about 2pm I was in my room looking after my baby whilst I was in my room I could hear our neighbour who lives in a house which is in front of our house since entrance is from Nadawa Rd were having an argument and (they) were talking on (the) top of their voice in regarding cash. I could not hear what. They argued for half an hour and stopped as this was the first time I heard them arguing. I never heard them arguing before. Today at about 11.30 a.m. I was at home with my mother in law Reshmi Lata was watching video film in the sitting room when I heard the old lady calling (in Hindi) Ashneel 'Bacho, Bacho mardaris' meaning Ashneel save me I am killed with the struggling sound. Little later I saw an Indian lady our neighbour came running from her house with her whole body covered with blood."
"I wish to further add in this statement that the chopper that was shown to me belongs to me. This was used to chop meat at home. This chopper was left at the washing dish in the kitchen".
Evidence on Rajendra Samy's Intent to Kill Amit and Ashneel
"Why did you strike her several times with the chopper?
When she was coming towards me I kept on striking her and in the mean time Amit came and hit me with piece of wood.
Where was your mother when Amit hit you?
I was striking her and was just inside the sitting room at the door. When Amit hit me I turned around and striked Amit.
How many times did you strike Amit?
Two or three times. We were having a scuffle and we already came out of the front door onto the porch.
Did you see that you striked Amit and also cut off his fingers?
I did not see that.
Why did you strike Amit also on the forehead and neck?
I was just striking and I did not see where it landed.
What happened after that?
Ashneel came in and joined. I also striked Ashneel.
What happened then?
Amit ran away and later myself and Ashneel had a struggle and we fell down on the porch, then on the floor of that newly constructed mothers room and then on to the driveway. Ashneel managed to grab the chopper from my hand and he also ran away ...
... I want to ask you that why did you ask Ashneel to promise to you not to tell anyone of what you have done before you left out to hang yourself?
I did not say those words to him ...
... Why did you hit Ashneel with the stone?
I did not hit with the stone ... "
"Amit
You are a fair person. ... look after your and my family especially Aman."
The Charges were Changed by the DPP
What is the Relevant Law in Respect of charges of Attempted Murder?
"The case lasted two days and the learned Judge's summing-up, so far as the facts were concerned, was meticulously careful and meticulously accurate, but unfortunately he did, in charging the jury, confuse in his mind for a moment the direction given to a jury in a case of murder with the direction given to a jury in a case of attempted murder. In murder the jury is told – and it has always been the law – that if a person wounds another or attacks another either intending to kill or intending to do grievous bodily harm, and the person attacked dies, that is murder, the reason being that the requisite malice aforethought, which is a term of art, is satisfied if the attacker intends to do grievous bodily harm. Therefore, if one person attacks another, inflicting a wound in such a way that an ordinary, reasonable person must know that at least grievous bodily harm will result, and death results, there is the malice aforethought sufficient to support the charge of murder. But, if the charge is one of attempted murder, the intent becomes the principal ingredient of the crime. It may be said that the law, which is not always logical, is somewhat illogical in saying that, if one attacks a person intending to do grievous bodily harm and death results, that is murder, but that if one attacks a person and only intends to do grievous bodily harm, and death does not result, it is not attempted murder, but wounding with intent to do grievous bodily harm. It is not really illogical because, in that particular case, the intent is the essence of the crime while, where the death of another is caused, the necessity is to prove malice aforethought, which is supplied in law by proving intent to do grievous bodily harm".
Although it was a miscarriage of justice, it was not a substantial miscarriage of justice because the evidence against Whybrow on intent to murder was overwhelming. So the appeal was dismissed.
"This was an appeal against conviction by leave of Lush, J. Appellant was convicted of horse-stealing, on the 2nd October, 1914 at the Bradford Borough Sessions, and was sentenced to four months' imprisonment with hard labour.
Appellant, in person.
F. Wood, for the Crown. The appellant pleaded guilty to the indictment and there is no precedent for quashing the conviction in such a case. It is the fact that he handed up a statement to the recorder to the effect that he did not know the horses had been stolen; if it is held that his plea of guilty ought not to have been accepted he must be sent back to be tried on the indictment. Baker, 28 T L R 363; 7 Cr. App.R. 217 (1912).
Lord Coleridge, J.: In this case there has been a mistake. The appellant was charged with stealing and receiving horses; he pleaded guilty and handed up a statement to the recorder which, if believed, was a complete exculpation; it ended with the words, 'I am guilty of taking the horses not knowing that they were stolen'. If the recorder read that it was clearly his duty to explain to the prisoner that his proper course was to plead not guilty, and to have such a plea entered. We presume the recorder did not read to the end of the statement. It is most important that a prisoner should not be caught by a phrase like 'guilty'; clearly he meant that he had had no felonious intent. In those circumstances it is quite clear that the plea of guilty was wrong entered and all the proceedings based on that plea are bad. The case must go back for re-hearing, and as the assizes precede the next sessions he must go for trial to the assizes".
Ambiguous Pleas and Involuntary Pleas
"It is important that there should not be ambiguity in the plea, and that where the defendant makes some other answer than Not Guilty or Guilty, as the case may be, care should be taken to make sure that he understands the charge and to ascertain to what the plea amounts. Where the plea is imperfect or unfinished, and the court of trial has wrongly held it to amount to a plea of Guilty, on appeal the Court of Appeal may order that a plea of Not Guilty be entered and that the appellant be tried on the indictment: R v. Ingleson [1915] 1 KB 512, 11 Cr. App. R. 21; or that the appellant be sent back to plead again to the indictment: R v. Baker (1912) 7 Cr. App. R. 217; R v. Hussey (1924) 18 Cr. App. R. 121; R v. Brennan (1941) 28 Cr. App. R. 41; or may merely quash the conviction without sending the appellant back for trial: R v. Alexander (1912) 7 Cr. App. R. 110; R v. Golathan (1915) 11 Cr. App. R. 79; R v. Field (1943) 29 Cr. App. R. 151. In the case of an undefended defendant who pleads guilty care should always be taken to see that he understands the elements of the crime to which he is pleading Guilty, especially if the depositions disclose that he has a good defence: R v. Griffiths (1932) 23 Cr. App. R. 153 and see observations in R v. Blandford Justices, ex p. G (An Infant) [1967] 1 QB 82, DC. See also R v. Iqbal Begum, ante, S4-7."
"If an accused purports to enter a plea of guilty but, either at the time he pleads or subsequently in mitigation, qualifies it with words that suggest he may have a defence (e.g. 'Guilty, but it was an accident or Guilty, but I was going to give it back'), then the court must not proceed to sentence on the basis of the plea but should explain the relevant law and seek to ascertain whether he genuinely intends to plead guilty.
If the plea cannot be clarified, the court should order a not guilty plea to be entered on the accused's behalf (Criminal Law Act 1967, s.6(1)(c): 'if [the accused] stands mute of malice or will not answer directly to the indictment, the court may order a plea of not guilty to be entered').
Should the court proceed to sentence on a plea which is imperfect, unfinished or otherwise ambiguous, the accused will have a good ground of appeal. Since the defect in the plea will have rendered the original proceedings a mistrial, the Court of Appeal will have the options either of setting the conviction and sentence aside and ordering a retrial (see, eg. Ingleson [1915] 1 KB 512) or of simply quashing the conviction (see, eg. Field (1943) 29 Cr. App. R. 151). If the former course is chosen (i.e. there is to be a retrial), the court may either then and there direct that a not guilty plea be entered or order that the accused be re-arraigned in the court below (eg., Baker (1912) 7 Cr. App. R. 217).
"However, his intention in that particular day was to threaten his mother so that she understands what her own children are going through in Fiji. Unfortunately an argument developed and his mother said to "get out of my house" which angered Rajendra and thus the incident for which he is totally regretful".
In Court on 29th November 2007 in his verbal mitigation referring to this, according to the Record of the learned Justice of the High Court, said "There was an argument and he did strike his mother".
This was a reference to the argument on 7th December 2006 as described in Rajendra's statement and is set out above. It involves Mrs Ram Kuar, his mother starting the violence by cutting him on a finger with her kitchen knife. In the prosecution evidence on 7th June 2006 in contrast to what happened on 4th June 2006, there was no argument and violence commenced with a serious attack by Rajendra Samy on his mother.
"But in cases where the defendant is not represented or where the defendant is of tender age or for any other reasons there must necessarily be doubts as to his ability finally to decide whether he is guilty or not, the magistrate ought, in my judgment, to accept the plea, as it were, provisionally, and not at that stage enter a conviction. He ought, in my judgment, in these cases to defer a final acceptance of the plea until he has had a chance to learn a little bit more about the case, and to see whether there is some undisclosed factor which may render the unequivocal plea of guilty a misleading one. I have no doubt that experienced magistrates in fact do in these cases wait until they have heard the facts outlined by the prosecution and wait until they have heard something of what the accused has to say.
If at that stage the magistrate feels that nothing has been disclosed to throw doubts on the correctness of the plea of guilty, he properly accepts it, enters a conviction and that is the end of the matter so far as this point is concerned.
If, however, before he reaches that stage he finds that there are elements in the case which indicate that the accused is really trying to plead not guilty or, as Lord Goddard CJ put it, 'Guilty, but,' then the magistrate has, in my judgment, no discretion, but must treat the plea for what it is, namely, a plea of not guilty".
"Mr Prasad this is not an admission by your client of intention to murder his mother. Even less it is an admission that he intended to murder Amit or Ashneel. Pleas of not guilty must be entered and your client must be tried on these three counts".
The mens rea error was shared by prosecuting and defence counsel who wrote their respective legal submissions and by the Counsel on either side who actually appeared on 17th November 2008. The learned Justice of Appeal dismissed Rajendra Samy's application on 12th December 2008. Unfortunately on the issue of "involuntary" plea, the Learned Justice of Appeal did not have the record in the High Court which is absolutely essential in deciding such applications.
"2560. Power to convict of unlawful wounding. If the intent is not proved, the prisoner may, by virtue of the Prevention of Offences Act, 1851, s.5 (ante, s.2555), be convicted of unlawfully wounding, and thereupon he may be punished in the same manner as if he had been convicted upon an indictment for the misdemeanor of unlawfully wounding: that is, by imprisonment for any period not exceeding five years: section 20 of the Offences against the Person Act, 1861 (post, 2664). Section 5 of the Prevention of Offences Act, 1851, is to be read as if the word 'maliciously', as well as 'unlawfully', had been inserted therein, with reference to the wounding of which the jury may convict the prisoner, and it is therefore essential to a conviction under that section that the act which caused the would should be done maliciously. The unlawful wounding of which the jury are at liberty to find the prisoner guilty under that section is the unlawful and malicious wounding referred to in section 20 of the Offences against the Person Act, 1861 (post, 2664): R v. Ward, LR 1 CCR 356. As to what constitutes a malicious wounding under the last-mentioned enactment, see R v. Ward (ante); R v. Martin, [1881] UKLawRpKQB 147; 8 QBD 54 (post, 2666). On an indictment for the felony the prisoner may plead guilty to the misdemeanor: Criminal Justice Administration Act, 1914, s.39(1) (ante, 426).
Involuntary Pleas
"Involuntary Pleas
D12.94 A plea of guilty must be entered voluntarily. If, at the time he pleaded, the accused was subject to such pressure that he did not genuinely have a free choice between 'guilty' and 'not guilty', his plea is a nullity (Turner [1970] 2 QB 321). On appeal, the Court of Appeal will have the same options as it has when a plea is adjudged ambiguous, namely that it must quash the conviction and sentence but will be able, in its discretion, to issue a writ of venire de novo for a retrial as the original proceedings constitute a mistrial.
Pressure to plead may come from a number of sources: the court, defence counsel or other factors. Whatever the source, the effect is the same.
D12.95 The Court An example of this principle is provided by Barnes (1970) 55 Cr App R 100, where the judge, during a submission of no case to answer made in the absence of the jury but in the presence of the accused, said that, having regard to the prosecution evidence, B was plainly guilty and was wasting the court's time by pleading not guilty. Despite this pressure, B did not change his plea. Allowing his appeal against conviction on other grounds, the court indicated that the judge's remarks were 'wholly improper', and, if B had pleaded guilty in consequence of them, the plea would have been null.
D12.96 Defence Counsel It is the duty of counsel to advise his client on the strength of the evidence and the advantages of a guilty plea as regards sentencing (see, eg., Herbert (1991) 94 Cr App R 233 and Cain [1976] QB 496). Such advice may, if necessary, be given in forceful terms (Peace [1976] Crim LR 119).
Where an accused is so advised and thereafter pleads guilty reluctantly, his plea is not ipso facto to be treated as involuntary (ibid). It will be involuntary only if the advice was so very forceful as to take away his free choice. Thus, in Inns (1974) 60 Cr App R 231, defence counsel, as he was then professionally required to do, relayed to the accused the judge's warning in chambers that, in the event of conviction on a not guilty plea, the accused would definitely be given a sentence of detention whereas if he pleaded guilty a more lenient course might be possible. This rendered the eventual guilty plea a nullity.
However, in the absence of a suggestion that counsel was acting as a conduit to pass on a threat or promise from the judge, it will be extremely difficult for an appellant to satisfy the court that he was deprived by counsel's advice of a voluntary choice when pleading. Thus, in Hall [1968] 2 QB 788, H was charged with burglary and, alternatively, with handling some of the items stolen during that burglary. The prosecution were willing to accept plea to the latter. Counsel advised H that, if he pleaded not guilty to both counts, he ran the risk of being convicted of the burglary itself since his defence would involve attacks on the character of prosecution witnesses and thus the revelation of his own bad character. If so convicted, he could expect to receive up to 12 years' imprisonment, whereas if he pleaded guilty to handling the maximum sentence would be five years.
Dismissing H's appeal, Lord Parker CJ said (at pp.534-7):
What the court is looking to see is whether a prisoner in these circumstances has a free choice; the election must be his, the responsibility his, to plead guilty or not guilty. At the same time, it is the clear duty of any counsel representing a client to assist the client to make up his mind by putting forward the pros and cons, if need be in strong language, to impress upon the client what the likely results are of certain courses of conduct.
His Lordship then paraphrased the advice given by counsel:
[Defence Counsel], in the opinion of this court, was only doing his duty in setting forth the dangers, even, as [he] said, in strong language.
... anybody who has heard the evidence in this case and has understood the workings of the law and our procedure, could not fail to realise that the appellant has no grievance at all ... and that his counsel performed his duty to the best of his ability. This Court has no hesitation in those circumstances in dismissing the appeal.
The position will be different if the advice given by counsel is demonstrably wrong. For example, in Sorhaindo [2006] EWCA Crim 1429, the Court of Appeal held that, where an accused had erroneously been advised that his factual case afforded him no defence, he should have been permitted to vacate the guilty plea that he entered in reliance on this advice.
D12.97 Guidance to Defence Counsel The Code of Conduct of the Bar, Written Standards for the Conduct of Professional Work, para, 12.3, confirms that defence counsel should explain to the accused the advantages and disadvantages of a guilty plea. It goes on to say that he must make it clear that the client has complete freedom of choice and that the responsibility for the plea is the accused's. It is common practice, endorsed by para. 12.5.1, to tell an accused that he should plead guilty only if he is guilty (see Lord Parker CJ's observation in Turner [1970] 2 QB 321 at p 326F that: 'Counsel of course will emphasise that the accused must not plead guilty unless he has committed the acts constituting the offence charged'). However, it may be felt that, on occasions, realistic advice about the strength of the prosecution case and the sentencing discount for a guilty plea will effectively force an accused into a guilty plea however punctilious defence counsel may be in saying that he should plead guilty only if he is guilty.
Where an accused persists in pleading guilty notwithstanding telling counsel that he is in fact innocent, counsel may continue to act for him but must say nothing in mitigation that is inconsistent with the guilty plea (paras. 12.5.2 and 12.5.3.) Counsel may thus be forced to confine his mitigation to the circumstances and background of the offender and any matters minimising the gravity of the offence which are apparent on the face of the prosecution statements; since his only instructions about the offence itself are that the accused is not guilty of it, counsel cannot explain (as he might otherwise do) the immediate temptations etc. that led to its commission.
D12.98 Other Pressures Apart from cases where pressure has been brought to bear on the accused to plead guilty, there may be other situations where his mind did not go with his plea and he is therefore entitled to have his own conviction set aside. An example is Swain [1986] Crim LR 480, in which S changed his plea to guilty half way through the prosecution case. He gave no coherent explanation to counsel at the time, but it was afterwards discovered that he had been under the influence of the drug LSD. Psychiatric evidence called before the Court of Appeal established that LSD can put the user into a state akin to schizophrenia where he drifts in and out of a delusional world and makes irrational decisions. The court held the change of plea to have been a nullity".
The only way to assess whether the pleas of guilty can stand as voluntary pleas is through the record of the proceedings as relevant in the High Court.
What Happened According to the Court Record
"Before the Hon. Justice of the High Court
Friday 11th day of August 2006 at 9.30 a.m.
... Court: Take plea first. Information read.
Count 1: Not Guilty.
Count 2: Not Guilty.
Count 3: Not Guilty.
... Trial for one week 27th November 2006 in open court ..."
"T Fa: My client has not paid my fees. He has not got any money and now wants to apply for legal aid.
Prosecutor: Still no trial date.
T Fa: I want to withdraw at this stage.
Court: Mr Fa given leave to withdraw."
"Accused: The case is dragging on. I can't stay in someone else's house for so long. I have attended all the court hearings. I did obey all the conditions. I have children in Nadawa. I have no other place to stay.
Court: Why didn't you come back to vary bail.
Accused: I have been told that my brother is sending money to my mother as a bribe. That's why he is so concerned. I said I would raise issues with the court.
Court: ... Bail is revoked."
"Before the Hon. Justice of the High Court
Friday 23rd day of November 2007 at 9am
Prosecutor
Mr D Prasad & Ms J Nair for Accused.
D/P: I am now appearing for the Accused. However I have just received instructions. I know the complainant has to go back to the US. Prefer a progressive approach and need to advise my client.
Court: Ms Nair is given leave to withdraw. Can Mr Prasad tell us on plea by Monday? Adjourn to trial on Monday, but if there is change of position then we will retake the plea.
Prosecutor: Only 3 key witnesses and police officers. Will not take long. We will have agreed facts. But worried about another change of plea later. The family members have own agenda.
Court: If no change of position, trial will proceed on Monday. Adjourn to 9.30 a.m. on 26th of November in Court."
"Before the Hon. Justice of the High Court
Monday 26th day of November 2007 at 9.30 a.m.
Mr D Prasad for Accused
D/P: My client will plead guilty today. I then wrote the letter. Now he has changed his mind and has sacked me. He wants to represent himself – he is ready for trial. I have given him full advice.
Accused: I didn't understand what he told me last week. I want to proceed but want to engage another lawyer.
Court: The main witness due to leave the country this weekend.
Accused: I didn't know that.
Court: That occurred in your presence.
Accused: Yes, I agree.
Prosecutor: We are ready for trial. We are concerned – this is a deliberate tactic – if any further adjournment we will lost our witnesses. The main witness Kuar leaves on the 30th.
Court: Will give Accused and counsel time to have a discussion.
D/P: My difficulty is that I can't do a trial – my views are that he has no option – and I wrote the letter on that basis. How can I represent him now? I was prepared to mitigate.
Accused: I did understand what he said. I did agree but I need some clarification – I need concrete answers.
Court: Stand down for counsel and Accused to discuss the matter.
10.30 a.m Appearances as before.
D/P: Have explained everything to my client. He now understands the position. I have not pressured him at all.
Accused: I confirm that I want to plead guilty.
D/P: I will need time to prepare mitigation.
Prosecutor: Could we have 2 hours to make a new summary of facts.
D/P: Can I mitigate on Thursday?
Court: Yes, all right.
Assessors in.
Information read to the Accused.
Count 1: Guilty.
Count 2: Guilty.
Count 3: Guilty.
Court: Assessors discharged.
12 noon for facts. Adjourn to then."
"My difficulty is that I can't do a trial – my views are that he has no option [but to plead guilty] – and I wrote the letter on that basis. How can I represent him now? I was prepared to mitigate".
This is an admission that the advisor is not going to support free choice of plea – but is going to pressure the appellant from pleading "not guilty" into pleading "guilty". The Court had accepted "not guilty" as a plea some fifteen months earlier and since that event had been trying to fix dates for a trial. Even without a mistake of law the facts bends towards a conclusion that it was an involuntary plea and a nullity.
"Prosecutor: Our main witness is not available. She has moved house in California and we have no contact address. But we have her son's contact. We are trying to contact him as well as the US Embassy".
On 23rd November 2007 the learned Justice had said that the trial would take place on 26th November 2007. On 26th November 2007 Mrs Ram Kuar was in Suva and could have given her evidence. She could have also been available for 27th November 2007, 28th November 2007 and 29th November 2007. Why not proceed with the trial which was the right and expectation of Rajendra Samy since 11th August 2006? The prosecutor and the family factions hostile to Rajendra Samy were manipulating events to pressure Rajendra Samy into pleading guilty. But whatever their concern was, it had nothing to do with the availability of Mrs Ram Kuar.
Conclusions re Ambiguous and Involuntary Pleas
77. In my view there is clear mistrial and venire de novo must run. I propose that leave to appeal against conviction and sentence be granted and, that the leave hearing be treated as the hearing of the appeal. In the appeal I propose that the appeal be allowed, the conviction and sentence of Rajendra Samy on all counts be set aside and annulled, and that the matter be remitted to the High Court so that Rajendra Samy plead to and answer the information on this case. I propose also that Rajendra Samy be remanded in custody until a bail hearing can be immediately arranged before Justice Daniel Goundar or such other High Court Justice as may be available.
78. As to bail, in my view since Rajendra Samy was in pre trial custody for about three months and has now served four years in prison, he should be granted bail on his recognisance and should be permitted to live with his wife and children at the compound.
Leave to Appeal Against Sentence
80. In view of my proposed disposal of the appeal against conviction then, should that view prevail with my brother judges, there is no need to discuss or deal with the sentence appeal. But I wish to explain some views.
81. Firstly I have no quarrels at all with 9 years imprisonment for a bad case of attempted murder. The only attempted murder disclosed by the papers here is upon Mrs Ram Kuar. With regard to Amit and Ashneel they attacked Rajendra Samy to stop him murdering his mother. He defends himself but attacks them in excess of self defence intent on preventing them from preventing him in carrying out his purpose. Therefore he is guilty of batteries and the severity of injuries probably puts them at causing grievous bodily harm with intent. These are serious charges but well short of attempted murder.
82. If this had been pleaded to in terms, the correct sentence would be a total sentence of 8 years.
83. However I have read the evidence of Ram Kuar's eldest child and daughter Mrs Parvati Phillip in a statement dated 23rd November 2007. This is set out in part at paragraph 10 above. It is headed "Ram Kuar – Character Letter". Mrs Phillip writes:
"I have raised Rajend since childhood because my parents both worked. Since my childhood I have watched my mother Ram Kuar abuse all of us verbally and physically.
First of all she would not provide food for us, she would make us clean the entire house, and would hit Rajend a lot. She would say to Rajend that he was a bastard (kid without father). As we grew up we saw that she only liked my younger sister Angela Devi and not the rest of us.
We started to hate our own mother Ram Kuar because of the daily abuses we took from her. She made me and my brothers feel worthless. ...
... One day after a big fight I asked my mother to leave and she did cursing us. My brother Rajend told our mother to leave me alone or he will see to it. My mother told him you try me. With that said she got mad at Rajend because he was taking my side and said that she would go to Fiji and take away Rajend's home and destroy his family. Then she went to Fiji and raised hell from my father's funeral until Rajend took some actions. Sometimes it seems like my brother Rajend had no other choice to do what he did so we can all live in peace. ...
... I am the oldest daughter (and) have no remorse for my mother at all. Watching this from childhood I regret to say to this woman deserves all that she got."
84. Where murder has been caused by conduct of the victim which immediately provokes action in the person inflicting death arising from uncontrollable emotions, the tribunal of fact convicts of manslaughter. While provocation never applies to cold blooded premeditated killing, there is a grey area as to how long a period there may be between uncontrollable emotional disposition arising and the fatal acts for the provocation rule to be applicable. There is no similar rule in respect of liability for attempted murder. However I have no doubt that where the conduct of the victim causes or contributes to loss of control in the actor, it is important and valid mitigation going to the appropriate length of sentence. In circumstances like this, the judge, where the prosecution are denying the truth of what the defence witness is endeavouring to establish, should have the issues raised made the subject of live oral evidence with cross-examination. If witnesses such as Mrs Phillip live in the United States of America they can give evidence and be cross-examined by video-link or by skype. This was recently done in a Fiji High Court criminal trial.
85. In sentencing I note the use of the following words "You were having on-going financial disputes with your mother and sister". That understates that Rajendra Samy was being evicted for the present and future from the only home he and his wife and two children possessed. Also that he had built the flats on Lot 55 with his brother. It also leaves out that when he and his brother owned the land, he was up to date with his share of capital and interest payments to the Housing Authority. It was his brother Pillay that caused the need to involve their parents; not only had Pillay not been paying his obligations to the Housing Authority, he had not let Rajendra Samy know for two years that he was in default.
86. I note also that in sentencing there is no reference to Rajendra Samy's role in the disputes between Parvati and her mother in the United States and Parvati's evidence
"My mother told [Rajend] you try me. With that said she got mad at Rajend because he was taking my side and said that she would go to Fiji and take away Rajend's home and destroy his family".
It seems that Rajendra Samy, more likely than not, was doing his duty in protecting his sister. If so the need for revenge has no basis. To take away a man's home and destroy a family for unjustified revenge is a provocative and evil sentiment. To put it into practise is simply evil. Rational victims of such behaviour can become reactively depressed and be driven to violence or suicide.
87. There were a number of other witnesses in addition to Mrs Phillip with similar evidence. It is clear that this family had its share of issues and was not the paradigm of the happy extended family presided over by a loving mother and grandmother.
88. In my view if provocation or similar circumstances was established by evidence it would reduce the appropriate sentence to 6 years. But these comments are only intended to be considered if and when Rajendra Samy faces sentence for his conduct on 7th June 2006.
Nimal Wikramanayake, JA
"On the 6th of June 2006 you recorded in your diary a plan to execute your mother, your brother, your sister and your brother in law and then you to commit suicide. You were having - ongoing financial disputes with your mother." On 7th June 2006, you went to your mothers flat, and asked her to make rasam for you. You sent your nephew Amit, who was present to the shop to buy Fiji Times. You went to your own flat and got a chopper. You approached your mother and struck her with a chopper on the face and neck. She called for help and your nephews arrived at the scene. When Amit Raj picked up the timber to hit you, you struck him with the same chopper. He received injuries to his neck, head, and two of his fingers were chopped off. You then struck Ashneel on the head with the chopper. Ashneel pulled the chopper from you and fled the scene. You went to your taxi, took a rope, an axe and a file that you had put there earlier and tried to commit suicide. ...
... Your mother was taken to the hospital and found to have incised wounds over her face and neck. The wounds needed stitching. Ashneel had lacerations on his forehead, the back of his neck, and two amputated fingers. Your mother in particular received the most serious long term injuries. She was hospitalized some twenty (20) days had an open fracture to her right 4th and 5th metacarpal bones. In September 2006 she was still receiving physiotherapy to try to regain function of her hands. She is 67 years old. ...
... The victim impact statement submitted by the State shows that Ashneel continues to suffer from headaches and dizziness, and has been unable to work as a result of the assault. He is 20 years old. Ram Kuar's victim impact statement, shows that apart from the four incised wounds on her face and neck she is emotionally depressed and lives in fear. Her relationship with other members of her family has broken down."
Appeal Against Conviction
"The law is that for attempted murder, the most important element that must be proved beyond reasonable doubt is an intention to kill. The evidence is all one way in that Rajendra Samy loved his nephews Amit Samy and Ashneel Chand. Their names do not appear on the original plan. There was overwhelming evidence that he intended to kill his mother. He struck and injured his nephews because they tried to stop him killing his mother, who was their grandmother. In these circumstances I found it inexplicable that Rajendra Samy pleaded guilty to attempted murder of Amit and Asneel. As Archibold 'Criminal Pleadings and Practice' 36 Edition at Paragraph 2559 states:
'... where the indictment alleges attempted murder, the intent to murder is the principal ingredient in the crime. It is therefore a misdirection, where a prisoner is charged with attempted murder to tell the jury that they must find the prisoner guilty if they are of the opinion that his intention was either to cause death of the victim or to inflict grevious bodily harm upon him. R v. Whybrow 35 Cr. App. R. 141.'
... On the other hand he would have had to plead guilty to committing grievous bodily harm with intent in respect of Amit and Ashneel. So in the end while the appropriate sentence in respect of the attacks upon them could be less than 9 years, the sentence in respect of his mother Ram Kuar, at least on the reasoning adopted by the Learned Justice of the High Court on 29 November 2007, would still be 9 years. Then on the totality basis he would still be likely to receive 9 years."
92. Sriskandarajah JA disagreed with the judgment, the reasons and the Orders proposed by Marshall JA. Under the heading "Appellants intention to kill Amit and Ashneel" he said:
"The fact of the names of Amit and Ashneel did not appear in the written plan of the Appellant where he has mentioned the plan to kill his mother only show that he had not planned to kill Amit and Ashneel. The intention of a person who commits a crime can be inferred from the words spoken or the manner in which he is committing the crime. In this instance case the appellant was having a chopper [deadly weapon] in his hand and he struck Amit on the forehead, neck and two of his fingers were chopped. When a person with a chopper strikes another person in a vital part of the body on his forehead and neck the only inference that could be drawn is that he is attempting to kill that person. If suppose the chopper had severed one of the blood vessels in the neck the death could be inevitable. If the Appellants intention was to keep Amit away, he could have threatened him with a chopper that he would cut him or would have beaten him with a piece of timber that was used by Amit to hit the Appellant. The Appellant had no plan to kill Amit Raj or he had no motive to kill Amit Raj is immaterial in inferring intention.
"For the same reason I hold that the Appellant had intention to kill Ashneel when he struck him with the chopper on his head."
"The principle that a man is not criminally liable of his conduct unless the prescribed state of mind is also present is frequently stated in the form of Latin maxim; actus non facit reum nisi mens sit rea."
94. The important words in this maxim are: "nisi mens sit rea" or colloquially translated into English means "without the necessary mental state". As the learned author of criminal law points out page 42:
" in order to properly appreciate the meaning of the term [mens rea] it is necessary to distinguish between a number of different possible mental attitude a man may have with the respect of the actus reus of the crime in question. These are:
[a] intention
[b] recklessness,
[c] negligence,
[d] blameless inadvertence."
95. It is clear that a man intends the consequences of his act if he foresees that it may result and desires that it should do so. For that Sriskandarajah JA is correct when he says at paragraph (6):
"The intention of a person who commits a crime can be inferred from the word spoken or the manner in which he is committing the crime. In the instance case the Appellant was having a chopper [deadly weapon] in his hand and he struck Amit on his forehead, neck and two fingers were chopped. When a person with a chopper strike another person in a vital part of the body on his forehead and neck the only influence that could be drawn is that he is attempting to kill that person."
Sriskandarajah JA chooses the same words to describe the accused hitting Ashneel.
96. With all due deference I have to disagree with Sriskandarajah JA. It is important to remember that when the accused was using the chopper on his mother Amit Raj picked up a piece of timber to hit the accused. His instinctive reaction was to turn around and hit Amit Raj with the chopper. If he wanted to kill Amit Raj he did not need to send him away to buy a copy of the Fiji Times. But he went back home and picked up the chopper he could have returned and killed his mother and his two nephews. I find that when the accused hit Amit Raj he did not have the necessary intention to kill for he may have been using the chopper to defend himself. The fact that he had the chopper in his hand and used it on Amit Raj does not lead to the sole inference that he intended to kill him. Further when his other nephew Ashneel came towards him, Ashneel tries to pull the chopper from the accused's hand. Again the use of the chopper is not just consistent with his wanting to kill Ashneel, for he may have been trying to protect himself. I agree with William Marshall JA that there was no intention on the part of the accused when he used the chopper on his two nephews that he intended to kill them.
97. The other matter raised by Marshall JA was the hearing was conducted in a manner unfair to the accused and resulted in a denial of justice. In this regard it would be convenient to look at the grounds of appeal against conviction which were:
"[a] The Honourable Judge erred in law in not advising the Appellant the nature of the allegations against him.
[b] The learned Honourable Judge erred to explain to the Appellant the ingredients of the offence.
[c] That the Appellant pleaded guilty to all the charges after being told by his Counsel that if he pleaded guilty he would not go to prison that he was a first offender and that he would get a suspended sentence.
[d] That the Appellant pleaded guilty to the charge after being advised for prejudice by his counsel and only the Appellant now says that the said Counsel was incompetent and as a result the Appellant suffered a miscarriage of Justice."
98. This is what happened before the Lord Justice in the High Court. On 6th November 2007 the Hon. Justice of the High Court confirmed that the trial would take place on 12 November 2007. William Marshall JA states:
"This date was because the prosecution was putting on pressure for an early trial date because Mrs. Ram Kuar the accused mother was intending to depart Fiji for the United States on 18th November, 2007."
Why she could not put it off for a short period of time to enable the trial to take place?
99. On 17th October 2007 his private lawyer Mr Tevita Fa said that he had not been paid and that Rajendra Samy had no money. Mr Tevita Fa applied for permission of the court to withdraw from the case. On 26th October 2007 the accused told the court that he had applied for legal aid. Therefore one could safely assume that the accused Rajendra Samy was not in funds to retain a lawyer to conduct his defence. The Learned Justice of the High Court had on the 6th of November confirmed that the trial would take place on the 12th. On the 8th of November, Ms J Nair a Legal Aid Counsel, appeared before the Learned Justice of the High Court and informed the Learned Justice that she, Ms J Nair was assessing the situation and the director had instructed her to take the standard time to do so. In view of these developments two possible trials dates were fixed by the Learned Justice of the High Court on 26th November, 2007 and 6th December, 2007. In the meantime what was Mrs Ram Kuar doing about her trip to United States of America when the case had been postponed to either the 26th of November or 6th December, 2007?
100. On 16th November, 2007, Ms J Nair did not appear for the accused. It was apparent that that legal aid for his defence had been refused. On the same day his bail was revoked, breaching a condition.
William Marshall JA states at Paragraph 12:
"On Friday 23rd November, 2007 a new lawyer Mr D Prasad who it is likely was been instructed by the family appeared. He was immediately pressured by the prosecution and the court to be ready two days later".
The interesting question arises as to whether William Marshall JA was justified in arriving at these conclusions. On 17th October, 2007 the accused's private lawyer had withdrawn from the case with the permission of the court. A fair inference could be drawn that the accused did not have the money to pay Mr. Tevita Fa for his defence. On 26th October, 2007 the accused told the Court that he had applied for Legal Aid. On 8th November, 2007 Ms Nair appealed and said that she was assessing the accused application. On 16th November, Ms Nair did not appear and only inference that could be drawn was that Legal Aid had been refused for the accused's defence.
The interesting question arises as to where did the money come for this new lawyer Mr D. Prasad. I am of the opinion that it could be safely assumed that the members of the family provided the funds.
Parts of the record set out by Mr Marshall JA indicate that Mr Prasad was pressured to appear in this case on the following Monday two days later by the prosecution and the court. The record shows:
"Before the Hon. Justice of the High Court
Friday 23rd day of November, 2007 at 9.00am.
Prosecutor | for State | |
Mr D Prasad and Ms J N Nair | for Accused | |
Mr D Prasad: Court: Prosecutor: Court: | I am now appearing for the accused however I have received instruction. I know the complainant has to go back to the United States.
Prefer a progressive approach and need to advise my client. Ms Nair has given leave to withdraw. Can Mr. Prasad tell us on plea by Monday? Adjourned to trial on Monday, but if there is a change
of position then we will retake the plea. Only three key witnesses and police officers. Will not take long. We will have agreed facts. But worried about another change of plea
later. The family members have their own agenda. If not change of position trial will proceed on Monday. Adjourned to 09.30 a.m. on 26th November in Court." |
101. Two matters arise from this little interlude on Friday 23rd November 2007. What is it did Mr Prasad mean when he said "prefer a progressive approach and need to advise my client". The prosecutor for the State says "The family members have their own agenda".
102. When the case came on for hearing on Monday 26th November 2007 William Marshall JA goes on to state at paragraph 13:
"On Monday 26th November 2007 Rajendra Samy was pressured by the prosecutor, the court and his counsel to plead guilty to 3 attempted murder counts on the information and did so. I set out the record:
Before Hon Justice of the High Court
Friday 26th day of November, 2007 at 9.30 a.m.
Prosecutor | for State |
Mr D Prasad DP: Accused: Court: Accused: Court: Accused: Prosecutor: Court: D.P: Accused: Court: 10.30am: D.P.: Accused: D.P: Prosecutor: D.P: Court: | for Accused My client will plead guilty today. I then wrote a letter. Now he has changed his mind and has sacked me. He wants to represent himself
– he is ready for trials. I have given him full advice. I did not understand what he told me last week. I want to proceed but want to engage another lawyer. The main witness due to leave the country this weekend. I did not know that. That occurred in your presence. Yes, I agreed We are ready for trial, we are concerned – this is a deliberate tactic –If any further adjournment, we will lose our witnesses.
The main witness Kaur leaves on the 30th. I will give accused and the counsel to have a discussion My difficulty is that, I cannot do a trial – My views are that he has no option and I wrote the letter on that basis. How can
I represent him now? I was prepared to mitigate. I did understand what he said, I did agree but I need some clarification – I need concrete answers. Stand down for counsel and accused to discuss the matter. Appearance as before Have explained everything to my client – now he has understood my position - I have not pressured him at all. I confirm that I want to plead guilty I will need time to prepare mitigation Could we have two hour to make a new summary of facts? Can I mitigate on Thursday? Yes, all right. Assessors in |
Information read to the Accused. Count I: Guilty Count II: Guilty Count III: Guilty | |
Court: | Assessors are discharged, 12.00 noon to the bench. Adjourned to then." |
103. Sriskandarajah JA in deciding whether the accused received the fair hearing cited Marshall JA's reference to Archbold on Criminal Pleading Evidence and Practice [36 Edition] Paragraph 425 As to the circumstances in which the guilty plea should be set aside:
"It is important that there should be no ambiguity in the plea, and that where the prisoner makes some others answers then "not guilty" or "guilty" as the case should be taken to make sure that he understands, the charge and to ascertain to what the plea amounts."
Sriskandarajah JA then said:
"Both propositions that there should not be any ambiguity in the plea, and that the Appellant must understand the charge and should plead to the charge is not violated in this proceedings. In this case from the record I could see the case was fix on trial for several days. The court was reluctant to postpone the trial the reason that counsel for the Appellant was not ready or not available. But the refusal of the postponement of the trial does not mean that a pressure was brought on the Appellant to plead guilty. The burden of proof of the charges, and its ingredients is on the prosecution. The Appellant could have pleaded not guilty and placed the burden on the prosecution to prove the charges and its ingredients.
"On the other hand the court record shows that the Appellant was represented by counsel on that day he pleaded guilty and the Court has given sufficient opportunity for the Appellant to discuss with counsel and also to form its own opinion in the question of pleading guilty." [my emphasis]
104. Sriskandarajah JA then refers to part of the proceedings that took place on 26th November 2007.
"10.30am: Appearance
D.P: Have explained everything to my client. And now I understand the position. I have not pressured him at all.
Accused: I confirm that I want to plead guilty."
105. Sriskandarajah JA then states at paragraphs 13 and 14:
"13. The above proceeding showed that under the request of the Appellant about one hour was given to the Appellant to discuss with his counsel in the middle of the court proceedings. The way the accused conducted shows that he has confidence in what he is doing.
In Halsbury's Laws of England [4th Edition] Volume III]
14. The learned Author says this of the duty of counsel in the Criminal trial: The client must decide on his plea, and his line of defense, and whether or not he is to give evidence himself. Counsel may of course properly advise on these matters, in strong term, if need be, but it is the client who must make the decision: it is not for counsel to manufacture the line of defense. If the accused person instructs counsel that he is not guilty but decides not give evidence, it is nevertheless counsel's duty to put the defence before the court to the extent, if necessary, or making positive suggestion to other witnesses."
For the above reasons I do not agree that the Appellant was given an unfair hearing in the given circumstances."
106. Regrettably, I am unable to agree with His Lordships conclusion that the accused was given a fair hearing.
107. For my part, I was puzzled as to why the 42 year old man, with a wife and two school aged children decide to commit such a brutal and hideous crime on his mother. He recorded in his diary that after killing his mother and some members of his family, he was going to commit suicide. He must have been extremely agitated.
108. William Marshall JA refers to these circumstances of extreme provocation of the accused at paragraph 31 of his judgment. Provocation in the present case did not lead to a sudden impetuous act but lead to a cold calculated crime. The accused's sister added that she had no remorse for her mother and that her mother deserved all that she got. The facts referred to in this proceeding by Marshall JA can lead to only one and one conclusion alone that the accused did not get a fair hearing.
111. On 16th November 2007 the accused's bail was revoked and on 23rd November 2007 Mr D. Prasad appeared for the accused. An interesting question then arises has to who was funding Mr D. Prasad's fees. On 23rd November 2007 when the case was called Mr D. Prasad told the court:
"I am now appearing for the accused. However I have just received instructions. I know the complainant has to go back to the United States. Prefer a progressive approach and need to advise my client."
112. Mr D. Prasad obviously knew nothing about the background of the case and nothing about the actual events that took place on 7th June 2006. An interesting question arises as to what Mr D. Prasad meant when he said that a progressive approach had to be taken and he needed to advise his client? Anyway the trial of the matter was adjourned to 9.30am on 26th November in court, and the learned Justice of the High Court made an interesting comment "if no change of position, trial will proceed on Monday".
113. The case then came on for hearing before the learned Justice of the High Court on Monday 28th November 2007. Mr D. Prasad then stated to the court:
"My client will plead guilty today I then wrote the letter. Now, he has changed his mind and sacked me, he wants to represent himself- he is ready for trial I have given him full advice".
Mr D. Prasad makes two contradictory statements. The first is that the client will plead guilty. In the same breath the second is "the client has changed his mind and sacked him". If the accused had sacked him then Mr D. Prasad should have sought the leave of court to withdraw and taken no further part in the trial.
114. The accused then said:
"I don't understand what he told me last week. I want to proceed but want to engage another lawyer."
It is obvious that the accused was dissatisfied with Prasad and he wanted to engage another lawyer and wanted to proceed to trial.
115. The learned High Court Justice then said :
"The main witness due to leave the country this weekend."
And prosecution counsel for the State said:
"We are ready for trial we are concerned - this is a deliberate tactic – if any further adjourned we will lose our witnesses. The main witness Kaur leaves on the 30th.
There was nothing to prevent the accused's mother leaving at a later date.
116. The learned High Court Justice then said that the accused's counsel would be given time to have a discussion. Why did the accused need to have a discussion with a counsel whose services he had already terminated? Why did he need to have a discussion? The trial had to proceed.
117. Mr D. Prasad then made his intentions clear when he stated:
"My difficulty is that I cannot do a trial. My views are that he has no option and I wrote the letter on that basis. How can I represent him now? I was prepared to mitigate".
118. It is obvious from this last statement of counsel and he was not in a position to conduct a trial on behalf of the accused. What did he mean when he stated: "How can I represent him now? I was prepared to mitigate". It was obvious that Mr D. Prasad had only one intention in his mind and that was to get the accused to plead guilty. This is obvious from his statement: "in my view is he has no option".
119. Although I run the risk of repetition it is abundantly clear from the transcript of the proceedings that Mr D. Prasad had come there to court with no intention of defending the accused in a trial. He had come there with the hope of trying to persuade the accused to plead guilty. The accused refused to do so. The accused rejected his advice and advised Mr D. Prasad that he wanted to represent himself and he was free and ready to go to trial.
120. The Case was then stood down for Mr. Prasad and his client to discuss the matter. The accused and Mr D. Prasad returned to court probably 45 minutes later and Mr D. Prasad told the court:
"Have explained everything to my client and he now understand the position, I have not pressured him at all. The accused then said: "I confirm that I want to plead guilty."
121. What happened in that half an hour is anybody's guess and is certainly open to conjecture that Mr Prasad prevailed upon him to plead guilty.
An inference can be drawn from grounds of (c) (d) of the accused appeal against conviction where he states:
"(c) The Appellant pleaded guilty to all the charges after being told by his counsel that if he pleaded guilty he would not go to prison as he is a first offender and he would get a suspended sentence.
(d) The Appellant pleaded guilty to the charge after being advised/prejudiced by his counsel and whom the appellant knows the said counsel was incompetent and as the result the Appellant suffered miscarriage of Justice."
122. In the present case the accused intended rightly or wrongly that he wanted to go to trial. A Mr D. Prasad handily turns up as defence counsel. Someone other than the accused, and in my opinion it was the family, had obviously paid for his services. Another matter of considerable interest is the fact that the learned Justice of the High Court adjourned the case for half an hour for Counsel and accused to discuss the matter. There was nothing to discuss at that stage as the accused wanted to go to trial. The clear inference that can be drawn is at the half an hour adjournment was given to enable Mr D. Prasad to persuade the accused to plead guilty. In the circumstances I conclude that the accused was in a position of a unrepresented accused as defence counsel had no intention of doing what the accused wanted him to do.
123. In this regard I could only refer to William Marshall JA's reference to Archbold Criminal Pleading Evidence and Practice 36 Edition at Paragraph 425 with regard to circumstances in which a plea of guilty should be set aside:
"In the case of an undefended prisoner who pleads guilty, care should be taken to see that he understands the elements of the crime to which he is pleading guilty especially if the deposition disclosed that he has a good defence: R v Griffiths 28 Crim. App. R.153".
A good defence in this context is one that is raised on the committal papers which includes the statements made by the accused. All the statements of Rajendra Samy consistently denied any intention to kill his mother as well as denying any intention to kill his nephews. He said that the incident occurred after an argument and it commenced with his mother cutting one of his fingers with a kitchen knife. At this point he grabbed a chopper and defended himself. It follows that he had a good defence on the depositions with regard to attempted murder of his mother because in his case if it is accepted by the tribunal of fact, the element of "intention to kill" was absent. It is nothing to the point that his mother, Amit, and Ashneel deposed to a conflicting version of the facts and that their version in respect of an attack on his mother was – at least on paper -, more likely to be believed. On either version of the facts regarding his nephews he was likely to be acquitted of attempted murder in the absence of any significant evidence that he intended to kill Amit and Ashneel. Since he had a good defence on the depositions and cannot have been said to have a defence lawyer in the person of Mr D. Prasad, the case of Griffiths, in my view, required the learned Justice of the High Court to ensure that in pleading "guilty" Rajendra Samy understood the elements of the offence of attempted murder. This was not done; it was therefore an ambiguous plea and a nullity.
124. I wish to make one observation on sentence although it does not arise. Although the accused had suffered for years at the hands of his mother as deposed to by his sister, he could not claim that he acted under provocation which only applies to murder charges. It was her unfair and credible threat made on Rajendra Samy to evict him, his wife and children from the house that he had built that moved him to consider violence. It is a factor, in my view, that a court should have considered in reducing his sentence for attempted murder of his mother.
125. I agree with William Marshall JA that there is a clear mistrial and venire de novo must run. I also agree that leave to appeal against conviction and sentence should be granted, and that the leave hearing be treated as the hearing of the appeal.
I also agree that the Appeal be allowed and the convictions and sentences of Rajendra Samy on all counts be set aside and annulled and that the matter should be remitted to the High Court so that Rajendra Samy have this information put to him. The matter will then proceed on unambiguous pleas one way or another.
126. I also propose that Rajendra Samy be remanded in custody until the bail hearing can be immediately arranged before Justice Daniel Goundar or one of the other High Court Justices as may be available.
127. With regard to bail Rajendra Samy was in pre-trial custody for about three (3) months and has now served four years in prison should be granted bail on his own recognisance and should be permitted to be with his wife and children at the compound. As I understand it Mrs Ram Kuar is residing once more in the United States.
128. In view of the fact that I agreed with William Marshall JA in the proposed Appeal against the conviction is no need to discuss or deal with the appeal against sentence.
William Marshall, JA
ORDERS OF THE COURT
129. By a majority, the orders of the Court are:
(1) That Rajendra Samy be granted leave to appeal against conviction and sentence.
(2) The leave hearing is merged with the hearing of the appeal. The appeal of Rajendra Samy against conviction and sentence is allowed.
(3) On the basis of mistrial the conviction and sentence of Rajendra Samy on all counts are set aside and annulled.
(4) That the writ venire de novo be issued and the information against Rajendra Samy be remitted to the High Court so that Rajendra Samy may plead to and answer the information in this cause.
(5) That Rajendra Samy be remanded in custody until an expedited bail hearing is heard by Mr Justice Goundar or such other High Court Justice as may be available.
Hon. Justice William Marshall
Justice of Appeal
Hon. Justice Nimal Wikramanayake
Justice of Appeal
________________________________________________________________________
DISSENTING JUDGMENT OF SRISKANDARAJAH JA
________________________________________________________________________
Sriskandarajah, JA
" pay the $100 a month or find your own. This is my property and I am the boss."
"In my view the existence of the plan strengthens the evidence of a specific intention on the part of Rajendra Samy the Appellant to kill his mother on 7th June 2006."
"Before the Hon. Learned Justice of the High Court
Friday 26th day of November 2007 at 9.30 a.m
Prosecutor : D/P: Accused: Court: Accused: Court: Accused: Prosecutor: Court: D/P Accused: Court: 10.30 a.m D/P Accused: D/P Prosecutor: D/P: Court: | Mr D Prasad for Accused My client will plead guilty today. I then wrote the letter. Now he has changed his mind and has sacked me. He wants to represent himself
– he is ready for trial. I have given him full advice. I didn't understand what he told me last week. I want to proceed but want to engage another lawyer The main witness due to leave the country this weekend. I didn't know that. That occurred in your presence. Yes I agree We are ready for trial. We are concerned – this is a deliberate tactic – if any further adjournment we will lose our witnesses.
The main witness Kumar leaves on the 30th . Will give Accused and counsel time to have a discussion. My difficulty is that I can't do a trial – my views are that he has no option – and I wrote the letter on that basis.
How can I represent him now? I was prepared to mitigate. I did understand what he said. I did agree but I need some clarification – I need concrete answers. Stand down for counsel and Accused to discuss the matter. Appearance as before Have explained everything to my client. He now understands the position. I have not pressured him at all I confirm that I want to plead guilty. I will need time to prepare mitigation. Could we have 2 hours to make a new summary of facts. Can I mitigate on Thursday? Yes, all right. Assessors in. | |
Information read to the Accused Count 1: Guilty Count 2: Guilty Count 3: Guilty | ||
Court: | Assessors discharged. 12 noon for facts. Adjourn to then". |
"[46] So the High Court Justice should have done something in this case when that Justice read what counsel D Prasad had written as Rajendra Samy's state of mind relevant to three pleas of guilty to attempted murder or when D Prasad in his verbal mitigation said 'There was an argument and he did strike his mother'.
[47] The learned High Court Justice should have said:
Mr. Prasad this is not an admission by your client of intention to murder his mother. Even less it is an admission that he intended to murder Amit or Ashneel. Pleas of not guilty must be entered and your client must be tried on these three counts."
"It is important that there should not be ambiguity in the plea, and that where the defendant makes some other answer than "not guilty" or, "guilty", as the case may be, care should be taken to make sure that he understands the charge and to ascertain to what the plea amounts".
"The matter of law decisive in respect of ambiguity must also render the pleas of "guilty" on 26th November 2007 a nullity on account of being involuntary. Mr D Prasad advised him, as is clear from the record, that defending himself when conciliation went wrong and his mother attacked and stabbed him in the finger with a kitchen knife amounted to facts which if proved amounted as a matter of law to both the actus reus and mens rea of attempted murder. In Sorhaindo [2006] EWCA Crim 1429 the Court of Appeal in England held that, where an accused had erroneously been advised that his factual case afforded him no defence, he should have been permitted to vacate the guilty plea that he entered in reliance on this advice. Not only has an accused a right to free choice of plea, but where legal advice is involved it must be correct advice. His intelligence must be engaged correctly to the matters of law which are relevant to the factual case he believes will be proved if a trial proceeds. If his intelligence is not so engaged it is an involuntary plea and a nullity. If the advice is intentionally wrong the accused is the victim of wilful pressure by the adviser. If the adviser has made a bona fide mistake about the law, the pressure on the accused is the same. It amounts to wrongful pressure which has denied him of his right to choose. The plea is an involuntary one and a nullity."
"What a barrister defending a client on criminal charge may legitimately do in the course of the defence is nowhere laid down but he is not entitled wantonly or recklessly to attribute to another person the crime with which his client is charged, and he should not make such an imputation unless there are facts or circumstances, or rational inferences to be drawn from them, which at the least raise a not unreasonable suspicion that the suggested person committed the crime.
The client must decide on his plea, his line of defence, and whether or not he is to give evidence himself. Counsel may of course properly advise on these matters, in strong terms if need be, but it is the client who must make the decisions: it is not for counsel to manufacture a line of defence. If the accused person instructs counsel that he is not guilty but decides not to give evidence, it is nevertheless counsel's duty to put the defence before the court to the extent, if necessary, of making positive suggestions to other witnesses."
"[4] The applicant, having pleaded guilty to the charges against him, now requires leave of the court to withdraw his pleas to those charges: and that, coming as the appeal does after his conviction on such pleas, the onus lies on him to establish that a miscarriage of justice took place when the court accepted and acted on his pleas ... The essential question ... is whether the entering of the plea of guilty should be regarded, in all the circumstances, as attended by such unfairness as to warrant a new trial.
[5] ......A plea of guilty which is the product of intimidation, duress, improper pressure or improper inducement, or harassment is not free and voluntary plea on which a court may properly act.....But, because the law regards a plea of guilty made by a person in possession of all the facts and intending to plead guilty as "the most cogent admission that can be made".... It is necessary that a miscarriage of justice be demonstrated before leave is granted to withdraw such a plea."
Appellant's Intention to kill Amit and Ashneel
"I saw Master back into my flat with a chopper knife in his hand. He held the knife in his right hand. I then asked him as to what he will do with the knife. He just said I will chop you. Then he striked the knife at me with his right hand. I was standing in the kitchen. I quickly held his hand with my left hand. He kept on striking on my face and neck and head area. He then held me by my hair and again striked the knife on my face and head. I kept on yelling for help calling Amit and Ashneel names. He then pushed me down and I fell face down. He again striked at me on my head. I was bleeding and shocked.
Then I suddenly put my face up and noticed that he was striking Amit with the same knife outside on the porch, just at the front door. I then manage to stand up and opened the back door grill locked and ran out of the house yelling for help. I also received cut on my right hand little and ring finger."
Amit Sami in his statement said:
"As soon as I went inside the house I saw Rajen hitting my grandmother with something. That time I was not clear whether Rajen was using his fist or a chopper. That time my grandmother was in the kitchen laying downwards and making unusual sound saying Aa Aa. When I went inside the kitchen at the same time I turn around to pick something to save my grandmother. As soon as I turn around my uncle (Rajen) hit me with a chopper on my neck. Then the blood started coming. That time I was black out. Then I open my eyes and saw him again trying to hit me with the same chopper then I got hold of the chopper and threw it straight outside and the chopper landed on the porch. He then got hold of my leg and started to pull and again he got hold of the chopper and hit on my forehead. Again he hit on my neck, then I put my left hand on my neck to save myself but my three (3) fingers were chopped and started bleeding. I would like to say about the time I got hold of the chopper and threw it outside. That time I yelled out saying Ashneel, Ashneel who is my cousin. I only heard Ashneel saying "Mama" (means uncle) What are you doing? "That time I was laying down and at the same time I stood up ran toward the main road.
Ashneel Chand in his statement said:
""As I sat down to study I heard someone calling my name. I could make out that my cousin Amit was calling me so I lowered the volume of my radio. Then again I heard the sound someone was calling Ashneel, Ashneel, Ashneel. Then I lowered the volume and left out and rushed to the house of Amit as what was happening. Then I entered the compound and whilst reaching the steps of the porch of the house I saw Rajend was hitting Amit with the chopper. Since Rajend was facing Amit's house and his back was facing me, I then got hold of him from the back. When I held Rajend from the back, then he tried to free himself and as a result we both fell down in my grandmother's room which is under construction. We then faced each other whilst I was still holding his hand in which he was holding the chopper. He then plead to me to join hands and promise him and not to tell what he did to anyone. Whilst I was trying to hold his other hand, he turned around and strike the chopper on my head at once. I kept on holding him. Then on the same time he again strike me on the head for the several time. I was blacked out but I was still holding him. In about 14 seconds later I regain conscious and he tried to push me on the barb wire i.e. the fence of my compound. I kept on holding him and dragged him to the driveway. Then he tripped and I fell down on the ground. Then when he realised that he has struck me and said that he didn't mean to hit me, but he believed that I was Amit as his intention was to hit Amit. Then I asked him why you hit Amit. Then he picked up a stone and hit me on my head. Whilst I was on the ground that he lifted me up and told me that he is willing to take me to the hospital. I told him that I will not go to the hospital but you give me the chopper. Then I snatched the chopper from him and Rajend ran into his house. Then I went to the Sunrise Taxi Base with the chopper."
"Intent, in one form, connotes a decision to bring about a situation so far as is possible to do so – to bring about ...a particular result. Such a decision implies a desire or wish to ... bring about such a result. ... Intent, in another form connotes knowledge. ... But existing circumstances can be known more certainly than the probability of the occurrence of a future result and therefore specific intent is usually established by proof a desire or wish to cause the prescribed result ...
Nevertheless, in some cases, It will be necessary to distinguish desire from intention. There will be cases where an accused acts for a different purpose knowing the particular results will occur but not desiring it. Desire is not a necessary element of intention: R v. Willmot (1985) 18 A Crim R 42."
"208. Where a person is charged with any offence and can lawfully be convicted on such charge of some other offence not included in the charge, he may plead not guilty of the offence charged, but guilty of such other offence".
In view of the above provision even if the Appellant was charged with an offence of attempted murder he could have pleaded not guilty to that charge and pleaded guilty of committing grievous bodily harm to Amit and Ashneel if he is of the view that his intention is only to cause bodily harm to Amit and Ashneel but he has chosen to plead guilty to the charge of attempted murder.
Hon. Justice Sriskandarajah
Justice of Appeal
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